Fernwood Investment Management, LLC — Q4 2019 13F Holdings

Name: Fernwood Investment Management, LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001570296

Total reported value

$287.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GBTUSD	Global Blood Therapeutics In	Stock-Other	9.81%	—	-21.47%
2	PTLAEUR	Portola Pharmaceuticals INC	Stock-Other	3.84%	—	-10.56%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.04%	—	+2.67%
4	MYOKEUR	Myokardia INC	Stock-Other	2.79%	—	-26.50%
5	META	Meta Platforms Inc-class A	Stock-Comm Services	2.46%	—	-0.11%
6	TPLUSD	Texas Pacific Land Trust	Stock-Other	2.37%	—	+5.59%
7	V	Visa Inc-class A Shares	Stock-Financials	1.85%	—	-7.17%
8	CVS	Cvs Health CORP	Stock-Healthcare	1.80%	—	-0.42%
9	MO	Altria Group INC	Stock-Consumer Staples	1.77%	—	-0.37%
10	BBIO	Bridgebio Pharma INC	Stock-Healthcare	1.75%	—	+9.66%
11	IYK	Ishares US Consumer Staples	ETF-Other	1.73%	—	-1.33%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	1.67%	—	+0.75%
13	DAY	Dayforce INC	Stock-Other	1.66%	—	+0.20%
14	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	1.65%	—	+1.41%
15	MDB	Mongodb INC	Stock-Tech	1.61%	—	+41.08%
16	UNP	Union Pacific CORP	Stock-Industrials	1.41%	—	+0.62%
17	GILD	Gilead Sciences INC	Stock-Healthcare	1.39%	—	-1.67%
18	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.38%	—	-0.74%
19	DVY	Ishares Select Dividend ETF	ETF-Other	1.34%	—	-3.75%
20	LLY	Eli Lilly & Co	Stock-Healthcare	1.30%	—	—
21	PM	Philip Morris International	Stock-Consumer Staples	1.28%	—	-1.36%
22	JNJ	Johnson & Johnson	Stock-Healthcare	1.26%	—	-10.84%
23	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.24%	—	-4.20%
24	IWB	Ishares Russell 1000 ETF	ETF-Other	1.23%	—	—
25	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.23%	—	-0.79%
26	DGRO	Ishares Core Dividend Growth	ETF-Other	1.22%	—	+8.40%
27	AAPL	Apple INC	Stock-Tech	1.16%	—	-27.33%
28	ARCC	Ares Capital CORP	Stock-Financials	1.15%	—	+1.30%
29	BIIB	Biogen INC	Stock-Healthcare	1.13%	—	-2.21%
30	MDT	Medtronic plc	Stock-Healthcare	1.13%	—	+2.31%
31	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.03%	—	+0.45%
32	PSX	Phillips 66	Stock-Energy	1.01%	—	-0.70%
33	SBAC	Sba Communications CORP	Stock-Real Estate	1.00%	—	-1.14%
34	YUMC	Yum China Holdings INC	Stock-Consumer Disc	1.00%	—	—
35	EMLP	First Trust North American E	ETF-Other	0.98%	—	—
36	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.97%	—	—
37	OLED	Universal Display CORP	Stock-Tech	0.96%	—	—
38	EMQQ	Emg Mkt Internet Etf-usa INC	ETF-Other	0.90%	—	-1.36%
39	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.81%	—	-14.34%
40	SWKS	Skyworks Solutions INC	Stock-Tech	0.73%	—	-0.40%
41	STZ	Constellation Brands Inc-a	Stock-Consumer Staples	0.71%	—	-2.61%
42	WY	Weyerhaeuser Co	Stock-Real Estate	0.70%	—	-2.26%
43	AAL	American Airlines Group INC	Stock-Industrials	0.68%	—	—
44	XOM	Exxon Mobil CORP	Stock-Energy	0.66%	—	-11.88%
45	GLNG	Golar LNG Limited	Stock-Energy	0.65%	—	-17.98%
46	COP	Conocophillips	Stock-Energy	0.65%	—	-8.61%
47	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.63%	—	-0.29%
48	AXON	Axon Enterprise INC	Stock-Industrials	0.62%	—	-13.20%
49	BSX	Boston Scientific CORP	Stock-Healthcare	0.61%	—	-8.85%
50	ILMN	Illumina INC	Stock-Healthcare	0.58%	—	-2.65%

1–50 of 159

Holding changes this quarter

Position changes disclosed by Fernwood Investment Management, LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GBTUSD	Global Blood Therapeutics In	+1.9%	-21.47%	Trim
2	BBIO	Bridgebio Pharma INC	+0.7%	+9.66%	Add
3	MDB	Mongodb INC	+0.5%	+41.08%	Add
4	TPLUSD	Texas Pacific Land Trust	+0.4%	+5.59%	Add
5	DAY	Dayforce INC	+0.4%	+0.20%	Add
6	MO	Altria Group INC	+0.3%	-0.37%	Trim
7	META	Meta Platforms Inc-class A	+0.2%	-0.11%	Trim
8	SWKS	Skyworks Solutions INC	+0.2%	-0.40%	Trim
9	IMGNEUR	Immunogen INC	+0.2%	—	Unchanged
10	CVS	Cvs Health CORP	+0.2%	-0.42%	Trim
11	IVV	Ishares Core S&p 500 ETF	+0.2%	+2.67%	Add
12	BABA	Alibaba Group Holding-sp Adr	+0.2%	+0.45%	Add
13	BIIB	Biogen INC	+0.2%	-2.21%	Trim
14	CCXIEUR	Chemocentryx INC	+0.2%	—	Unchanged
15	OLED	Universal Display CORP	+0.2%	—	Unchanged
16	DGRO	Ishares Core Dividend Growth	+0.1%	+8.40%	Add
17	MGK	Vanguard Mega Cap Growth ETF	+0.1%	+1.41%	Add
18	UNP	Union Pacific CORP	+0.1%	+0.62%	Add
19	AVYAUSD	Avaya Holdings CORP	-0.2%	-74.84%	Trim
20	CSCO	Cisco Systems INC	-0.2%	-58.56%	Trim
21	MSFT	Microsoft CORP	-0.3%	-41.86%	Trim
22	PTLAEUR	Portola Pharmaceuticals INC	-1.2%	-10.56%	Trim
23	LLY	Eli Lilly & Co	—	NEW	New buy
24	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
25	AAL	American Airlines Group INC	—	NEW	New buy
26	MNST	Monster Beverage CORP	—	EXIT	Sold out
27	MRVL	Marvell Technology, Inc.	—	NEW	New buy
28	BC	Brunswick CORP	—	EXIT	Sold out
29	WMT	Walmart INC	—	EXIT	Sold out
30	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
31	VHT	Vanguard Health Care ETF	—	EXIT	Sold out
32	MSCI	Msci INC	—	NEW	New buy
33	VCR	Vanguard Consumer Discre ETF	—	EXIT	Sold out
34	VOX	Vanguard Communication Servi	—	EXIT	Sold out
35	FISV	Fiserv INC	—	EXIT	Sold out
36	DLR	Digital Realty Trust INC	—	EXIT	Sold out
37	IBM	Intl Business Machines CORP	—	EXIT	Sold out
38	XLI	Ss Industrial Select Sector	—	EXIT	Sold out
39	CQP	Cheniere Energy Partners LP	—	EXIT	Sold out
40	CCI	Crown Castle INC	—	EXIT	Sold out
41	NSA	National Storage Affiliates	—	EXIT	Sold out
42	SHW	Sherwin-williams Co/the	—	EXIT	Sold out
43	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
44	USPH	U.s. Physical Therapy INC	—	EXIT	Sold out
45	VFH	Vanguard Financials ETF	—	EXIT	Sold out
46	ADBE	Adobe INC	—	EXIT	Sold out
47	XLF	Ss Financial Select Sector	—	EXIT	Sold out
48	ALGN	Align Technology INC	—	NEW	New buy
49	ECON	Columbia Resear Enh Em Econ	—	EXIT	Sold out
50	GGG	Graco INC	—	EXIT	Sold out