FS
Ferguson Shapiro LLC SEC 13F Holdings (Q2 2026) — Top Position: RTRN STACK GLBL STK & BD ETF
Ferguson Shapiro LLCCIK: 0001767433
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$341.8M
Reporting period: 2026-06-30 · Number of holdings: 91
Ferguson Shapiro LLC disclosed 91 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $341.8M and a quarterly turnover rate of 57.5%.
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Personality snowflake
- Concentration
- 18.78
- Portfolio Stability
- 57.47
- Momentum
- 0
- Sector conviction
- 62.48
- Diversification
- 100
- Sizing Uniformity
- 82.34
Ferguson Shapiro LLC's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 91 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.77), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim TUA
-77.2% -$38.3M
Sold out XPND
New buy VEA
Trim QJUN
-71.8% -$14.2M
Add QQQ
+2685.7% $9.9M
New buy RAAX
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 87 holdings (of 91 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RSSB | Rtrn Stack Glbl Stk & Bd ETF | ETF-Other | 13.06% | -1.39% | -16.79% | |
| 2 | WCMI | Ft Wcm International ETF | ETF-Other | 6.87% | +0.67% | -1.04% | |
| 3 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 5.95% | -0.02% | -9.48% | |
| 4 | SCIO | Ft Struct Credit Inc Opp ETF | ETF-Other | 5.88% | +0.61% | +16.03% | |
| 5 | RFEM | First Trust Riverfront Dynam | ETF-Other | 5.87% | +0.42% | -1.94% | |
| 6 | CGGR | Cap Group Growth Equity | ETF-Other | 5.21% | +0.83% | +5.41% | |
| 7 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 4.44% | +4.44% | NEW | |
| 8 | CLOA | Ishares Aaa Clo Act Etf-usdi | ETF-Other | 4.13% | +1.22% | +47.58% | |
| 9 | TUA | Sim St Treas Fut Strat ETF | ETF-Other | 3.17% | -11.78% | -77.19% | |
| 10 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 3.14% | +0.35% | +9.27% | |
| 11 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.98% | +2.89% | +2685.71% | |
| 12 | CTA | Simplify Managed Futures St | ETF-Other | 2.83% | -0.88% | -7.40% | |
| 13 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 2.58% | -0.40% | -10.52% | |
| 14 | RAAX | Vaneck Real Assets ETF | ETF-Other | 2.39% | +2.39% | NEW | |
| 15 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 1.97% | +0.12% | -5.19% | |
| 16 | FLTR | Vaneck Ig Floating Rate ETF | ETF-Other | 1.94% | +1.94% | NEW | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.90% | -0.03% | -10.07% | |
| 18 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 1.87% | +1.87% | NEW | |
| 19 | QJUN | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 1.83% | -4.41% | -71.80% | |
| 20 | CLOI | Vaneck Clo ETF | ETF-Other | 1.49% | +0.51% | +58.05% | |
| 21 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.32% | +1.32% | NEW | |
| 22 | HD | Home Depot Inc | Stock-Consumer Disc | 1.26% | +0.04% | +0.12% | |
| 23 | LMBS | First Trust Low Duration Opp | ETF-Other | 1.01% | -0.36% | -23.54% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.00% | +0.20% | — | |
| 25 | ANGL | Vaneck Fallen Angel High Yld | ETF-Other | 0.97% | +0.98% | NEW | |
| 26 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.97% | +0.97% | NEW | |
| 27 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.96% | +0.96% | NEW | |
| 28 | EMBX | Vaneck Em Bond ETF | ETF-Other | 0.91% | +0.25% | +38.94% | |
| 29 | OUNZ | Vaneck Merk Gold ETF | ETF-Commodities | 0.89% | +0.89% | NEW | |
| 30 | FTCB | Ft Core Investment Grade ETF | ETF-Corp Bonds | 0.79% | -0.29% | -23.42% | |
| 31 | BIZD | Vaneck Bdc Income ETF | ETF-Other | 0.65% | +0.65% | NEW | |
| 32 | ✓ | Stock-Other | 0.62% | +0.62% | NEW | ||
| 33 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.60% | +0.60% | NEW | |
| 34 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.52% | +0.04% | +0.36% | |
| 35 | LIN | Linde plc | Stock-Materials | 0.49% | — | +0.84% | |
| 36 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.49% | +0.49% | NEW | |
| 37 | HYEM | Vaneck Emrg Mkts Hi Yld | ETF-Other | 0.49% | +0.49% | NEW | |
| 38 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.43% | +0.43% | NEW | |
| 39 | MSFT | Microsoft CORP | Stock-Tech | 0.43% | -0.01% | +0.41% | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.34% | +0.03% | -0.08% | |
| 41 | AYI | Acuity Inc | Stock-Industrials | 0.32% | +0.07% | — | |
| 42 | DJUL | Ft Vest US Equity Deep Buffe | ETF-Other | 0.30% | -0.04% | -14.09% | |
| 43 | GPZ | Vaneck Alt Asset Manager ETF | ETF-Other | 0.30% | +0.30% | NEW | |
| 44 | XVV | Ishares Esg Select Screened | ETF-Other | 0.25% | +0.03% | +0.23% | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.21% | +0.09% | +852.63% | |
| 46 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.21% | +0.01% | +0.31% | |
| 47 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | +0.03% | +0.05% | |
| 48 | CVX | Chevron CORP | Stock-Energy | 0.17% | -0.05% | +0.94% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.15% | — | +2.66% | |
| 50 | NVDA | Nvidia CORP | Stock-Tech | 0.15% | +0.02% | +2.95% |
1–50 of 87
Portfolio Performance
Performance for Q3 2026
+0.7%
Performance Last 4 Quarters
+8.9%
- Stdev
- +29.5%
- Beta
- -0.6
- Alpha
- +22.7%
- Max Drawdown
- -37.6%
- Annualized Perf
- +5.9%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +0.48
- Stutzer
- +0.1
- Treynor
- -0.18
- Sterling
- +0.23
- Calmar
- +0.16
- Information Ratio
- -0.27
- Tracking Error
- +35.2%
- Stdev Down
- +22.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +15.1%
- Worst 12 Months
- -30.8%
- Efficiency Ratio
- +0.13
- Sharpe
- +0.36
- Stdev Sectors
- +10.4%
- Skewness
- -1.78
- Kurtosis
- +11.69
- Upside Potential
- +1.31
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 91 | $341.8M | 57 | ||
| 2026 Q1 | 87 | $328.3M | 35 | ||
| 2025 Q4 | 81 | $325.0M | 96 | ||
| 2025 Q3 | 74 | $308.9M | 99 | ||
| 2025 Q2 | 72 | $296.6M | 0 | ||
| 2025 Q1 | 67 | $268.6M | 100 | ||
| 2024 Q4 | 69 | $270.0M | 0 | ||
| 2024 Q3 | 61 | $268.1M | 0 | ||
| 2024 Q2 | 62 | $254.9M | 0 | ||
| 2024 Q1 | 42 | $217.1M | 0 | ||
| 2023 Q4 | 38 | $207.4M | 0 | ||
| 2023 Q3 | 30 | $181.7M | 0 | ||
| 2023 Q2 | 27 | $152.8M | 0 | ||
| 2023 Q1 | 29 | $116.5M | 0 | ||
| 2022 Q4 | 35 | $139.8M | 0 | ||
| 2022 Q3 | 48 | $166.4M | 0 | ||
| 2022 Q2 | 39 | $159.8M | 0 | ||
| 2022 Q1 | 31 | $203.9M | 0 | ||
| 2021 Q4 | 32 | $185.4M | 0 | ||
| 2021 Q3 | 32 | $170.7M | 0 | ||
| 2021 Q2 | 29 | $171.2M | 95 | ||
| 2021 Q1 | 24 | $155.6M | 100 | ||
| 2020 Q4 | 29 | $134.7M | 100 | ||
| 2020 Q3 | 25 | $145.9M | 100 | ||
| 2020 Q2 | 30 | $145.2M | 90 | ||
| 2020 Q1 | 17 | $144.4M | 100 | ||
| 2019 Q4 | 22 | $132.2M | 0 |
Holding changes this quarter
Ferguson Shapiro LLC's most significant position changes for 2026-06-30: Sold out: First Trust Expanded Tech (XPND); New buy: Vanguard Ftse Developed ETF (VEA); New buy: Vaneck Real Assets ETF (RAAX); New buy: Vaneck Ig Floating Rate ETF (FLTR); New buy: Freedom 100 Emeging Mrkt ETF (FRDM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VEA | Vanguard Ftse Developed ETF | +4.4% | NEW | New buy |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +2.9% | +2685.71% | Add |
| 3 | RAAX | Vaneck Real Assets ETF | +2.4% | NEW | New buy |
| 4 | FLTR | Vaneck Ig Floating Rate ETF | +1.9% | NEW | New buy |
| 5 | FRDM | Freedom 100 Emeging Mrkt ETF | +1.9% | NEW | New buy |
| 6 | SMH | Vaneck Semiconductor ETF | +1.3% | NEW | New buy |
| 7 | CLOA | Ishares Aaa Clo Act Etf-usdi | +1.2% | +47.58% | Add |
| 8 | ANGL | Vaneck Fallen Angel High Yld | +1% | NEW | New buy |
| 9 | PPA | Invesco Aerospace & Defense | +1% | NEW | New buy |
| 10 | TLT | Ishares 20+ Year Treasury Bd | +1% | NEW | New buy |
| 11 | OUNZ | Vaneck Merk Gold ETF | +0.9% | NEW | New buy |
| 12 | CGGR | Cap Group Growth Equity | +0.8% | +5.41% | Add |
| 13 | WCMI | Ft Wcm International ETF | +0.7% | -1.04% | Trim |
| 14 | BIZD | Vaneck Bdc Income ETF | +0.7% | NEW | New buy |
| 15 | ✓ | +0.6% | NEW | New buy | |
| 16 | SCIO | Ft Struct Credit Inc Opp ETF | +0.6% | +16.03% | Add |
| 17 | NLR | Vaneck Urani & Nuclr Etf-usd | +0.6% | NEW | New buy |
| 18 | CLOI | Vaneck Clo ETF | +0.5% | +58.05% | Add |
| 19 | IEF | Ishares 7-10 Year Treasury B | +0.5% | NEW | New buy |
| 20 | HYEM | Vaneck Emrg Mkts Hi Yld | +0.5% | NEW | New buy |
| 21 | JAAA | Janus Henderson Aaa Clo ETF | +0.4% | NEW | New buy |
| 22 | RFEM | First Trust Riverfront Dynam | +0.4% | -1.94% | Trim |
| 23 | MOAT | Vaneck Morningstar Wide Moat | +0.4% | +9.27% | Add |
| 24 | GPZ | Vaneck Alt Asset Manager ETF | +0.3% | NEW | New buy |
| 25 | EMBX | Vaneck Em Bond ETF | +0.3% | +38.94% | Add |
| 26 | LLY | Eli Lilly & Co | +0.2% | — | Unchanged |
| 27 | VTV | Vanguard Value ETF | +0.1% | NEW | New buy |
| 28 | GRID | First Trst Nasd Cl Edg Sgiif | +0.1% | -5.19% | Trim |
| 29 | VCEB | Vanguard Esg US CORP Bond | +0.1% | NEW | New buy |
| 30 | VUG | Vanguard Growth ETF | +0.1% | +852.63% | Add |
| 31 | AYI | Acuity Inc | +0.1% | — | Unchanged |
| 32 | GE | General Electric | +0.1% | NEW | New buy |
| 33 | DSEP | Ft Vest U.s. Equity Deep Buf | +0.1% | NEW | New buy |
| 34 | PG | Procter & Gamble Co/the | +0.1% | NEW | New buy |
| 35 | PYLD | Pimco Multisector Bond Actv | +0.1% | NEW | New buy |
| 36 | PAYX | Paychex Inc | +0.1% | NEW | New buy |
| 37 | HD | Home Depot Inc | 0% | +0.12% | Add |
| 38 | VT | Vanguard Tot World Stk ETF | 0% | +0.36% | Add |
| 39 | CSCO | Cisco Systems Inc | 0% | +3.50% | Add |
| 40 | AMZN | Amazon.com Inc | 0% | -0.08% | Trim |
| 41 | GOOGL | Alphabet Inc-cl A | 0% | +0.05% | Add |
| 42 | XVV | Ishares Esg Select Screened | 0% | +0.23% | Add |
| 43 | NVDA | Nvidia CORP | 0% | +2.95% | Add |
| 44 | GLD | Spdr Gold Shares | 0% | +54.91% | Add |
| 45 | VSGX | Vanguard Esg Intl Stock ETF | 0% | +0.83% | Add |
| 46 | KO | Coca-cola Co/the | 0% | +0.31% | Add |
| 47 | LIN | Linde plc | — | +0.84% | Add |
| 48 | TSLA | Tesla Inc | — | — | Unchanged |
| 49 | IBM | Intl Business Machines CORP | — | +0.67% | Add |
| 50 | IVV | Ishares Core S&p 500 ETF | — | +0.90% | Add |
1–50 of 107
Filing History
FAQ
What is Ferguson Shapiro LLC and what type of investor is it?
Ferguson Shapiro LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $341.8M, spread across 91 disclosed positions.
What are Ferguson Shapiro LLC's largest equity positions?
Based on the latest 13F filing, Ferguson Shapiro LLC's top holdings by market value are:
1. Rtrn Stack Glbl Stk & Bd ETF (RSSB) — $44.6M (13.1%)
2. Ft Wcm International ETF (WCMI) — $23.5M (6.9%)
3. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $20.4M (6.0%)
4. Ft Struct Credit Inc Opp ETF (SCIO) — $20.1M (5.9%)
5. First Trust Riverfront Dynam (RFEM) — $20.1M (5.9%)
What changes did Ferguson Shapiro LLC make in its most recent portfolio filing?
In the latest reported quarter, Ferguson Shapiro LLC made 95 notable position adjustments: 23 new positions were initiated, 32 existing holdings were added to, 20 positions were partially reduced, and 20 were completely exited. The largest of these moves: Sold out: First Trust Expanded Tech (XPND); New buy: Vanguard Ftse Developed ETF (VEA); New buy: Vaneck Real Assets ETF (RAAX); New buy: Vaneck Ig Floating Rate ETF (FLTR); New buy: Freedom 100 Emeging Mrkt ETF (FRDM)
What sectors does Ferguson Shapiro LLC focus on?
Ferguson Shapiro LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.2%
• Consumer Discretionary: 21.3%
• Health Care: 18.2%
• Materials: 7.4%
• Industrials: 6.1%
• Consumer Staples: 3.4%
Investment Profile
Ferguson Shapiro LLC returned an annualized 5.9% over the trailing 36 months — outperforming the S&P 500 by 22.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of -0.60 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 34.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 57 over the past 4 quarters — a shift toward more active trading.
It has added to its RFEM position over the past two quarters (+$12.5M, now $20.1M), while trimming QJUN over the same stretch (-$25.3M, still holding $6.2M).
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Developer Access
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REST API
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