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ETF Managers Group, LLC Historical SEC 13F Holdings & Archive (Q1 2023)
ETF Managers Group, LLCCIK: 0001645173
Diversified strategySector-focusedLong-term holder
Total reported value
$3.1B
Reporting period: 2023-03-31 · Number of holdings: 777
ETF MANAGERS GROUP, LLC disclosed 777 holdings in its latest 13F filing for the period ending 2023-03-31, with total reported value of $3.1B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.61
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 70.63
ETF Managers Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 777 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.94), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 777 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | ETF Managers Tr | Stock-Other | 4.04% | — | +127.16% | |
| 2 | ✓ | Stock-Other | 3.94% | — | — | ||
| 3 | AG | First Majestic Silver CORP | Stock-Materials | 3.00% | — | — | |
| 4 | CHKP | Check Point Software Technologies Ltd. | Stock-Tech | 2.34% | — | — | |
| 5 | FTNT | Fortinet Inc | Stock-Tech | 2.31% | — | -11.33% | |
| 6 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 2.26% | — | -5.09% | |
| 7 | CSCO | Cisco Systems Inc | Stock-Tech | 2.22% | — | -2.47% | |
| 8 | ✓ | Mag Silver CORP | Stock-Other | 2.21% | — | — | |
| 9 | VRSN | Verisign Inc | Stock-Tech | 2.21% | — | -1.64% | |
| 10 | OKTA | Okta Inc | Stock-Tech | 2.19% | — | -4.53% | |
| 11 | NET | Cloudflare Inc - Class A | Stock-Tech | 2.14% | — | -20.76% | |
| 12 | PANW | Palo Alto Networks Inc | Stock-Tech | 2.14% | — | -11.11% | |
| 13 | AKAM | Akamai Technologies Inc | Stock-Tech | 2.10% | — | +17.87% | |
| 14 | BAH | Booz Allen Hamilton Holdings | Stock-Industrials | 1.96% | — | +3.59% | |
| 15 | LDOS | Leidos Holdings Inc | Stock-Tech | 1.93% | — | +7.13% | |
| 16 | JNP | Juniper Networks Inc | Stock-Other | 1.93% | — | -1.39% | |
| 17 | SPLKCHF | Splunk Inc | Stock-Other | 1.91% | — | -15.31% | |
| 18 | ZS | Zscaler Inc | Stock-Tech | 1.86% | — | +7.13% | |
| 19 | GEN | Gen Digital Inc | Stock-Tech | 1.74% | — | +11.73% | |
| 20 | FFIV | F5 Inc | Stock-Tech | 1.52% | — | -1.58% | |
| 21 | HL | Hecla Mining Co | Stock-Materials | 1.40% | — | +3.36% | |
| 22 | ✓ | Cyberark Software LTD. Cmn | Stock-Other | 1.21% | — | — | |
| 23 | ✓ | Pan American Silver Corp | Stock-Other | 1.19% | — | — | |
| 24 | CACI | Caci International Inc -cl A | Stock-Tech | 1.19% | — | -1.25% | |
| 25 | SAIC | Science Applications Inte | Stock-Tech | 1.01% | — | -2.29% | |
| 26 | ✓ | Ssr Mining Inc Com Npv | Stock-Other | 0.97% | — | -15.03% | |
| 27 | ✓ | Silvercrest Metals Inc | Stock-Other | 0.97% | — | — | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.97% | — | -8.52% | |
| 29 | MA | Mastercard Inc - A | Stock-Financials | 0.96% | — | -6.34% | |
| 30 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.95% | — | -2.31% | |
| 31 | IIPR | Innovative Industrial Proper | Stock-Real Estate | 0.93% | — | +45.09% | |
| 32 | TENB | Tenable Holdings Inc | Stock-Other | 0.92% | — | -3.10% | |
| 33 | FISV | Fiserv Inc | Stock-Other | 0.91% | — | -16.90% | |
| 34 | AXP | American Express Co | Stock-Financials | 0.88% | — | -24.61% | |
| 35 | QLYS | Qualys Inc | Stock-Tech | 0.82% | — | +4.64% | |
| 36 | PSN | Parsons CORP | Stock-Tech | 0.81% | — | +0.65% | |
| 37 | HMY | Harmony Gold Mng-spon Adr | Stock-Other | 0.79% | — | — | |
| 38 | S | Sentinelone Inc -class A | Stock-Tech | 0.69% | — | +0.97% | |
| 39 | EXK | Endeavour Silver CORP | Stock-Materials | 0.68% | — | — | |
| 40 | ✓ | Silvercorp Metal Inc Com | Stock-Other | 0.62% | — | — | |
| 41 | TLRYEUR | Tilray Brands Inc | Stock-Other | 0.62% | — | — | |
| 42 | XYZ | Block Inc | Stock-Financials | 0.60% | — | -13.47% | |
| 43 | ✓ | Eldorando Gold CORP New Com | Stock-Other | 0.59% | — | — | |
| 44 | BVN | Cia De Minas Buenaventur-adr | Stock-Other | 0.59% | — | — | |
| 45 | VRNS | Varonis Systems Inc | Stock-Tech | 0.54% | — | -4.98% | |
| 46 | FIS | Fidelity National Info Serv | Stock-Tech | 0.51% | — | -7.39% | |
| 47 | GPN | Global Payments Inc | Stock-Industrials | 0.48% | — | -14.14% | |
| 48 | RPD | Rapid7 Inc | Stock-Other | 0.47% | — | -2.72% | |
| 49 | CGC | Canopy Growth Corporation | Stock-Healthcare | 0.46% | — | — | |
| 50 | DFSEUR | Discover Financial Services | Stock-Other | 0.46% | — | -14.38% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+7.5%
Performance Last 4 Quarters
+22.3%
Based on 73% of reported portfolio value with available pricing
- Stdev
- +17.6%
- Beta
- +0.97
- Alpha
- +0.5%
- Max Drawdown
- -9.1%
- Annualized Perf
- +20.1%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.34
- Stutzer
- +0.34
- Treynor
- +0.21
- Sterling
- +1.18
- Calmar
- +2.21
- Information Ratio
- 0
- Tracking Error
- +12.3%
- Stdev Down
- +8.5%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +39.3%
- Worst 12 Months
- +3.8%
- Efficiency Ratio
- +0.49
- Sharpe
- +1.13
- Stdev Sectors
- +21%
- Skewness
- +0.41
- Kurtosis
- +0.27
- Upside Potential
- +4.09
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q1 | 777 | $3.1B | 0 | ||
| 2022 Q4 | 586 | $2.1B | 0 | ||
| 2022 Q3 | 791 | $3.1B | 0 | 126924G226924G300BMQB | |
| 2022 Q2 | 757 | $3.5B | 0 | ||
| 2022 Q1 | 701 | $5.0B | 0 | ||
| 2021 Q4 | 697 | $5.0B | 0 | ||
| 2021 Q3 | 673 | $5.3B | 0 | ||
| 2021 Q2 | 646 | $6.1B | 96 | ||
| 2021 Q1 | 668 | $5.6B | 35 | ||
| 2020 Q4 | 615 | $4.6B | 42 | ||
| 2020 Q3 | 611 | $3.2B | 22 | ||
| 2020 Q2 | 595 | $2.8B | 36 | ||
| 2020 Q1 | 533 | $2.2B | 34 | ||
| 2019 Q4 | 530 | $2.9B | 24 | ||
| 2019 Q3 | 523 | $2.8B | 29 | ||
| 2019 Q2 | 564 | $3.1B | 64 | ||
| 2019 Q1 | 555 | $2.0B | 39 | ||
| 2018 Q4 | 577 | $2.1B | 60 | ||
| 2018 Q3 | 570 | $2.7B | 100 | ||
| 2018 Q2 | 569 | $1.4B | 100 | ||
| 2018 Q1 | 544 | $1.7B | 38 | ||
| 2017 Q4 | 532 | $1.4B | 29 | ||
| 2017 Q3 | 460 | $1.2B | 32 | ||
| 2017 Q2 | 569 | $1.2B | 100 | ||
| 2016 Q4 | 70 | $21.6M | 78 | ||
| 2016 Q3 | 71 | $47.3M | 100 | ||
| 2016 Q1 | 476 | $137.2M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is ETF Managers Group, LLC and what type of investor is it?
ETF Managers Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-03-31), the firm manages a tracked equity portfolio valued at approximately $3.1B, spread across 777 disclosed positions.
What are ETF Managers Group, LLC's largest equity positions?
Based on the latest 13F filing, ETF Managers Group, LLC's top holdings by market value are:
1. ETF Managers Tr — $125.0M (4.0%)
2. — $121.9M (3.9%)
3. First Majestic Silver CORP (AG) — $93.0M (3.0%)
4. Check Point Software Technologies Ltd. (CHKP) — $72.5M (2.3%)
5. Fortinet Inc (FTNT) — $71.5M (2.3%)
What changes did ETF Managers Group, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for ETF Managers Group, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does ETF Managers Group, LLC focus on?
ETF Managers Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 64.3%
• Financials: 24.3%
• Consumer Discretionary: 4.6%
• Communication Services: 2.8%
• Health Care: 2.4%
• Industrials: 1.4%
Investment Profile
ETF Managers Group, LLC returned an annualized 20.1% over the trailing 36 months — outperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.97 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 64.3% of the portfolio concentrated in Information Technology.
It has added to its OKTA position over the past two quarters (+$22.1M, now $67.9M), while trimming GEN over the same stretch (-$9.5M, still holding $53.8M).
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