CIK: 0001561383
Total reported value
$186.6M
Reporting period: 2026-06-30 · Number of holdings: 41
Financial Designs Corp disclosed 41 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $186.6M and a quarterly turnover rate of 15.2%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "F"
Financial Designs Corp's disclosed holdings carry a Herfindahl concentration index of 0.119 — mathematically equivalent to about 8 equally-sized positions, well below its 41 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.99), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.7 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Sold out RUNN
Add ITOT
-1.1% $5.7M
Add HEGD
+11.2% $2.7M
Add OMFL
-1.7% $1.7M
Add VFLO
-3.8% $1.0M
Add IXUS
-2.8% $962.8K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 24.76% | +2.22% | -1.07% | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 15.30% | +0.21% | +5.60% | |
| 3 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 8.68% | +1.17% | +11.22% | |
| 4 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 8.36% | +0.61% | -1.69% | |
| 5 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 7.85% | +0.24% | -2.83% | |
| 6 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 7.48% | -0.03% | +1.50% | |
| 7 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 5.31% | +0.36% | -3.85% | |
| 8 | TXUE | Thornburg Interntin Eqty ETF | ETF-Other | 4.97% | +0.02% | -2.83% | |
| 9 | GRNY | Fundstr Gran Sh US Lrg Cap | ETF-Other | 2.30% | +0.12% | -5.13% | |
| 10 | BALT | Inn Defined Wealth Shield | ETF-Other | 2.29% | +0.07% | +4.73% | |
| 11 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.14% | +0.08% | +4.29% | |
| 12 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.66% | +0.09% | -4.67% | |
| 13 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.38% | -0.11% | -2.94% | |
| 14 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.77% | -0.22% | -6.86% | |
| 15 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 0.52% | +0.07% | +1.35% | |
| 16 | TSLA | Tesla INC | Stock-Consumer Disc | 0.50% | +0.06% | +4.30% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 0.50% | +0.06% | +2.47% | |
| 18 | AAPL | Apple INC | Stock-Tech | 0.47% | +0.04% | -1.34% | |
| 19 | FETH | Fidelity Ethereum Fund | ETF-Other | 0.43% | -0.10% | +11.18% | |
| 20 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.43% | +0.04% | -0.45% | |
| 21 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.32% | -0.01% | — | |
| 22 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.31% | -0.02% | +14.82% | |
| 23 | GLD | Spdr Gold Shares | ETF-Commodities | 0.31% | -0.06% | — | |
| 24 | SLV | Ishares Silver Trust | ETF-Commodities | 0.29% | -0.10% | -2.70% | |
| 25 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.25% | +0.05% | +30.33% | |
| 26 | EIX | Edison International | Stock-Utilities | 0.24% | -0.12% | -32.35% | |
| 27 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.22% | +0.02% | — | |
| 28 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.20% | +0.04% | +23.13% | |
| 29 | SLS | Sellas Life Sciences Group I | Stock-Other | 0.18% | +0.13% | — | |
| 30 | GRBK | Green Brick Partners INC | Stock-Other | 0.18% | +0.03% | — | |
| 31 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.17% | +0.01% | — | |
| 32 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.16% | -0.07% | — | |
| 33 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.14% | +0.14% | NEW | |
| 34 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.14% | +0.02% | — | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 0.14% | +0.02% | — | |
| 36 | SRE | Sempra | Stock-Utilities | 0.13% | -0.01% | +0.04% | |
| 37 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | ETF-Other | 0.12% | +0.12% | NEW | |
| 38 | WELL | Welltower INC | Stock-Real Estate | 0.12% | -0.01% | -17.89% | |
| 39 | AZO | Autozone INC | Stock-Consumer Disc | 0.12% | -0.01% | — | |
| 40 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.11% | -0.01% | -2.21% | |
| 41 | XRPR | Rex-osprey Xrp ETF | ETF-Other | 0.05% | -0.01% | — |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+14.6%
Based on 84% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 41 | $186.6M | 15 | |
| 2026-03-31 | 40 | $179.6M | 8 | |
| 2025-12-31 | 23 | $176.6M | 11 | |
| 2025-09-30 | 22 | $172.7M | 18 | |
| 2025-06-30 | 35 | $163.1M | 0 | |
| 2025-03-31 | 20 | $143.6M | 0 | |
| 2024-12-31 | 20 | $151.8M | 0 | |
| 2024-09-30 | 20 | $155.0M | 0 | |
| 2024-06-30 | 19 | $145.5M | 0 | |
| 2024-03-31 | 18 | $151.7M | 0 | |
| 2023-12-31 | 9 | $122.3M | 0 | |
| 2023-09-30 | 27 | $132.9M | 0 | |
| 2023-06-30 | 14 | $137.0M | 0 | |
| 2023-03-31 | 14 | $133.9M | 0 | |
| 2022-12-31 | 15 | $132.8M | 0 |
Financial Designs Corp's most significant position changes for 2026-06-30: Sold out: Running Oak Efficient Gr ETF (RUNN); New buy: Innovator Eqty Mgd Floor ETF (SFLR); New buy: Ft Vst Lad Deep Buf Etf-usdi (BUFD); Trim: Ishares Core S&p Total U.s. (ITOT) — shares -1.07%; Add: Swan Hedged Equity US Lg Cap (HEGD) — shares +11.22%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | +2.2% | -1.07% | Trim |
| 2 | HEGD | Swan Hedged Equity US Lg Cap | +1.2% | +11.22% | Add |
| 3 | OMFL | Invesco Russell 1000 Dyn M/f | +0.6% | -1.69% | Trim |
| 4 | VFLO | Victoryshares Free Cash Flow | +0.4% | -3.85% | Trim |
| 5 | IXUS | Ishares Core Intl Stock ETF | +0.2% | -2.83% | Trim |
| 6 | AGG | Ishares Core U.s. Aggregate | +0.2% | +5.60% | Add |
| 7 | SFLR | Innovator Eqty Mgd Floor ETF | +0.1% | NEW | New buy |
| 8 | SLS | Sellas Life Sciences Group I | +0.1% | — | Unchanged |
| 9 | GRNY | Fundstr Gran Sh US Lrg Cap | +0.1% | -5.13% | Trim |
| 10 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | +0.1% | NEW | New buy |
| 11 | SCHB | Schwab US Broad Market ETF | +0.1% | -4.67% | Trim |
| 12 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +4.29% | Add |
| 13 | BALT | Inn Defined Wealth Shield | +0.1% | +4.73% | Add |
| 14 | DYNF | Ishrs US E F R A Etf-usd INC | +0.1% | +1.35% | Add |
| 15 | TSLA | Tesla INC | +0.1% | +4.30% | Add |
| 16 | NVDA | Nvidia CORP | +0.1% | +2.47% | Add |
| 17 | MINT | Pimco Enhanced Short Maturit | +0.1% | +30.33% | Add |
| 18 | AMZN | Amazon.com INC | 0% | -0.45% | Trim |
| 19 | AAPL | Apple INC | 0% | -1.34% | Trim |
| 20 | FTLS | First Trust Long/short Eqty | 0% | +23.13% | Add |
| 21 | GRBK | Green Brick Partners INC | 0% | — | Unchanged |
| 22 | TXUE | Thornburg Interntin Eqty ETF | 0% | -2.83% | Trim |
| 23 | SCHX | Schwab US Large-cap ETF | 0% | — | Unchanged |
| 24 | AVGO | Broadcom INC | 0% | — | Unchanged |
| 25 | SCHM | Schwab US Mid Cap ETF | 0% | — | Unchanged |
| 26 | RSP | Invesco S&p 500 Equal Weight | 0% | — | Unchanged |
| 27 | XRPR | Rex-osprey Xrp ETF | 0% | — | Unchanged |
| 28 | WELL | Welltower INC | 0% | -17.89% | Trim |
| 29 | AZO | Autozone INC | 0% | — | Unchanged |
| 30 | SRE | Sempra | 0% | +0.04% | Add |
| 31 | DIS | Walt Disney Co/the | 0% | -2.21% | Trim |
| 32 | MUNI | Pimco Intermediate Municipal | 0% | — | Unchanged |
| 33 | SGOL | Abrdn Physical Gold Shares | 0% | +14.82% | Add |
| 34 | DIVO | Amplify Cwp Enhan Divid ETF | 0% | +1.50% | Add |
| 35 | GLD | Spdr Gold Shares | -0.1% | — | Unchanged |
| 36 | NOC | Northrop Grumman CORP | -0.1% | — | Unchanged |
| 37 | SLV | Ishares Silver Trust | -0.1% | -2.70% | Trim |
| 38 | FETH | Fidelity Ethereum Fund | -0.1% | +11.18% | Add |
| 39 | SCHZ | Schwab US Aggregate Bond ETF | -0.1% | -2.94% | Trim |
| 40 | EIX | Edison International | -0.1% | -32.35% | Trim |
| 41 | FBTC | Fidelity Wise Origin Bitcoin | -0.2% | -6.86% | Trim |
| 42 | RUNN | Running Oak Efficient Gr ETF | -5.1% | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-10 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-17 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-21 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-12 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-19 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-31 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-27 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-04-27 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001571727
Total reported value
$186.6M
88 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001632844
Total reported value
$186.6M
673 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001660773
Total reported value
$186.7M
2 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001502976
Total reported value
$3.1B
930 stks
2020-06-30
Stale — no recent filing
3 of the top 5 holdings overlap, including Ishares Core U.s. Aggregate
CIK 0001033505
Total reported value
$2.1B
304 stks
2025-09-30
Stale — no recent filing
2 of the top 5 holdings overlap, including Ishares Core Intl Stock ETF
CIK 0001080107
Total reported value
$16.5B
1,567 stks
2026-03-31
2 of the top 5 holdings overlap, including Ishares Core Intl Stock ETF