FE
Financial Enhancement Group LLC 13F Filings & Institutional Holdings (Q3 2026)
Financial Enhancement Group LLCCIK: 0001641438
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$870.7M
Reporting period: 2026-09-30 · Number of holdings: 140
Financial Enhancement Group LLC disclosed 140 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $870.7M and a quarterly turnover rate of 21.8%.
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Personality snowflake
- Concentration
- 8.88
- Portfolio Stability
- 21.79
- Momentum
- 100
- Sector conviction
- 68.04
- Diversification
- 100
- Sizing Uniformity
- 85.74
Financial Enhancement Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, well below its 140 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.43), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy LMBS
Sold out VNLA
Sold out TUA
Add LGOV
+161.0% $14.6M
Sold out XLI
New buy XLV
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 136 holdings (of 140 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 6.52% | — | -0.27% | |
| 2 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.91% | -0.34% | +3.32% | |
| 3 | AVDE | Avantis International Equity | ETF-Other | 3.81% | +0.02% | +3.94% | |
| 4 | OEF | Ishares S&p 100 ETF | ETF-Other | 3.73% | +0.12% | +0.70% | |
| 5 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 3.26% | +0.18% | +6.21% | |
| 6 | JSI | Jh Securitized Income ETF | ETF-Other | 3.13% | -0.09% | +3.42% | |
| 7 | LMBS | First Trust Low Duration Opp | ETF-Other | 3.00% | +3.00% | NEW | |
| 8 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 2.99% | — | +0.43% | |
| 9 | LGOV | First Tr Long Duration O-etf | ETF-Other | 2.90% | +1.64% | +160.95% | |
| 10 | FTGC | First Trust Global Tactical | ETF-Other | 2.55% | +0.40% | +7.89% | |
| 11 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 2.49% | -0.09% | -12.35% | |
| 12 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.49% | -0.10% | -3.28% | |
| 13 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 2.25% | -0.14% | +3.30% | |
| 14 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 2.25% | -0.11% | +5.59% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 2.24% | +0.19% | -2.49% | |
| 16 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 2.09% | -0.04% | +0.03% | |
| 17 | V | Visa Inc-class A Shares | Stock-Financials | 1.82% | +0.09% | +0.61% | |
| 18 | AVGO | Broadcom Inc | Stock-Tech | 1.82% | -0.02% | +2.81% | |
| 19 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 1.77% | -0.44% | -16.49% | |
| 20 | LIN | Linde plc | Stock-Materials | 1.62% | -0.13% | +2.99% | |
| 21 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.57% | +0.29% | +22.46% | |
| 22 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.57% | +0.11% | +8.69% | |
| 23 | NVDA | Nvidia CORP | Stock-Tech | 1.54% | +0.19% | +0.07% | |
| 24 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.51% | +0.72% | +122.73% | |
| 25 | PALC | Pacer Lunt Lrg Cap Multi-fac | ETF-Other | 1.49% | -0.19% | +0.66% | |
| 26 | QEFA | Stsr Spd Msc Eaf Stgfs-us In | ETF-Other | 1.47% | -0.07% | -1.96% | |
| 27 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.34% | +0.14% | +16.54% | |
| 28 | ICE | Intercontinental Exchange In | Stock-Financials | 1.17% | -0.08% | -21.59% | |
| 29 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.10% | -0.01% | +0.14% | |
| 30 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 1.09% | -0.02% | +0.03% | |
| 31 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.06% | -0.10% | -4.39% | |
| 32 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.06% | — | +0.46% | |
| 33 | PTLC | Pacer Trendpilot US Large Ca | ETF-Other | 1.03% | — | -1.06% | |
| 34 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.01% | +0.54% | +117.81% | |
| 35 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 1.00% | -0.06% | +2.50% | |
| 36 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.99% | -0.03% | +2.56% | |
| 37 | XLK | Ss Technology Select Sector | ETF-Tech | 0.99% | +0.06% | +4.54% | |
| 38 | IVOL | Quadratic Int Rte Vol Infl H | ETF-Other | 0.97% | -0.61% | -36.63% | |
| 39 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.95% | -0.04% | -5.20% | |
| 40 | KR | Kroger Co | Stock-Consumer Staples | 0.93% | +0.12% | +10.71% | |
| 41 | XLE | Ss Energy Select Sector | ETF-Other | 0.90% | — | -13.54% | |
| 42 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.85% | +0.04% | +7.94% | |
| 43 | XLV | Ss Health Care Select Sector | ETF-Other | 0.85% | +0.85% | NEW | |
| 44 | JEMB | Jh Em Debt Hard Currency ETF | ETF-Other | 0.74% | -0.05% | +4.48% | |
| 45 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.71% | +0.02% | +6.46% | |
| 46 | CAT | Caterpillar Inc | Stock-Industrials | 0.68% | -0.06% | +23.62% | |
| 47 | AGGH | Simplify Aggregate Bond ETF | ETF-Other | 0.65% | -0.06% | -0.24% | |
| 48 | LFEQ | Vaneck Long/flat Trend ETF | ETF-Other | 0.64% | -0.01% | -1.79% | |
| 49 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.62% | +0.18% | +2.50% | |
| 50 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.57% | -0.02% | +1.20% |
1–50 of 136
Portfolio Performance
Performance for Q4 2026
+1.9%
Performance Last 4 Quarters
+11.7%
- Stdev
- +8.8%
- Beta
- +0.68
- Alpha
- +0.1%
- Max Drawdown
- -4.6%
- Annualized Perf
- +16.3%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.73
- Stutzer
- +0.52
- Treynor
- +0.23
- Sterling
- +1.17
- Calmar
- +3.53
- Information Ratio
- -1.48
- Tracking Error
- +4.8%
- Stdev Down
- +4.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +24.6%
- Worst 12 Months
- +4.8%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.78
- Stdev Sectors
- +11.3%
- Skewness
- -0.13
- Kurtosis
- -0.06
- Upside Potential
- +5.18
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 140 | $870.7M | 22 | ||
| 2026 Q2 | 138 | $838.7M | 15 | ||
| 2026 Q1 | 136 | $807.2M | 26 | ||
| 2025 Q4 | 135 | $768.7M | 21 | ||
| 2025 Q3 | 132 | $745.2M | 55 | ||
| 2025 Q2 | 128 | $699.5M | 0 | ||
| 2025 Q1 | 113 | $640.5M | 100 | ||
| 2024 Q4 | 116 | $654.2M | 0 | ||
| 2024 Q3 | 116 | $514.6M | 0 | ||
| 2024 Q2 | 114 | $620.8M | 0 | ||
| 2024 Q1 | 114 | $608.5M | 0 | ||
| 2023 Q4 | 111 | $567.8M | 0 | ||
| 2023 Q3 | 117 | $519.8M | 0 | ||
| 2023 Q2 | 118 | $540.8M | 0 | ||
| 2023 Q1 | 116 | $514.6M | 0 | ||
| 2022 Q4 | 114 | $521.6M | 0 | ||
| 2022 Q3 | 324 | $432.5M | 0 | ||
| 2022 Q2 | 323 | $463.3M | 0 | ||
| 2022 Q1 | 320 | $539.4M | 0 | ||
| 2021 Q4 | 292 | $569.5M | 0 | ||
| 2021 Q3 | 291 | $528.2M | 0 | ||
| 2021 Q2 | 286 | $487.1M | 100 | ||
| 2021 Q1 | 282 | $490.1M | 59 | ||
| 2020 Q4 | 288 | $470.5M | 61 | ||
| 2020 Q3 | 264 | $431.2M | 48 | ||
| 2020 Q2 | 251 | $397.4M | 54 | ||
| 2020 Q1 | 282 | $336.4M | 66 | ||
| 2019 Q4 | 273 | $397.3M | 54 | ||
| 2019 Q3 | 294 | $370.6M | 34 | ||
| 2019 Q2 | 293 | $341.9M | 47 | ||
| 2019 Q1 | 307 | $328.6M | 78 | ||
| 2018 Q4 | 260 | $318.1M | 0 | ||
| 2018 Q3 | 260 | $317.9M | 30 | ||
| 2018 Q2 | 259 | $290.3M | 35 | ||
| 2018 Q1 | 266 | $283.5M | 86 | ||
| 2017 Q4 | 64 | $249.0M | 0 | ||
| 2017 Q3 | 64 | $249.0M | 35 | ||
| 2017 Q2 | 66 | $236.2M | 36 | ||
| 2017 Q1 | 64 | $219.0M | 33 | ||
| 2016 Q4 | 61 | $193.2M | 53 | ||
| 2016 Q3 | 55 | $184.0M | 29 | ||
| 2016 Q2 | 44 | $163.1M | 28 | ||
| 2016 Q1 | 42 | $153.4M | 24 | ||
| 2015 Q4 | 46 | $163.1M | 41 | ||
| 2015 Q3 | 41 | $151.7M | 33 | ||
| 2015 Q2 | 38 | $158.9M | 0 |
Holding changes this quarter
Financial Enhancement Group LLC's most significant position changes for 2026-09-30: New buy: First Trust Low Duration Opp (LMBS); Sold out: Janus Henderson Short Durati (VNLA); Sold out: Sim St Treas Fut Strat ETF (TUA); Sold out: Ss Industrial Select Sector (XLI); New buy: Ss Health Care Select Sector (XLV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LMBS | First Trust Low Duration Opp | +3% | NEW | New buy |
| 2 | LGOV | First Tr Long Duration O-etf | +1.6% | +160.95% | Add |
| 3 | XLV | Ss Health Care Select Sector | +0.9% | NEW | New buy |
| 4 | TLT | Ishares 20+ Year Treasury Bd | +0.7% | +122.73% | Add |
| 5 | GLDM | Spdr Gold Minishares Trust | +0.5% | +117.81% | Add |
| 6 | PSQ | Proshares Short Qqq | +0.5% | NEW | New buy |
| 7 | FTGC | First Trust Global Tactical | +0.4% | +7.89% | Add |
| 8 | VOO | Vanguard S&p 500 ETF | +0.3% | +22.46% | Add |
| 9 | PDBA | Invesco Agriculture Cmdtyk-1 | +0.3% | NEW | New buy |
| 10 | CCJ | Cameco CORP | +0.3% | NEW | New buy |
| 11 | MOO | Vaneck Agribusiness ETF | +0.3% | NEW | New buy |
| 12 | AAPL | Apple Inc | +0.2% | -2.49% | Trim |
| 13 | NVDA | Nvidia CORP | +0.2% | +0.07% | Add |
| 14 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.2% | +6.21% | Add |
| 15 | IBIT | Ishares Bitcoin Trust ETF | +0.2% | +2.50% | Add |
| 16 | ✓ | +0.2% | NEW | New buy | |
| 17 | JPST | Jpmorgan Ultra-short Income | +0.1% | +16.54% | Add |
| 18 | OEF | Ishares S&p 100 ETF | +0.1% | +0.70% | Add |
| 19 | KR | Kroger Co | +0.1% | +10.71% | Add |
| 20 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +8.69% | Add |
| 21 | V | Visa Inc-class A Shares | +0.1% | +0.61% | Add |
| 22 | MSFT | Microsoft CORP | +0.1% | +0.20% | Add |
| 23 | XLK | Ss Technology Select Sector | +0.1% | +4.54% | Add |
| 24 | GRNY | Fundstr Gran Sh US Lrg Cap | +0.1% | +11.69% | Add |
| 25 | JAAA | Janus Henderson Aaa Clo ETF | 0% | +7.94% | Add |
| 26 | ✓ | 0% | NEW | New buy | |
| 27 | QLYS | Qualys Inc | 0% | -3.68% | Trim |
| 28 | AMD | Advanced Micro Devices | 0% | NEW | New buy |
| 29 | MU | Micron Technology Inc | 0% | NEW | New buy |
| 30 | AVDE | Avantis International Equity | 0% | +3.94% | Add |
| 31 | SPEM | State Street Sp Ptf Em ETF | 0% | +6.46% | Add |
| 32 | AIQ | Global X Art Intel & Tech | 0% | +9.15% | Add |
| 33 | DHR | Danaher CORP | 0% | -3.04% | Trim |
| 34 | META | Meta Platforms Inc-class A | 0% | NEW | New buy |
| 35 | NEE | Nextera Energy Inc | 0% | +21.62% | Add |
| 36 | VBR | Vanguard Small-cap Value ETF | 0% | +13.07% | Add |
| 37 | CRM | Salesforce Inc | 0% | -13.41% | Trim |
| 38 | CTA | Simplify Managed Futures St | 0% | +2.12% | Add |
| 39 | CVX | Chevron CORP | 0% | -0.45% | Trim |
| 40 | COMB | Graniteshares Bcom Broad Str | 0% | — | Unchanged |
| 41 | RING | Ishares Msci Global Gold Min | 0% | -6.52% | Trim |
| 42 | FMB | First Trust Managed Municipa | 0% | +14.74% | Add |
| 43 | SPYM | Ste Str Spdr Pt S&p 500 ETF | — | -0.27% | Trim |
| 44 | OMFL | Invesco Russell 1000 Dyn M/f | — | +0.43% | Add |
| 45 | USMV | Ishares Msci USA Min Vol Fac | — | +0.46% | Add |
| 46 | PTLC | Pacer Trendpilot US Large Ca | — | -1.06% | Trim |
| 47 | XLE | Ss Energy Select Sector | — | -13.54% | Trim |
| 48 | KOMP | Ss Spdr S&p Kensho Ne Comp | — | +12.60% | Add |
| 49 | MTUM | Ishares Msci USA Momentum Fa | — | +10.59% | Add |
| 50 | MRK | Merck & Co. Inc. | — | -0.30% | Trim |
1–50 of 145
Filing History
FAQ
What is Financial Enhancement Group LLC and what type of investor is it?
Financial Enhancement Group LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $870.7M, spread across 140 disclosed positions.
What are Financial Enhancement Group LLC's largest equity positions?
Based on the latest 13F filing, Financial Enhancement Group LLC's top holdings by market value are:
1. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $56.8M (6.5%)
2. Ishares Core S&p Small-cap E (IJR) — $34.0M (3.9%)
3. Avantis International Equity (AVDE) — $33.2M (3.8%)
4. Ishares S&p 100 ETF (OEF) — $32.4M (3.7%)
5. Ishrs US E F R A Etf-usd Inc (DYNF) — $28.4M (3.3%)
What changes did Financial Enhancement Group LLC make in its most recent portfolio filing?
In the latest reported quarter, Financial Enhancement Group LLC made 134 notable position adjustments: 11 new positions were initiated, 53 existing holdings were added to, 61 positions were partially reduced, and 9 were completely exited. The largest of these moves: New buy: First Trust Low Duration Opp (LMBS); Sold out: Janus Henderson Short Durati (VNLA); Sold out: Sim St Treas Fut Strat ETF (TUA); Sold out: Ss Industrial Select Sector (XLI); New buy: Ss Health Care Select Sector (XLV)
What sectors does Financial Enhancement Group LLC focus on?
Financial Enhancement Group LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.2%
• Financials: 21.5%
• Materials: 10.5%
• Consumer Staples: 6.7%
• Health Care: 6.7%
• Industrials: 6.3%
Investment Profile
Financial Enhancement Group LLC returned an annualized 16.3% over the trailing 36 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.68 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 39.2% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 55 to 22 over the past 4 quarters — a shift toward longer holding periods.
It has added to its FTGC position over the past two quarters (+$8.6M, now $22.2M), while trimming ICE over the same stretch (-$1.5M, still holding $10.2M).
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Developer Access
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