FI
FIDELIS iM, LLC 13F Disclosure (Q3 2026) — Portfolio & Holdings
FIDELIS iM, LLCCIK: 0001894206
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$302.4M
Reporting period: 2026-09-30 · Number of holdings: 35
FIDELIS iM, LLC disclosed 35 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $302.4M and a quarterly turnover rate of 21.5%.
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Personality snowflake
- Concentration
- 38.98
- Portfolio Stability
- 21.46
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 70
- Sizing Uniformity
- 84.25
FIDELIS iM, LLC's disclosed holdings carry a Herfindahl concentration index of 0.097 — mathematically equivalent to about 10 equally-sized positions, well below its 35 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.58), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.5 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHG
+115.7% $15.1M
Add VTIP
+60.4% $6.7M
Trim VNQ
-93.7% -$5.9M
Trim SCHA
-7.2% -$4.9M
Trim BND
-28.6% -$4.9M
Trim VO
-13.2% -$3.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 16.07% | -0.20% | -0.07% | |
| 2 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 14.05% | -0.43% | +1.53% | |
| 3 | DLN | Wisdomtree US Largecap Divid | ETF-Other | 10.07% | +1.45% | +19.39% | |
| 4 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 9.34% | -1.43% | -8.52% | |
| 5 | VXUS | Vanguard Total Intl Stock | ETF-Other | 8.94% | -0.42% | -0.92% | |
| 6 | SCHG | Schwab US Large-cap Growth | ETF-Other | 8.84% | +4.86% | +115.72% | |
| 7 | SCHA | Schwab US Small-cap ETF | ETF-Other | 8.42% | -1.94% | -7.16% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 6.89% | -1.51% | -13.15% | |
| 9 | VTIP | Vanguard Short-term Tips | ETF-Other | 6.05% | +2.08% | +60.39% | |
| 10 | BND | Vanguard Total Bond Market | ETF-Other | 3.50% | -1.79% | -28.59% | |
| 11 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.23% | -0.78% | -37.31% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 0.93% | +0.81% | +605.51% | |
| 13 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.83% | -0.06% | -1.81% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 0.80% | +0.80% | NEW | |
| 15 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.62% | -0.12% | +1.94% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 0.52% | +0.16% | +7.12% | |
| 17 | VB | Vanguard Small-cap ETF | ETF-Other | 0.49% | -0.05% | — | |
| 18 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.42% | -0.05% | — | |
| 19 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.24% | +0.24% | NEW | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.16% | +0.16% | NEW | |
| 21 | HD | Home Depot Inc | Stock-Consumer Disc | 0.16% | -0.04% | +0.78% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.16% | +0.16% | NEW | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.15% | — | +0.35% | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.15% | +0.03% | +24.57% | |
| 25 | AVGO | Broadcom Inc | Stock-Tech | 0.13% | +0.13% | NEW | |
| 26 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.12% | -2.03% | -93.70% | |
| 27 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.10% | +0.10% | NEW | |
| 28 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.10% | +0.10% | NEW | |
| 29 | MRVL | Marvell Technology Inc | Stock-Tech | 0.09% | +0.09% | NEW | |
| 30 | BX | Blackstone Inc | Stock-Financials | 0.08% | +0.08% | NEW | |
| 31 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.08% | -0.02% | — | |
| 32 | VUG | Vanguard Growth ETF | ETF-Other | 0.07% | — | — | |
| 33 | BROS | Dutch Bros Inc-class A | Stock-Consumer Disc | 0.07% | -0.06% | +3.19% | |
| 34 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.07% | -0.01% | +0.66% | |
| 35 | INTC | Intel CORP | Stock-Tech | 0.07% | -0.01% | — |
Portfolio Performance
Performance for Q4 2026
0%
Performance Last 4 Quarters
+10.5%
- Stdev
- +8.7%
- Beta
- +0.64
- Alpha
- +0.3%
- Max Drawdown
- -4.6%
- Annualized Perf
- +15.1%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.33
- Stutzer
- +0.48
- Treynor
- +0.23
- Sterling
- +1.07
- Calmar
- +3.3
- Information Ratio
- -1.32
- Tracking Error
- +5.9%
- Stdev Down
- +4.4%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +22.7%
- Worst 12 Months
- +6.3%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.66
- Stdev Sectors
- +19%
- Skewness
- -0.2
- Kurtosis
- -0.09
- Upside Potential
- +4.83
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 35 | $302.4M | 21 | ||
| 2026 Q2 | 27 | $293.2M | 17 | ||
| 2026 Q1 | 25 | $264.2M | 5 | ||
| 2025 Q4 | 25 | $257.5M | 75 | ||
| 2025 Q3 | 18 | $161.2M | 58 | ||
| 2025 Q2 | 22 | $224.8M | 0 | ||
| 2025 Q1 | 22 | $215.9M | 0 | ||
| 2024 Q4 | 21 | $203.7M | 0 | ||
| 2024 Q3 | 22 | $220.5M | 0 | ||
| 2024 Q2 | 18 | $203.7M | 0 | ||
| 2024 Q1 | 18 | $199.2M | 0 | ||
| 2023 Q4 | 16 | $185.7M | 0 | ||
| 2023 Q3 | 17 | $170.7M | 0 | ||
| 2023 Q2 | 19 | $176.0M | 0 | ||
| 2023 Q1 | 18 | $167.5M | 0 | ||
| 2022 Q4 | 22 | $153.3M | 0 | ||
| 2022 Q3 | 22 | $143.5M | 0 | ||
| 2022 Q2 | 22 | $149.6M | 0 | ||
| 2022 Q1 | 23 | $170.1M | 0 | ||
| 2021 Q4 | 20 | $175.1M | 0 | ||
| 2021 Q3 | 18 | $161.2M | 0 |
Holding changes this quarter
FIDELIS iM, LLC's most significant position changes for 2026-09-30: New buy: Nvidia CORP (NVDA); Sold out: Schwab US Aggregate Bond ETF (SCHZ); New buy: Goldman Sachs Group Inc (GS); New buy: Alphabet Inc-cl A (GOOGL); New buy: Alphabet Inc-cl C (GOOG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | +4.9% | +115.72% | Add |
| 2 | VTIP | Vanguard Short-term Tips | +2.1% | +60.39% | Add |
| 3 | DLN | Wisdomtree US Largecap Divid | +1.5% | +19.39% | Add |
| 4 | AAPL | Apple Inc | +0.8% | +605.51% | Add |
| 5 | NVDA | Nvidia CORP | +0.8% | NEW | New buy |
| 6 | GS | Goldman Sachs Group Inc | +0.2% | NEW | New buy |
| 7 | MSFT | Microsoft CORP | +0.2% | +7.12% | Add |
| 8 | GOOGL | Alphabet Inc-cl A | +0.2% | NEW | New buy |
| 9 | GOOG | Alphabet Inc-cl C | +0.2% | NEW | New buy |
| 10 | AVGO | Broadcom Inc | +0.1% | NEW | New buy |
| 11 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | NEW | New buy |
| 12 | VOO | Vanguard S&p 500 ETF | +0.1% | NEW | New buy |
| 13 | MRVL | Marvell Technology Inc | +0.1% | NEW | New buy |
| 14 | BX | Blackstone Inc | +0.1% | NEW | New buy |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +24.57% | Add |
| 16 | JNJ | Johnson & Johnson | — | +0.35% | Add |
| 17 | VUG | Vanguard Growth ETF | — | — | Unchanged |
| 18 | INTC | Intel CORP | 0% | — | Unchanged |
| 19 | APD | Air Products & Chemicals Inc | 0% | +0.66% | Add |
| 20 | HWM | Howmet Aerospace Inc | 0% | — | Unchanged |
| 21 | HD | Home Depot Inc | 0% | +0.78% | Add |
| 22 | SCHM | Schwab US Mid Cap ETF | -0.1% | — | Unchanged |
| 23 | VB | Vanguard Small-cap ETF | -0.1% | — | Unchanged |
| 24 | BROS | Dutch Bros Inc-class A | -0.1% | +3.19% | Add |
| 25 | BSV | Vanguard Short-term Bond ETF | -0.1% | -1.81% | Trim |
| 26 | TSLA | Tesla Inc | -0.1% | +1.94% | Add |
| 27 | SCHX | Schwab US Large-cap ETF | -0.2% | -0.07% | Trim |
| 28 | SCHZ | Schwab US Aggregate Bond ETF | -0.3% | EXIT | Sold out |
| 29 | VXUS | Vanguard Total Intl Stock | -0.4% | -0.92% | Trim |
| 30 | VIG | Vanguard Dividend Apprec ETF | -0.4% | +1.53% | Add |
| 31 | SCHE | Schwab Emrg Mrkts Eqty ETF | -0.8% | -37.31% | Trim |
| 32 | VCSH | Vanguard S/t CORP Bond ETF | -1.4% | -8.52% | Trim |
| 33 | VO | Vanguard Mid-cap ETF | -1.5% | -13.15% | Trim |
| 34 | BND | Vanguard Total Bond Market | -1.8% | -28.59% | Trim |
| 35 | SCHA | Schwab US Small-cap ETF | -1.9% | -7.16% | Trim |
| 36 | VNQ | Vanguard Real Estate ETF | -2% | -93.70% | Trim |
Filing History
FAQ
What is FIDELIS iM, LLC and what type of investor is it?
FIDELIS iM, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $302.4M, spread across 35 disclosed positions.
What are FIDELIS iM, LLC's largest equity positions?
Based on the latest 13F filing, FIDELIS iM, LLC's top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $48.6M (16.1%)
2. Vanguard Dividend Apprec ETF (VIG) — $42.5M (14.1%)
3. Wisdomtree US Largecap Divid (DLN) — $30.4M (10.1%)
4. Vanguard S/t CORP Bond ETF (VCSH) — $28.2M (9.3%)
5. Vanguard Total Intl Stock (VXUS) — $27.0M (8.9%)
What changes did FIDELIS iM, LLC make in its most recent portfolio filing?
In the latest reported quarter, FIDELIS iM, LLC made 31 notable position adjustments: 9 new positions were initiated, 12 existing holdings were added to, 9 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Nvidia CORP (NVDA); Sold out: Schwab US Aggregate Bond ETF (SCHZ); New buy: Goldman Sachs Group Inc (GS); New buy: Alphabet Inc-cl A (GOOGL); New buy: Alphabet Inc-cl C (GOOG)
What sectors does FIDELIS iM, LLC focus on?
FIDELIS iM, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 58.7%
• Consumer Discretionary: 19.5%
• Financials: 7.5%
• Communication Services: 7.3%
• Health Care: 3.5%
• Industrials: 1.9%
Investment Profile
FIDELIS iM, LLC returned an annualized 15.1% over the trailing 36 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.64 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is moderately concentrated and moderately active, with 58.7% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 58 to 21 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SCHG position over the past two quarters (+$17.4M, now $26.7M), while trimming VCSH over the same stretch (-$9.7M, still holding $28.2M).
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