HF
Hartford Financial Management Inc. — 13F Portfolio Changes & Top Buys (Q3 2026)
Hartford Financial Management Inc.CIK: 0001352526
Diversified strategyMomentum followerLong-term holder
Total reported value
$448.1M
Reporting period: 2026-09-30 · Number of holdings: 347
Hartford Financial Management Inc. disclosed 347 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $448.1M and a quarterly turnover rate of 13.9%.
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Personality snowflake
- Concentration
- 9.78
- Portfolio Stability
- 13.89
- Momentum
- 100
- Sector conviction
- 63.73
- Diversification
- 100
- Sizing Uniformity
- 72.65
Hartford Financial Management Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 347 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.73), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 54% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd NVDA
+27.6% $6.7M
Trim AMAT
+0.0% -$6.0M
New buy 30233Q108
Sold out XOM
Add MSFT
-2.6% $4.1M
Add AAPL
-0.5% $2.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 347 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 7.64% | -0.41% | -0.51% | |
| 2 | VGT | Vanguard Info Tech ETF | ETF-Tech | 5.48% | +0.33% | +1.10% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 4.78% | +0.61% | -0.48% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 4.74% | +1.49% | +27.65% | |
| 5 | JPSE | JPM Diversified Rt Small Cap | ETF-Small Cap | 4.08% | -0.25% | +0.83% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.65% | +0.93% | -2.57% | |
| 7 | AMAT | Applied Materials Inc | Stock-Tech | 3.22% | -1.34% | +0.02% | |
| 8 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.56% | -0.35% | -6.28% | |
| 9 | PAAA | Pgim Aaa Clo ETF | ETF-Other | 2.26% | -0.08% | -3.51% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.10% | +0.01% | -0.77% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.93% | -0.07% | +0.07% | |
| 12 | DAUG | Ft Vest U.s. Equity Deep Buf | ETF-Other | 1.72% | +0.02% | -0.29% | |
| 13 | JTEK | Jpmorgan US Tech Leaders | ETF-Tech | 1.65% | -0.07% | +1.72% | |
| 14 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 1.62% | +0.14% | -0.41% | |
| 15 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.61% | -0.04% | +0.27% | |
| 16 | QLTI | Gmo International Qlty ETF | ETF-Other | 1.58% | +0.01% | +2.26% | |
| 17 | CAT | Caterpillar Inc | Stock-Industrials | 1.54% | -0.47% | +0.49% | |
| 18 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 1.54% | +0.05% | +2.65% | |
| 19 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.51% | +0.27% | +22.92% | |
| 20 | QLTY | Gmo U.s. Quality ETF | ETF-Other | 1.37% | +0.05% | +1.04% | |
| 21 | DDEC | Ft Vest U.s. Equity Deep Buf | ETF-Other | 1.31% | +0.03% | -0.41% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.26% | +0.05% | -0.59% | |
| 23 | CSX | Csx CORP | Stock-Industrials | 1.24% | -0.03% | +0.06% | |
| 24 | V | Visa Inc-class A Shares | Stock-Financials | 1.23% | +0.06% | +0.03% | |
| 25 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.23% | -0.01% | +6.88% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.20% | +0.27% | +0.46% | |
| 27 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.15% | +0.03% | — | |
| 28 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.12% | -0.05% | +0.09% | |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.12% | +0.01% | +0.61% | |
| 30 | ✓ | Stock-Other | 1.10% | +1.10% | NEW | ||
| 31 | RTX | Rtx CORP | Stock-Industrials | 0.99% | -0.02% | -0.14% | |
| 32 | ARKQ | Ark Autonomous Tech & Robot | ETF-Tech | 0.88% | -0.09% | -0.65% | |
| 33 | ADP | Automatic Data Processing | Stock-Tech | 0.82% | +0.08% | -3.17% | |
| 34 | UNP | Union Pacific CORP | Stock-Industrials | 0.77% | -0.01% | -0.39% | |
| 35 | CME | Cme Group Inc | Stock-Financials | 0.77% | +0.13% | +0.34% | |
| 36 | BAC | Bank Of America CORP | Stock-Financials | 0.72% | -0.03% | +0.13% | |
| 37 | GLW | Corning Inc | Stock-Tech | 0.72% | -0.51% | -3.13% | |
| 38 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.72% | +0.26% | +0.01% | |
| 39 | KLAC | Kla CORP | Stock-Tech | 0.70% | -0.38% | +0.52% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.68% | +0.12% | -0.35% | |
| 41 | XLV | Ss Health Care Select Sector | ETF-Other | 0.67% | +0.09% | +7.61% | |
| 42 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.66% | -0.08% | — | |
| 43 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.65% | +0.06% | +0.90% | |
| 44 | EWJV | Ishares Msci Japan Value ETF | ETF-Other | 0.64% | +0.06% | — | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | +0.02% | -0.34% | |
| 46 | HD | Home Depot Inc | Stock-Consumer Disc | 0.55% | -0.14% | -1.36% | |
| 47 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.53% | -0.07% | +1.60% | |
| 48 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.51% | +0.08% | — | |
| 49 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.50% | +0.05% | -1.21% | |
| 50 | NFLX | Netflix Inc | Stock-Comm Services | 0.49% | +0.02% | +6.38% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2%
Performance Last 4 Quarters
+14.2%
- Stdev
- +10.2%
- Beta
- +0.77
- Alpha
- +1.1%
- Max Drawdown
- -6.4%
- Annualized Perf
- +19.3%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.55
- Stutzer
- +0.51
- Treynor
- +0.24
- Sterling
- +1.3
- Calmar
- +3.03
- Information Ratio
- -0.84
- Tracking Error
- +4.8%
- Stdev Down
- +5.1%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +28.1%
- Worst 12 Months
- +5.2%
- Efficiency Ratio
- +0.7
- Sharpe
- +1.79
- Stdev Sectors
- +10.5%
- Skewness
- -0.35
- Kurtosis
- -0.08
- Upside Potential
- +5.01
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 347 | $448.1M | 14 | ||
| 2026 Q2 | 349 | $448.2M | 26 | ||
| 2026 Q1 | 344 | $392.4M | 14 | ||
| 2025 Q4 | 338 | $384.9M | 11 | ||
| 2025 Q3 | 340 | $377.6M | 65 | ||
| 2025 Q2 | 347 | $365.7M | 0 | ||
| 2025 Q1 | 359 | $484.4M | 100 | ||
| 2024 Q4 | 377 | $488.2M | 0 | ||
| 2024 Q3 | 380 | $489.3M | 0 | ||
| 2024 Q2 | 395 | $466.3M | 0 | ||
| 2024 Q1 | 382 | $473.6M | 0 | ||
| 2023 Q4 | 391 | $441.4M | 0 | ||
| 2023 Q3 | 390 | $391.6M | 0 | ||
| 2023 Q2 | 367 | $404.6M | 0 | ||
| 2023 Q1 | 379 | $386.7M | 0 | ||
| 2022 Q4 | 376 | $378.1M | 0 | ||
| 2022 Q3 | 378 | $340.3M | 0 | ||
| 2022 Q2 | 386 | $360.7M | 0 | ||
| 2022 Q1 | 385 | $414.6M | 0 | ||
| 2021 Q4 | 358 | $430.1M | 0 | ||
| 2021 Q3 | 391 | $393.0M | 0 | ||
| 2021 Q2 | 374 | $402.9M | 100 | ||
| 2021 Q1 | 385 | $403.3M | 10 | ||
| 2020 Q4 | 351 | $377.4M | 13 | ||
| 2020 Q3 | 323 | $337.4M | 12 | ||
| 2020 Q2 | 339 | $313.2M | 32 | ||
| 2020 Q1 | 345 | $250.2M | 39 | ||
| 2019 Q4 | 339 | $320.0M | 10 | ||
| 2019 Q3 | 358 | $299.8M | 8 | ||
| 2019 Q2 | 362 | $299.6M | 11 | ||
| 2019 Q1 | 365 | $292.7M | 18 | ||
| 2018 Q4 | 398 | $261.8M | 20 | ||
| 2018 Q3 | 405 | $295.3M | 10 | ||
| 2018 Q2 | 404 | $280.8M | 54 | ||
| 2018 Q1 | 351 | $197.5M | 17 | ||
| 2017 Q4 | 342 | $203.8M | 9 | ||
| 2017 Q3 | 388 | $197.1M | 29 | ||
| 2017 Q2 | 367 | $222.6M | 38 | ||
| 2017 Q1 | 345 | $165.9M | 29 | ||
| 2016 Q4 | 318 | $168.7M | 22 | ||
| 2016 Q3 | 323 | $164.6M | 16 | ||
| 2016 Q2 | 308 | $166.2M | 8 | ||
| 2016 Q1 | 303 | $160.8M | 12 | ||
| 2015 Q4 | 278 | $160.2M | 30 | ||
| 2015 Q3 | 261 | $149.7M | 36 | ||
| 2015 Q2 | 278 | $171.2M | 16 | ||
| 2015 Q1 | 109 | $162.7M | 14 | ||
| 2014 Q4 | 259 | $162.3M | 16 | ||
| 2014 Q3 | 285 | $166.9M | 11 | ||
| 2014 Q2 | 287 | $165.0M | 13 | ||
| 2014 Q1 | 270 | $152.9M | 19 | ||
| 2013 Q4 | 255 | $154.1M | 12 | ||
| 2013 Q3 | 267 | $144.9M | 14 | ||
| 2013 Q2 | 270 | $144.6M | 0 |
Holding changes this quarter
Hartford Financial Management Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Oneok Inc (OKE); New buy: ; Sold out: Ishares Russell Mid-cap Grow (IWP).
Showing top 200 changes by size (of 358 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +1.5% | +27.65% | Add |
| 2 | ✓ | +1.1% | NEW | New buy | |
| 3 | MSFT | Microsoft CORP | +0.9% | -2.57% | Trim |
| 4 | AAPL | Apple Inc | +0.6% | -0.48% | Trim |
| 5 | VGT | Vanguard Info Tech ETF | +0.3% | +1.10% | Add |
| 6 | JPST | Jpmorgan Ultra-short Income | +0.3% | +22.92% | Add |
| 7 | META | Meta Platforms Inc-class A | +0.3% | +0.46% | Add |
| 8 | MPC | Marathon Petroleum CORP | +0.3% | +0.01% | Add |
| 9 | FBT | First Trust Nyse Arca Biotec | +0.1% | -0.41% | Trim |
| 10 | CME | Cme Group Inc | +0.1% | +0.34% | Add |
| 11 | CVX | Chevron CORP | +0.1% | -0.35% | Trim |
| 12 | XLV | Ss Health Care Select Sector | +0.1% | +7.61% | Add |
| 13 | ADP | Automatic Data Processing | +0.1% | -3.17% | Trim |
| 14 | IGV | Ishares Expanded Tech-softwa | +0.1% | — | Unchanged |
| 15 | EWJV | Ishares Msci Japan Value ETF | +0.1% | — | Unchanged |
| 16 | DIS | Walt Disney Co/the | +0.1% | +0.90% | Add |
| 17 | ✓ | +0.1% | NEW | New buy | |
| 18 | V | Visa Inc-class A Shares | +0.1% | +0.03% | Add |
| 19 | PSX | Phillips 66 | +0.1% | -1.16% | Trim |
| 20 | MRK | Merck & Co. Inc. | +0.1% | -1.21% | Trim |
| 21 | QLTY | Gmo U.s. Quality ETF | +0.1% | +1.04% | Add |
| 22 | DHR | Danaher CORP | +0.1% | -2.07% | Trim |
| 23 | DBEF | Xtrackers Msci Eafe Hedged E | +0.1% | +2.65% | Add |
| 24 | RSPH | Invesco S&p 500 Equal Weight | +0.1% | +0.01% | Add |
| 25 | AMZN | Amazon.com Inc | +0.1% | -0.59% | Trim |
| 26 | EL | Estee Lauder Companies-cl A | 0% | +1.31% | Add |
| 27 | PLTR | Palantir Technologies Inc-a | 0% | +5.18% | Add |
| 28 | FCX | Freeport-mcmoran Inc | 0% | +1.00% | Add |
| 29 | DDEC | Ft Vest U.s. Equity Deep Buf | 0% | -0.41% | Trim |
| 30 | RSPT | Invesco S&p 500 Equal Weight | 0% | — | Unchanged |
| 31 | JNJ | Johnson & Johnson | 0% | -0.34% | Trim |
| 32 | DAUG | Ft Vest U.s. Equity Deep Buf | 0% | -0.29% | Trim |
| 33 | NFLX | Netflix Inc | 0% | +6.38% | Add |
| 34 | ABT | Abbott Laboratories | 0% | -3.54% | Trim |
| 35 | SPYM | Ste Str Spdr Pt S&p 500 ETF | 0% | +0.54% | Add |
| 36 | QLTI | Gmo International Qlty ETF | 0% | +2.26% | Add |
| 37 | BMY | Bristol-myers Squibb Co | 0% | — | Unchanged |
| 38 | ✓ | 0% | NEW | New buy | |
| 39 | PAA | Plains All Amer Pipeline LP | 0% | — | Unchanged |
| 40 | DE | Deere & Co | 0% | — | Unchanged |
| 41 | GLD | Spdr Gold Shares | 0% | — | Unchanged |
| 42 | NTAP | Netapp Inc | 0% | — | Unchanged |
| 43 | ADBE | Adobe Inc | 0% | — | Unchanged |
| 44 | PM | Philip Morris International | 0% | — | Unchanged |
| 45 | PFE | Pfizer Inc | 0% | — | Unchanged |
| 46 | ZETA | Zeta Global Holdings Corp-a | 0% | — | Unchanged |
| 47 | CELH | Celsius Holdings Inc | 0% | NEW | New buy |
| 48 | ILMN | Illumina Inc | 0% | — | Unchanged |
| 49 | JPM | Jpmorgan Chase & Co | 0% | -0.77% | Trim |
| 50 | RIG | Transocean Ltd. | 0% | +500.00% | Add |
1–50 of 200
Filing History
FAQ
What is Hartford Financial Management Inc. and what type of investor is it?
Hartford Financial Management Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $448.1M, spread across 347 disclosed positions.
What are Hartford Financial Management Inc.'s largest equity positions?
Based on the latest 13F filing, Hartford Financial Management Inc.'s top holdings by market value are:
1. Jpmorgan Core Plus Bond ETF (JCPB) — $34.2M (7.6%)
2. Vanguard Info Tech ETF (VGT) — $24.6M (5.5%)
3. Apple Inc (AAPL) — $21.4M (4.8%)
4. Nvidia CORP (NVDA) — $21.3M (4.7%)
5. JPM Diversified Rt Small Cap (JPSE) — $18.3M (4.1%)
What changes did Hartford Financial Management Inc. make in its most recent portfolio filing?
In the latest reported quarter, Hartford Financial Management Inc. made 116 notable position adjustments: 7 new positions were initiated, 47 existing holdings were added to, 51 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Oneok Inc (OKE); New buy: ; Sold out: Ishares Russell Mid-cap Grow (IWP)
What sectors does Hartford Financial Management Inc. focus on?
Hartford Financial Management Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.1%
• Industrials: 11.9%
• Financials: 11.8%
• Communication Services: 9.0%
• Consumer Staples: 6.5%
• Health Care: 6.3%
Investment Profile
Hartford Financial Management Inc. returned an annualized 19.3% over the trailing 36 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 40.1% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 65 to 14 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VGT position over the past two quarters (+$9.0M, now $24.6M), while trimming ORCL over the same stretch (-$3.4M, still holding $1.8M).
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Developer Access
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