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Financial Management Concepts CORP /adv Historical SEC 13F Holdings & Archive (Q4 2021)
Financial Management Concepts CORP /advCIK: 0000883933
Long-term holderQuality / disciplined sizingSector-focused
Total reported value
$137.2M
Reporting period: 2021-12-31 · Number of holdings: 29
FINANCIAL MANAGEMENT CONCEPTS CORP /ADV disclosed 29 holdings in its latest 13F filing for the period ending 2021-12-31, with total reported value of $137.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 29.69
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 82.67
- Diversification
- 58
- Sizing Uniformity
- 89.07
Financial Management Concepts CORP /adv's disclosed holdings carry a Herfindahl concentration index of 0.074 — mathematically equivalent to about 13 equally-sized positions, well below its 29 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.09), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VCR | Vanguard Consumer Discre ETF | ETF-Other | 13.43% | — | -3.06% | |
| 2 | VGT | Vanguard Info Tech ETF | ETF-Tech | 11.99% | — | -1.72% | |
| 3 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 10.58% | — | — | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 7.55% | — | +340.93% | |
| 5 | RSPN | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 6.88% | — | -5.90% | |
| 6 | PDBC | Invesco Optimum Yield Divers | ETF-Other | 6.51% | — | -6.61% | |
| 7 | RSPM | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 6.47% | — | -12.57% | |
| 8 | VOX | Vanguard Communication Servi | ETF-Other | 5.04% | — | -22.14% | |
| 9 | RSPF | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 4.50% | — | — | |
| 10 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 3.77% | — | +17.16% | |
| 11 | TIP | Ishares Tips Bond ETF | ETF-Other | 3.74% | — | +18.36% | |
| 12 | TIPX | Ss Spdr Bb 1-10yr Tips ETF | ETF-Other | 3.61% | — | +19.72% | |
| 13 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 3.37% | — | +20.65% | |
| 14 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.91% | — | +6.28% | |
| 15 | RSPH | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.30% | — | -68.17% | |
| 16 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.26% | — | +668.72% | |
| 17 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.05% | — | -9.27% | |
| 18 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.85% | — | — | |
| 19 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.68% | — | +10.51% | |
| 20 | HD | Home Depot Inc | Stock-Consumer Disc | 0.66% | — | — | |
| 21 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.60% | — | -5.88% | |
| 22 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.57% | — | — | |
| 23 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.37% | — | — | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.37% | — | -2.94% | |
| 25 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.31% | — | +22.19% | |
| 26 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.19% | — | — | |
| 27 | AAPL | Apple Inc | Stock-Tech | 0.18% | — | — | |
| 28 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.16% | — | — | |
| 29 | GSATUSD | Globalstar Inc | Stock-Other | 0.09% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Financial Management Concepts CORP /adv and what type of investor is it?
Financial Management Concepts CORP /adv is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-12-31), the firm manages a tracked equity portfolio valued at approximately $137.2M, spread across 29 disclosed positions.
What are Financial Management Concepts CORP /adv's largest equity positions?
Based on the latest 13F filing, Financial Management Concepts CORP /adv's top holdings by market value are:
1. Vanguard Consumer Discre ETF (VCR) — $18.4M (13.4%)
2. Vanguard Info Tech ETF (VGT) — $16.4M (12.0%)
3. Schwab U.s. Tips ETF (SCHP) — $14.5M (10.6%)
4. Vanguard S&p 500 ETF (VOO) — $10.4M (7.5%)
5. Invesco S&p 500 Equal Weight (RSPN) — $9.4M (6.9%)
What changes did Financial Management Concepts CORP /adv make in its most recent portfolio filing?
No notable portfolio changes were recorded for Financial Management Concepts CORP /adv in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Financial Management Concepts CORP /adv focus on?
Financial Management Concepts CORP /adv is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 36.7%
• Industrials: 33.2%
• Communication Services: 10.7%
• Information Technology: 10.2%
• Health Care: 9.1%
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Financial Management Concepts CORP /adv's portfolio is broadly diversified and long-term-holding, with 36.7% of the portfolio concentrated in Consumer Discretionary.
It has added to its VGT position over the past two quarters (+$1.8M, now $16.4M), while trimming VOX over the same stretch (-$2.5M, still holding $6.9M).
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