FD
Financial Designs Corp — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Financial Designs CorpCIK: 0001561383
Sector-focusedMomentum followerLong-term holder
Total reported value
$194.2M
Reporting period: 2026-09-30 · Number of holdings: 39
Financial Designs Corp disclosed 39 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $194.2M and a quarterly turnover rate of 8.7%.
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Personality snowflake
- Concentration
- 45.31
- Portfolio Stability
- 8.67
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 78
- Sizing Uniformity
- 81.27
Financial Designs Corp's disclosed holdings carry a Herfindahl concentration index of 0.113 — mathematically equivalent to about 9 equally-sized positions, well below its 39 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.87), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DYNF
+446.0% $4.4M
Trim SCHD
-75.1% -$3.0M
Trim AGG
+3.6% -$291.8K
Trim ITOT
-0.1% $539.8K
Add VFLO
+4.1% $1.6M
Add SCHB
+30.2% $985.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 24.06% | -0.70% | -0.05% | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 14.54% | -0.76% | +3.63% | |
| 3 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 8.52% | -0.16% | +1.36% | |
| 4 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 8.14% | -0.22% | -0.33% | |
| 5 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 7.61% | -0.24% | +1.49% | |
| 6 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 7.40% | -0.08% | +1.23% | |
| 7 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 5.94% | +0.63% | +4.09% | |
| 8 | TXUE | Thornburg Interntin Eqty ETF | ETF-Other | 5.26% | +0.29% | +9.60% | |
| 9 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 2.75% | +2.23% | +445.98% | |
| 10 | GRNY | Fundstr Gran Sh US Lrg Cap | ETF-Other | 2.27% | -0.03% | +1.86% | |
| 11 | BALT | Inn Defined Wealth Shield | ETF-Other | 2.25% | -0.04% | +0.36% | |
| 12 | SCHB | Schwab US Broad Market ETF | ETF-Other | 2.11% | +0.45% | +30.18% | |
| 13 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.33% | -0.05% | +4.59% | |
| 14 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 1.09% | +0.32% | +3.13% | |
| 15 | FETH | Fidelity Ethereum Fund | ETF-Other | 0.75% | +0.32% | +7.70% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 0.57% | +0.07% | +3.81% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 0.54% | +0.07% | +3.41% | |
| 18 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.52% | -1.62% | -75.09% | |
| 19 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.46% | +0.03% | +7.10% | |
| 20 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.42% | -0.08% | +2.02% | |
| 21 | GLD | Spdr Gold Shares | ETF-Commodities | 0.32% | +0.01% | +3.53% | |
| 22 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.31% | — | +0.13% | |
| 23 | SLV | Ishares Silver Trust | ETF-Commodities | 0.29% | — | +5.12% | |
| 24 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.29% | -0.03% | — | |
| 25 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.24% | -0.01% | +2.14% | |
| 26 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.20% | — | — | |
| 27 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.19% | -0.03% | -15.04% | |
| 28 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.16% | -0.01% | +1.58% | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.16% | +0.02% | +26.96% | |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 0.15% | +0.15% | NEW | |
| 31 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.15% | -0.01% | — | |
| 32 | GRBK | Green Brick Partners Inc | Stock-Other | 0.14% | -0.04% | — | |
| 33 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.13% | -0.01% | -1.31% | |
| 34 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | ETF-Other | 0.13% | +0.01% | +6.37% | |
| 35 | EIX | Edison International | Stock-Utilities | 0.13% | -0.11% | -22.45% | |
| 36 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.12% | -0.02% | — | |
| 37 | SLS | Sellas Life Sciences Group I | Stock-Other | 0.12% | -0.06% | -17.75% | |
| 38 | WELL | Welltower Inc | Stock-Real Estate | 0.12% | — | — | |
| 39 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.11% | — | -5.52% |
Portfolio Performance
Performance for Q4 2026
+1.9%
Performance Last 4 Quarters
+11%
- Stdev
- +8.8%
- Beta
- +0.68
- Alpha
- +0.3%
- Max Drawdown
- -4.6%
- Annualized Perf
- +16.4%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.63
- Stutzer
- +0.51
- Treynor
- +0.23
- Sterling
- +1.17
- Calmar
- +3.55
- Information Ratio
- -1.4
- Tracking Error
- +5%
- Stdev Down
- +4.3%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +24.2%
- Worst 12 Months
- +5.1%
- Efficiency Ratio
- +0.68
- Sharpe
- +1.77
- Stdev Sectors
- +18%
- Skewness
- -0.29
- Kurtosis
- -0.33
- Upside Potential
- +5.09
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 39 | $194.2M | 9 | ||
| 2026 Q2 | 41 | $186.6M | 15 | ||
| 2026 Q1 | 40 | $179.6M | 8 | ||
| 2025 Q4 | 23 | $176.6M | 11 | ||
| 2025 Q3 | 22 | $172.7M | 18 | ||
| 2025 Q2 | 35 | $163.1M | 0 | ||
| 2025 Q1 | 20 | $143.6M | 0 | ||
| 2024 Q4 | 20 | $151.8M | 0 | ||
| 2024 Q3 | 20 | $155.0M | 0 | ||
| 2024 Q2 | 19 | $145.5M | 0 | ||
| 2024 Q1 | 18 | $151.7M | 0 | ||
| 2023 Q4 | 9 | $122.3M | 0 | ||
| 2023 Q3 | 27 | $132.9M | 0 | ||
| 2023 Q2 | 14 | $137.0M | 0 | ||
| 2023 Q1 | 14 | $133.9M | 0 | ||
| 2022 Q4 | 15 | $132.8M | 0 |
Holding changes this quarter
Financial Designs Corp's most significant position changes for 2026-09-30: New buy: Microsoft CORP (MSFT); Sold out: Sempra (SRE); Sold out: Autozone Inc (AZO); Sold out: Rex-osprey Xrp ETF (XRPR); Add: Ishrs US E F R A Etf-usd Inc (DYNF) — shares +445.98%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DYNF | Ishrs US E F R A Etf-usd Inc | +2.2% | +445.98% | Add |
| 2 | VFLO | Victoryshares Free Cash Flow | +0.6% | +4.09% | Add |
| 3 | SCHB | Schwab US Broad Market ETF | +0.5% | +30.18% | Add |
| 4 | FBTC | Fidelity Wise Origin Bitcoin | +0.3% | +3.13% | Add |
| 5 | FETH | Fidelity Ethereum Fund | +0.3% | +7.70% | Add |
| 6 | TXUE | Thornburg Interntin Eqty ETF | +0.3% | +9.60% | Add |
| 7 | MSFT | Microsoft CORP | +0.2% | NEW | New buy |
| 8 | NVDA | Nvidia CORP | +0.1% | +3.81% | Add |
| 9 | AAPL | Apple Inc | +0.1% | +3.41% | Add |
| 10 | AMZN | Amazon.com Inc | 0% | +7.10% | Add |
| 11 | AVGO | Broadcom Inc | 0% | +26.96% | Add |
| 12 | GLD | Spdr Gold Shares | 0% | +3.53% | Add |
| 13 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | 0% | +6.37% | Add |
| 14 | SLV | Ishares Silver Trust | — | +5.12% | Add |
| 15 | SGOL | Abrdn Physical Gold Shares | — | +0.13% | Add |
| 16 | FTLS | First Trust Long/short Eqty | — | — | Unchanged |
| 17 | DIS | Walt Disney Co/the | — | -5.52% | Trim |
| 18 | WELL | Welltower Inc | — | — | Unchanged |
| 19 | NOC | Northrop Grumman CORP | 0% | — | Unchanged |
| 20 | MINT | Pimco Enhanced Short Maturit | 0% | +2.14% | Add |
| 21 | RSP | Invesco S&p 500 Equal Weight | 0% | +1.58% | Add |
| 22 | SFLR | Innovator Eqty Mgd Floor ETF | 0% | -1.31% | Trim |
| 23 | SCHM | Schwab US Mid Cap ETF | 0% | — | Unchanged |
| 24 | GRNY | Fundstr Gran Sh US Lrg Cap | 0% | +1.86% | Add |
| 25 | SCHX | Schwab US Large-cap ETF | 0% | -15.04% | Trim |
| 26 | MUNI | Pimco Intermediate Municipal | 0% | — | Unchanged |
| 27 | BALT | Inn Defined Wealth Shield | 0% | +0.36% | Add |
| 28 | GRBK | Green Brick Partners Inc | 0% | — | Unchanged |
| 29 | XRPR | Rex-osprey Xrp ETF | -0.1% | EXIT | Sold out |
| 30 | SCHZ | Schwab US Aggregate Bond ETF | -0.1% | +4.59% | Add |
| 31 | SLS | Sellas Life Sciences Group I | -0.1% | -17.75% | Trim |
| 32 | DIVO | Amplify Cwp Enhan Divid ETF | -0.1% | +1.23% | Add |
| 33 | TSLA | Tesla Inc | -0.1% | +2.02% | Add |
| 34 | EIX | Edison International | -0.1% | -22.45% | Trim |
| 35 | AZO | Autozone Inc | -0.1% | EXIT | Sold out |
| 36 | SRE | Sempra | -0.1% | EXIT | Sold out |
| 37 | HEGD | Swan Hedged Equity US Lg Cap | -0.2% | +1.36% | Add |
| 38 | OMFL | Invesco Russell 1000 Dyn M/f | -0.2% | -0.33% | Trim |
| 39 | IXUS | Ishares Core Intl Stock ETF | -0.2% | +1.49% | Add |
| 40 | ITOT | Ishares Core S&p Total U.s. | -0.7% | -0.05% | Trim |
| 41 | AGG | Ishares Core U.s. Aggregate | -0.8% | +3.63% | Add |
| 42 | SCHD | Schwab US Dvd Equity ETF | -1.6% | -75.09% | Trim |
Filing History
FAQ
What is Financial Designs Corp and what type of investor is it?
Financial Designs Corp is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $194.2M, spread across 39 disclosed positions.
What are Financial Designs Corp's largest equity positions?
Based on the latest 13F filing, Financial Designs Corp's top holdings by market value are:
1. Ishares Core S&p Total U.s. (ITOT) — $46.7M (24.1%)
2. Ishares Core U.s. Aggregate (AGG) — $28.2M (14.5%)
3. Swan Hedged Equity US Lg Cap (HEGD) — $16.5M (8.5%)
4. Invesco Russell 1000 Dyn M/f (OMFL) — $15.8M (8.1%)
5. Ishares Core Intl Stock ETF (IXUS) — $14.8M (7.6%)
What changes did Financial Designs Corp make in its most recent portfolio filing?
In the latest reported quarter, Financial Designs Corp made 36 notable position adjustments: 1 new positions were initiated, 24 existing holdings were added to, 8 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Microsoft CORP (MSFT); Sold out: Sempra (SRE); Sold out: Autozone Inc (AZO); Sold out: Rex-osprey Xrp ETF (XRPR); Add: Ishrs US E F R A Etf-usd Inc (DYNF) — shares +445.98%
What sectors does Financial Designs Corp focus on?
Financial Designs Corp is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.4%
• Consumer Discretionary: 31.3%
• Industrials: 5.4%
• Utilities: 4.5%
• Real Estate: 4.3%
• Communication Services: 4.0%
Investment Profile
Financial Designs Corp returned an annualized 16.4% over the trailing 36 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.68 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 50.4% of the portfolio concentrated in Information Technology.
It has added to its ITOT position over the past two quarters (+$6.3M, now $46.7M), while trimming EIX over the same stretch (-$394.5K, still holding $247.2K).
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Developer Access
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