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Fernwood Investment Management, LLC Historical SEC 13F Holdings & Archive (Q4 2024)
Fernwood Investment Management, LLCCIK: 0001570296
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$287.6M
Reporting period: 2024-12-31 · Number of holdings: 165
Fernwood Investment Management, LLC disclosed 165 holdings in its latest 13F filing for the period ending 2024-12-31, with total reported value of $287.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 9.67
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 40.6
- Diversification
- 100
- Sizing Uniformity
- 82.66
Fernwood Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 165 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.73), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TPL | Texas Pacific Land CORP | Stock-Energy | 9.43% | — | +0.40% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.32% | — | -10.47% | |
| 3 | META | Meta Platforms Inc-class A | Stock-Comm Services | 4.10% | — | -2.56% | |
| 4 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 4.00% | — | -1.76% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 3.60% | — | -0.29% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.14% | — | -4.90% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.70% | — | -0.83% | |
| 8 | BBIO | Bridgebio Pharma Inc | Stock-Healthcare | 2.66% | — | +6.34% | |
| 9 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.39% | — | -1.75% | |
| 10 | AXON | Axon Enterprise Inc | Stock-Industrials | 2.16% | — | -0.24% | |
| 11 | MSCI | Msci Inc | Stock-Financials | 2.16% | — | +1.40% | |
| 12 | PLRX | Pliant Therapeutics Inc | Stock-Other | 1.95% | — | -17.09% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 1.91% | — | -4.07% | |
| 14 | MRVL | Marvell Technology Inc | Stock-Tech | 1.90% | — | -1.21% | |
| 15 | ARCC | Ares Capital CORP | Stock-Financials | 1.77% | — | +0.74% | |
| 16 | IYK | Ishares US Consumer Staples | ETF-Other | 1.72% | — | -2.38% | |
| 17 | MDB | Mongodb Inc | Stock-Tech | 1.64% | — | -1.46% | |
| 18 | PM | Philip Morris International | Stock-Consumer Staples | 1.45% | — | +4.44% | |
| 19 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 1.38% | — | -2.37% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.33% | — | -1.28% | |
| 21 | MO | Altria Group Inc | Stock-Consumer Staples | 1.26% | — | -0.77% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 1.26% | — | -3.22% | |
| 23 | GNRC | Generac Holdings Inc | Stock-Industrials | 1.11% | — | -0.86% | |
| 24 | UNP | Union Pacific CORP | Stock-Industrials | 1.06% | — | -2.96% | |
| 25 | GLNG | Golar LNG Limited | Stock-Energy | 1.06% | — | -2.96% | |
| 26 | VOO | Vanguard S&P 500 ETF | ETF-Large Cap & Growth | 0.96% | — | +4.50% | |
| 27 | ORLY | O'reilly Automotive Inc | Stock-Consumer Disc | 0.87% | — | -4.54% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.85% | — | -1.91% | |
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.84% | — | -10.69% | |
| 30 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.82% | — | -1.07% | |
| 31 | ABBV | Abbvie Inc | Stock-Healthcare | 0.77% | — | -2.03% | |
| 32 | COR | Cencora Inc | Stock-Healthcare | 0.74% | — | -6.44% | |
| 33 | EMLP | First Trust North American E | ETF-Other | 0.70% | — | -3.07% | |
| 34 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.67% | — | -3.48% | |
| 35 | XLE | Ss Energy Select Sector | ETF-Other | 0.66% | — | +4.83% | |
| 36 | PSX | Phillips 66 | Stock-Energy | 0.65% | — | -2.37% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.65% | — | -3.21% | |
| 38 | FPX | First Trust US Equity Opport | ETF-Other | 0.65% | — | +0.28% | |
| 39 | ACN | Accenture plc | Stock-Tech | 0.63% | — | -7.20% | |
| 40 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 0.62% | — | -3.00% | |
| 41 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.59% | — | -1.29% | |
| 42 | XLV | Ss Health Care Select Sector | ETF-Other | 0.59% | — | — | |
| 43 | ZWS | Zurn Elkay Water Solutions C | Stock-Industrials | 0.58% | — | +199.87% | |
| 44 | DAY | Dayforce Inc | Stock-Other | 0.57% | — | -5.08% | |
| 45 | HE | Hawaiian Electric Inds | Stock-Utilities | 0.56% | — | +24.84% | |
| 46 | MSGS | Madison Square Garden Sports | Stock-Comm Services | 0.52% | — | — | |
| 47 | SAFT | Safety Insurance Group Inc | Stock-Other | 0.51% | — | +5.41% | |
| 48 | CBOE | Cboe Global Markets Inc | Stock-Financials | 0.51% | — | -6.21% | |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.51% | — | +1.57% | |
| 50 | NEO | Neogenomics Inc | Stock-Healthcare | 0.51% | — | -1.45% |
1–50 of 165
Portfolio Performance
Performance for Q3 2026
+4.2%
Performance Last 4 Quarters
+23.4%
- Stdev
- +12.8%
- Beta
- +0.94
- Alpha
- -0.4%
- Max Drawdown
- -9.9%
- Annualized Perf
- +19%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.62
- Stutzer
- +0.41
- Treynor
- +0.2
- Sterling
- +1.14
- Calmar
- +1.91
- Information Ratio
- -0.4
- Tracking Error
- +4.2%
- Stdev Down
- +7%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +33%
- Worst 12 Months
- +4.3%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.43
- Stdev Sectors
- +6.4%
- Skewness
- -0.3
- Kurtosis
- -0.18
- Upside Potential
- +4.13
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q4 | 165 | $287.6M | 0 | ||
| 2024 Q3 | 189 | $306.8M | 0 | ||
| 2024 Q2 | 198 | $322.4M | 0 | ||
| 2024 Q1 | 720 | $343.5M | 0 | ||
| 2023 Q4 | 194 | $303.3M | 0 | ||
| 2023 Q3 | 190 | $278.2M | 0 | ||
| 2023 Q2 | 191 | $282.0M | 0 | ||
| 2023 Q1 | 184 | $260.5M | 0 | ||
| 2022 Q4 | 182 | $241.8M | 0 | ||
| 2022 Q3 | 185 | $237.1M | 0 | ||
| 2022 Q2 | 183 | $232.1M | 0 | ||
| 2022 Q1 | 200 | $285.0M | 0 | ||
| 2021 Q4 | 211 | $305.7M | 0 | ||
| 2021 Q3 | 198 | $291.1M | 0 | ||
| 2021 Q2 | 199 | $302.4M | 95 | ||
| 2021 Q1 | 190 | $271.9M | 19 | ||
| 2020 Q4 | 183 | $253.7M | 30 | ||
| 2020 Q3 | 163 | $211.7M | 21 | ||
| 2020 Q2 | 166 | $202.3M | 32 | ||
| 2020 Q1 | 146 | $156.6M | 36 | ||
| 2019 Q4 | 159 | $209.1M | 24 | ||
| 2019 Q3 | 180 | $201.7M | 20 | ||
| 2019 Q2 | 152 | $182.7M | 14 | ||
| 2019 Q1 | 155 | $187.4M | 23 | ||
| 2018 Q4 | 145 | $155.2M | 29 | ||
| 2018 Q3 | 166 | $189.2M | 16 | ||
| 2018 Q2 | 157 | $185.3M | 17 | ||
| 2018 Q1 | 145 | $179.2M | 20 | ||
| 2017 Q4 | 149 | $187.0M | 25 | ||
| 2017 Q3 | 138 | $159.7M | 25 | ||
| 2017 Q2 | 138 | $137.8M | 24 | ||
| 2017 Q1 | 135 | $125.6M | 23 | ||
| 2016 Q4 | 124 | $104.4M | 22 | ||
| 2016 Q3 | 124 | $109.2M | 16 | ||
| 2016 Q2 | 122 | $102.1M | 14 | ||
| 2016 Q1 | 121 | $98.7M | 31 | ||
| 2015 Q4 | 126 | $117.0M | 21 | ||
| 2015 Q3 | 117 | $114.1M | 21 | ||
| 2015 Q2 | 116 | $127.3M | 14 | ||
| 2015 Q1 | 113 | $121.6M | 18 | ||
| 2014 Q4 | 109 | $117.6M | 28 | ||
| 2014 Q3 | 109 | $116.2M | 14 | ||
| 2014 Q2 | 113 | $121.0M | 22 | ||
| 2014 Q1 | 110 | $107.8M | 100 | ||
| 2013 Q4 | 142 | $150.6M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Fernwood Investment Management, LLC and what type of investor is it?
Fernwood Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-12-31), the firm manages a tracked equity portfolio valued at approximately $287.6M, spread across 165 disclosed positions.
What are Fernwood Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Fernwood Investment Management, LLC's top holdings by market value are:
1. Texas Pacific Land CORP (TPL) — $27.1M (9.4%)
2. Apple Inc (AAPL) — $12.4M (4.3%)
3. Meta Platforms Inc-class A (META) — $11.8M (4.1%)
4. Vanguard Mega Cap Growth ETF (MGK) — $11.5M (4.0%)
5. Nvidia CORP (NVDA) — $10.4M (3.6%)
What changes did Fernwood Investment Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Fernwood Investment Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Fernwood Investment Management, LLC focus on?
Fernwood Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 21.4%
• Energy: 16.5%
• Health Care: 13.8%
• Communication Services: 11.9%
• Consumer Discretionary: 11.0%
• Financials: 8.6%
Investment Profile
Fernwood Investment Management, LLC returned an annualized 19.0% over the trailing 36 months — underperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.94 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its TPL position over the past two quarters (+$9.0M, now $27.1M), while trimming IVV over the same stretch (-$13.4M, still holding $349.7K).
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