FP
Financial Planning & Information Services, Inc. Historical SEC 13F Holdings & Archive (Q3 2024)
Financial Planning & Information Services, Inc.CIK: 0001841433
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$725.7M
Reporting period: 2024-09-30 · Number of holdings: 88
Financial Planning & Information Services, Inc. disclosed 88 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $725.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 17.58
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 61.15
- Diversification
- 100
- Sizing Uniformity
- 82.97
Financial Planning & Information Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.044 — mathematically equivalent to about 23 equally-sized positions, well below its 88 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 8.29% | — | +25.78% | |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 7.43% | — | +7.82% | |
| 3 | HTRB | Hartford Ttl Rtrn Bnd ETF | ETF-Other | 7.03% | — | +19.89% | |
| 4 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 6.97% | — | -10.59% | |
| 5 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 6.12% | — | -11.25% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 5.60% | — | +7.97% | |
| 7 | DFAI | Dimensional International Co | ETF-Other | 5.47% | — | +9.21% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 4.21% | — | +9.07% | |
| 9 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 3.79% | — | +15.97% | |
| 10 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 3.39% | — | -12.50% | |
| 11 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.22% | — | -27.08% | |
| 12 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 3.16% | — | +4.48% | |
| 13 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 3.06% | — | +4.22% | |
| 14 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.87% | — | +22.98% | |
| 15 | DGS | Wisdomtree Em Small Cap | ETF-Small Cap | 2.69% | — | -3.28% | |
| 16 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.37% | — | +28.03% | |
| 17 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.93% | — | +3.08% | |
| 18 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.81% | — | +13.61% | |
| 19 | LMBS | First Trust Low Duration Opp | ETF-Other | 1.68% | — | -9.53% | |
| 20 | CALF | Pcr US Sm Cp Csh Cws Etf-usd | ETF-Other | 1.65% | — | +12.49% | |
| 21 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.42% | — | +15.04% | |
| 22 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.18% | — | +2.65% | |
| 23 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 1.14% | — | -3.31% | |
| 24 | WEC | Wec Energy Group Inc | Stock-Utilities | 1.07% | — | +1.27% | |
| 25 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 1.01% | — | +3.37% | |
| 26 | FMB | First Trust Managed Municipa | ETF-Other | 0.86% | — | -11.78% | |
| 27 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.85% | — | +13.88% | |
| 28 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.72% | — | +13.03% | |
| 29 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.66% | — | +5.00% | |
| 30 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.58% | — | +0.29% | |
| 31 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.55% | — | -22.64% | |
| 32 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.53% | — | +79.99% | |
| 33 | HMOP | Hartford Municipal Opp ETF | ETF-Other | 0.50% | — | -7.95% | |
| 34 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.49% | — | +16.11% | |
| 35 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.48% | — | +11.77% | |
| 36 | AAPL | Apple Inc | Stock-Tech | 0.37% | — | -0.03% | |
| 37 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 0.36% | — | +3.21% | |
| 38 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.35% | — | -3.88% | |
| 39 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.28% | — | -3.49% | |
| 40 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.25% | — | +28.47% | |
| 41 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.22% | — | -2.43% | |
| 42 | VB | Vanguard Small-cap ETF | ETF-Other | 0.20% | — | -0.99% | |
| 43 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 0.20% | — | -20.75% | |
| 44 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.19% | — | +4.54% | |
| 45 | MSFT | Microsoft CORP | Stock-Tech | 0.15% | — | — | |
| 46 | VAW | Vanguard Materials ETF | ETF-Other | 0.15% | — | -7.34% | |
| 47 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.14% | — | — | |
| 48 | NEE | Nextera Energy Inc | Stock-Utilities | 0.13% | — | +8.98% | |
| 49 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.11% | — | — | |
| 50 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.11% | — | -16.67% |
1–50 of 88
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+2.8%
Performance Last 4 Quarters
+17%
- Stdev
- +9.9%
- Beta
- +0.67
- Alpha
- +0.4%
- Max Drawdown
- -6.2%
- Annualized Perf
- +14.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.67
- Stutzer
- +0.4
- Treynor
- +0.21
- Sterling
- +0.96
- Calmar
- +2.26
- Information Ratio
- -0.97
- Tracking Error
- +6.5%
- Stdev Down
- +5.1%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +24.2%
- Worst 12 Months
- +4.6%
- Efficiency Ratio
- +0.52
- Sharpe
- +1.38
- Stdev Sectors
- +10.2%
- Skewness
- -0.17
- Kurtosis
- -0.64
- Upside Potential
- +4.34
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q3 | 88 | $725.7M | 0 | ||
| 2024 Q2 | 83 | $654.6M | 0 | ||
| 2024 Q1 | 86 | $665.6M | 0 | ||
| 2023 Q4 | 84 | $634.3M | 0 | ||
| 2023 Q3 | 84 | $537.3M | 0 | ||
| 2023 Q2 | 85 | $542.1M | 0 | ||
| 2023 Q1 | 86 | $515.8M | 0 | ||
| 2022 Q4 | 82 | $471.7M | 0 | ||
| 2022 Q3 | 75 | $412.9M | 0 | ||
| 2022 Q2 | 74 | $410.0M | 0 | ||
| 2022 Q1 | 81 | $447.7M | 0 | ||
| 2021 Q4 | 78 | $406.3M | 0 | ||
| 2021 Q3 | 74 | $367.7M | 0 | ||
| 2021 Q2 | 70 | $341.1M | 98 | ||
| 2021 Q1 | 69 | $326.4M | 12 | ||
| 2020 Q4 | 68 | $297.1M | 20 | ||
| 2020 Q3 | 65 | $257.1M | 11 | ||
| 2020 Q2 | 51 | $238.3M | 23 | ||
| 2020 Q1 | 49 | $192.3M | 27 | ||
| 2019 Q4 | 51 | $251.5M | 7 | ||
| 2019 Q3 | 50 | $236.2M | 8 | ||
| 2019 Q2 | 48 | $230.9M | 13 | ||
| 2019 Q1 | 47 | $224.6M | 22 | ||
| 2018 Q4 | 44 | $202.2M | 41 | ||
| 2018 Q3 | 47 | $258.7M | 21 | ||
| 2018 Q2 | 44 | $267.7M | 14 | ||
| 2018 Q1 | 44 | $285.2M | 11 | ||
| 2017 Q4 | 39 | $294.5M | 4 | ||
| 2017 Q3 | 36 | $283.4M | 5 | ||
| 2017 Q2 | 36 | $278.0M | 3 | ||
| 2017 Q1 | 36 | $271.6M | 6 | ||
| 2016 Q4 | 36 | $257.6M | 8 | ||
| 2016 Q3 | 35 | $243.1M | 12 | ||
| 2016 Q2 | 35 | $218.0M | 13 | ||
| 2016 Q1 | 34 | $194.8M | 13 | ||
| 2015 Q4 | 31 | $175.1M | 12 | ||
| 2015 Q3 | 31 | $159.0M | 15 | ||
| 2015 Q2 | 33 | $167.1M | 14 | ||
| 2015 Q1 | 32 | $155.0M | 9 | ||
| 2014 Q4 | 32 | $144.1M | 0 | ||
| 2014 Q3 | 32 | $144.1M | 4 | ||
| 2014 Q2 | 33 | $148.4M | 5 | ||
| 2014 Q1 | 32 | $143.5M | 3 | ||
| 2013 Q4 | 32 | $141.1M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Financial Planning & Information Services, Inc. and what type of investor is it?
Financial Planning & Information Services, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-09-30), the firm manages a tracked equity portfolio valued at approximately $725.7M, spread across 88 disclosed positions.
What are Financial Planning & Information Services, Inc.'s largest equity positions?
Based on the latest 13F filing, Financial Planning & Information Services, Inc.'s top holdings by market value are:
1. Jpmorgan Core Plus Bond ETF (JCPB) — $60.2M (8.3%)
2. Ss Spdr P S&p 500 Growth ETF (SPYG) — $53.9M (7.4%)
3. Hartford Ttl Rtrn Bnd ETF (HTRB) — $51.0M (7.0%)
4. Ss Spdr S&p 600 Sc Val ETF (SLYV) — $50.6M (7.0%)
5. Wisdomtree US Midcap Dividen (DON) — $44.4M (6.1%)
What changes did Financial Planning & Information Services, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Financial Planning & Information Services, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Financial Planning & Information Services, Inc. focus on?
Financial Planning & Information Services, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Utilities: 32.7%
• Consumer Staples: 24.8%
• Information Technology: 15.2%
• Consumer Discretionary: 6.9%
• Industrials: 5.4%
• Health Care: 4.1%
Investment Profile
Financial Planning & Information Services, Inc. returned an annualized 14.1% over the trailing 36 months — outperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.67 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.7% of the portfolio concentrated in Utilities.
It has added to its JCPB position over the past two quarters (+$19.8M, now $60.2M), while trimming DON over the same stretch (-$4.1M, still holding $44.4M).
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Developer Access
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