13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001767433
Total reported value
$341.8M
$341.8M
84 檔
45.9%
The Q1 2026 SEC filing reveals that Ferguson Shapiro LLC held a total portfolio value of $341.8M, covering 84 public equity positions.
Ferguson Shapiro LLC executed strategic sector rebalancing during Q1 2026, establishing 22 new positions while fully exiting 19 holdings and trimming 18 positions.
In terms of portfolio concentration, the top 5 core holdings (including TUA, RSSB, QJUN) accounted for 45.9% of total reported equity market value during Q1 2026.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TUA | Sim St Treas Fut Strat ETF | ETF-Other | 14.95% | -11.78% | +4.06% | |
| 2 | RSSB | Rtrn Stack Glbl Stk & Bd ETF | ETF-Other | 14.45% | -1.39% | +8.98% | |
| 3 | QJUN | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 6.24% | -4.41% | -33.76% | |
| 4 | WCMI | Ft Wcm International ETF | ETF-Other | 6.20% | +0.67% | +61.32% | |
| 5 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 5.97% | -0.02% | — | |
| 6 | RFEM | First Trust Riverfront Dynam | ETF-Other | 5.45% | +0.42% | +126.63% | |
| 7 | XPND | First Trust Expanded Tech | ETF-Tech | 5.31% | -5.31% | EXIT | |
| 8 | SCIO | Ft Struct Credit Inc Opp ETF | ETF-Other | 5.27% | +0.61% | +7.60% | |
| 9 | CGGR | Cap Group Growth Equity | ETF-Other | 4.38% | +0.83% | +9.14% | |
| 10 | CTA | Simplify Managed Futures St | ETF-Other | 3.71% | -0.88% | +4.50% | |
| 11 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 2.98% | -0.40% | -4.89% | |
| 12 | CLOA | Ishares Aaa Clo Act Etf-usdi | ETF-Other | 2.91% | +1.22% | -21.96% | |
| 13 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 2.79% | +0.35% | +6.51% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.93% | -0.03% | +22.54% | |
| 15 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 1.85% | +0.12% | +9.15% | |
| 16 | LMBS | First Trust Low Duration Opp | ETF-Other | 1.37% | -0.36% | +6.08% | |
| 17 | HD | Home Depot Inc | Stock-Consumer Disc | 1.22% | +0.04% | -2.39% | |
| 18 | FTCB | Ft Core Investment Grade ETF | ETF-Corp Bonds | 1.08% | -0.29% | +6.36% | |
| 19 | CLOI | Vaneck Clo ETF | ETF-Other | 0.98% | +0.51% | -19.37% | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.80% | +0.20% | +97.29% | |
| 21 | EMBX | Vaneck Em Bond ETF | ETF-Other | 0.66% | +0.25% | +17.81% | |
| 22 | TAIL | Cambria Tail Risk ETF | ETF-Other | 0.55% | -0.55% | EXIT | |
| 23 | HECA | Hedgeye Capital Allocat ETF | ETF-Other | 0.55% | -0.55% | EXIT | |
| 24 | LIN | Linde plc | Stock-Materials | 0.49% | — | -21.30% | |
| 25 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.48% | +0.04% | — | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.44% | -0.01% | +13.35% | |
| 27 | DJUL | Ft Vest US Equity Deep Buffe | ETF-Other | 0.34% | -0.04% | — | |
| 28 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.31% | +0.03% | -0.50% | |
| 29 | KMLM | Kraneshares Mt Lc Mn Ft Id S | ETF-Other | 0.26% | -0.26% | EXIT | |
| 30 | BTAL | Agf US Market Neutral Anti-b | ETF-Other | 0.26% | -0.26% | EXIT | |
| 31 | AYI | Acuity Inc | Stock-Industrials | 0.25% | +0.07% | — | |
| 32 | XVV | Ishares Esg Select Screened | ETF-Other | 0.22% | +0.03% | — | |
| 33 | CVX | Chevron CORP | Stock-Energy | 0.22% | -0.05% | +0.17% | |
| 34 | RSPG | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.20% | -0.20% | EXIT | |
| 35 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.20% | +0.01% | -13.31% | |
| 36 | AMLP | Alerian Mlp ETF | ETF-Other | 0.19% | -0.19% | EXIT | |
| 37 | USCI | United States Commodity Inde | ETF-Commodities | 0.19% | -0.19% | EXIT | |
| 38 | FXU | First Trust Utilities Alphad | ETF-Other | 0.18% | -0.18% | EXIT | |
| 39 | MCK | Mckesson CORP | Stock-Healthcare | 0.17% | -0.03% | — | |
| 40 | GJUL | Ft Vest US Equity Moderate B | ETF-Other | 0.16% | -0.01% | -60.78% | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.16% | +0.03% | -8.59% | |
| 42 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.15% | — | -6.63% | |
| 43 | CLOB | Vaneck Aa-bb Clo ETF | ETF-Other | 0.13% | — | +16.95% | |
| 44 | NVDA | Nvidia CORP | Stock-Tech | 0.13% | +0.02% | +2.06% | |
| 45 | SO | Southern Co/the | Stock-Utilities | 0.13% | -0.03% | +0.07% | |
| 46 | VUG | Vanguard Growth ETF | ETF-Other | 0.12% | +0.09% | — | |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.12% | — | — | |
| 48 | HON | Honeywell International Inc | Stock-Industrials | 0.12% | -0.12% | EXIT | |
| 49 | EPV | Proshares Ultrashort Ftse EU | ETF-Other | 0.12% | -0.12% | EXIT | |
| 50 | FDX | Fedex CORP | Stock-Industrials | 0.12% | -0.02% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RFEM | First Trust Riverfront Dynam | +3.1% | +126.63% | Add |
| 2 | WCMI | Ft Wcm International ETF | +2.3% | +61.32% | Add |
| 3 | RSSB | Rtrn Stack Glbl Stk & Bd ETF | +0.6% | +8.98% | Add |
| 4 | CTA | Simplify Managed Futures St | +0.5% | +4.50% | Add |
| 5 | LLY | Eli Lilly & Co | +0.3% | +97.29% | Add |
| 6 | SCIO | Ft Struct Credit Inc Opp ETF | +0.3% | +7.60% | Add |
| 7 | GRID | First Trst Nasd Cl Edg Sgiif | +0.3% | +9.15% | Add |
| 8 | AAPL | Apple Inc | +0.2% | +22.54% | Add |
| 9 | EMBX | Vaneck Em Bond ETF | +0.1% | +17.81% | Add |
| 10 | LMBS | First Trust Low Duration Opp | +0.1% | +6.08% | Add |
| 11 | XPND | First Trust Expanded Tech | +0.1% | +12.03% | Add |
| 12 | CVX | Chevron CORP | +0.1% | +0.17% | Add |
| 13 | FTCB | Ft Core Investment Grade ETF | 0% | +6.36% | Add |
| 14 | FDX | Fedex CORP | 0% | — | Unchanged |
| 15 | HON | Honeywell International Inc | 0% | +1.61% | Add |
| 16 | JNJ | Johnson & Johnson | 0% | -6.63% | Trim |
| 17 | CLOB | Vaneck Aa-bb Clo ETF | 0% | +16.95% | Add |
| 18 | SO | Southern Co/the | 0% | +0.07% | Add |
| 19 | BMY | Bristol-myers Squibb Co | 0% | +0.18% | Add |
| 20 | XOM | Exxon Mobil CORP | 0% | -19.20% | Trim |
| 21 | MCK | Mckesson CORP | 0% | — | Unchanged |
| 22 | DUK | Duke Energy CORP | 0% | — | Unchanged |
| 23 | VYM | Vanguard High Dvd Yield ETF | 0% | — | Unchanged |
| 24 | SLV | Ishares Silver Trust | — | — | Unchanged |
| 25 | IVV | Ishares Core S&p 500 ETF | — | — | Unchanged |
| 26 | LQTI | Ft Vest Invst Grd Trgt I ETF | — | — | Unchanged |
| 27 | HYTI | Ft Vst High Yld & Tar In ETF | — | — | Unchanged |
| 28 | CSCO | Cisco Systems Inc | — | — | Unchanged |
| 29 | FTHI | Fthi/first Trust Exchange-tr | — | +2.29% | Add |
| 30 | VSGX | Vanguard Esg Intl Stock ETF | — | — | Unchanged |
| 31 | IBM | Intl Business Machines CORP | 0% | — | Unchanged |
| 32 | ECC | Eagle Point Credit Co | 0% | +10.16% | Add |
| 33 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 34 | GLD | Spdr Gold Shares | 0% | -20.30% | Trim |
| 35 | JPM | Jpmorgan Chase & Co | 0% | +0.43% | Add |
| 36 | NVDA | Nvidia CORP | 0% | +2.06% | Add |
| 37 | DJUL | Ft Vest US Equity Deep Buffe | 0% | — | Unchanged |
| 38 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 39 | USCI | United States Commodity Inde | 0% | -19.62% | Trim |
| 40 | NAD | Nuveen Quality Municipal Inc | 0% | +1.16% | Add |
| 41 | TSLA | Tesla Inc | 0% | — | Unchanged |
| 42 | XVV | Ishares Esg Select Screened | 0% | — | Unchanged |
| 43 | TMO | Thermo Fisher Scientific Inc | 0% | — | Unchanged |
| 44 | KO | Coca-cola Co/the | 0% | -13.31% | Trim |
| 45 | GOOGL | Alphabet Inc-cl A | 0% | -8.59% | Trim |
| 46 | AMZN | Amazon.com Inc | 0% | -0.50% | Trim |
| 47 | MOAT | Vaneck Morningstar Wide Moat | 0% | +6.51% | Add |
| 48 | LIN | Linde plc | -0.1% | -21.30% | Trim |
| 49 | T | At&t Inc | -0.1% | -43.77% | Trim |
| 50 | AYI | Acuity Inc | -0.1% | — | Unchanged |
According to official SEC Form 13F filings, Ferguson Shapiro LLC reported a total U.S. public equity portfolio value of $341.8M across 84 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Top New Position Initiated
SPYM
市值: $19.6M
Top Position Liquidated / Trimmed
BKLC
前期市值: $18.5M
During Q1 2026, Ferguson Shapiro LLC's top holdings by market value included TUA (14.9%)、RSSB (14.4%)、QJUN (6.2%). The largest single position, TUA, represented 14.9% of total portfolio value.
In Q1 2026, Ferguson Shapiro LLC made 85 total portfolio adjustments, initiating 22 new buys, adding to 26 positions, trimming 18 holdings, and fully liquidating 19 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.