EP
Essex Private Wealth Management, LLC Historical SEC 13F Holdings & Archive (Q3 2024)
Essex Private Wealth Management, LLCCIK: 0001803087
Sector-focusedLong-term holderQuality / disciplined sizing
Total reported value
$42.5M
Reporting period: 2024-09-30 · Number of holdings: 34
Essex Private Wealth Management, LLC disclosed 34 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $42.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 27.31
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 68
- Sizing Uniformity
- 88.33
Essex Private Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.068 — mathematically equivalent to about 15 equally-sized positions, well below its 34 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.17), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 14.31% | — | -0.94% | |
| 2 | HDV | Ishares Core High Dividend E | ETF-Other | 12.40% | — | +3.40% | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 7.73% | — | +4.72% | |
| 4 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 6.84% | — | -0.60% | |
| 5 | VHT | Vanguard Health Care ETF | ETF-Other | 6.31% | — | +2.45% | |
| 6 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 6.30% | — | +2.09% | |
| 7 | FBND | Fidelity Total Bond ETF | ETF-Other | 6.25% | — | +4.30% | |
| 8 | XT | Ishar Fture Exp Tech Etf-usd | ETF-Tech | 5.00% | — | +1.60% | |
| 9 | FELV | Fidelity Enh Lrg Cap Val ETF | ETF-Other | 4.25% | — | +0.43% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 3.38% | — | +0.10% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 3.29% | — | -6.22% | |
| 12 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.76% | — | +2.44% | |
| 13 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 2.27% | — | -9.13% | |
| 14 | VV | Vanguard Large-cap ETF | ETF-Other | 1.75% | — | — | |
| 15 | VTV | Vanguard Value ETF | ETF-Other | 1.68% | — | — | |
| 16 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.51% | — | +0.51% | |
| 17 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.44% | — | -0.33% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.33% | — | +4.04% | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.22% | — | +0.05% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.19% | — | — | |
| 21 | DNP | Dnp Select Income Fund Inc | Stock-Financials | 1.04% | — | — | |
| 22 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.87% | — | -3.21% | |
| 23 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.85% | — | — | |
| 24 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.73% | — | -19.67% | |
| 25 | AWK | American Water Works Co Inc | Stock-Utilities | 0.72% | — | — | |
| 26 | PWR | Quanta Services Inc | Stock-Industrials | 0.68% | — | -8.18% | |
| 27 | WM | Waste Management Inc | Stock-Industrials | 0.67% | — | — | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.63% | — | — | |
| 29 | V | Visa Inc-class A Shares | Stock-Financials | 0.60% | — | — | |
| 30 | WSM | Williams-sonoma Inc | Stock-Consumer Disc | 0.56% | — | — | |
| 31 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.53% | — | — | |
| 32 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.48% | — | — | |
| 33 | PATH | Uipath Inc - Class A | Stock-Tech | 0.30% | — | — | |
| 34 | SHLS | Shoals Technologies Group -a | Stock-Other | 0.13% | — | — |
Portfolio Performance
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+23.7%
- Stdev
- +12.6%
- Beta
- +0.94
- Alpha
- -1.1%
- Max Drawdown
- -8.6%
- Annualized Perf
- +18.3%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.81
- Stutzer
- +0.41
- Treynor
- +0.19
- Sterling
- +1.16
- Calmar
- +2.13
- Information Ratio
- -0.7
- Tracking Error
- +3.4%
- Stdev Down
- +6.3%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +31.7%
- Worst 12 Months
- +5.7%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.4
- Stdev Sectors
- +16.8%
- Skewness
- -0.04
- Kurtosis
- -0.47
- Upside Potential
- +4.46
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q3 | 34 | $42.5M | 0 | ||
| 2024 Q2 | 32 | $39.3M | 0 | ||
| 2024 Q1 | 33 | $35.3M | 0 | ||
| 2023 Q4 | 28 | $32.0M | 0 | ||
| 2023 Q3 | 28 | $29.3M | 0 | ||
| 2023 Q2 | 26 | $29.1M | 0 | ||
| 2023 Q1 | 26 | $27.6M | 0 | ||
| 2022 Q4 | 30 | $26.7M | 0 | ||
| 2022 Q3 | 29 | $25.1M | 0 | ||
| 2022 Q2 | 30 | $26.8M | 0 | ||
| 2022 Q1 | 35 | $37.1M | 0 | ||
| 2021 Q4 | 62 | $118.4M | 0 | ||
| 2021 Q3 | 65 | $110.1M | 0 | ||
| 2021 Q2 | 63 | $109.5M | 98 | ||
| 2021 Q1 | 64 | $104.8M | 12 | ||
| 2020 Q4 | 66 | $102.5M | 18 | ||
| 2020 Q3 | 62 | $96.7M | 14 | ||
| 2020 Q2 | 57 | $86.2M | 32 | ||
| 2020 Q1 | 54 | $76.6M | 27 | ||
| 2019 Q4 | 58 | $98.8M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Essex Private Wealth Management, LLC and what type of investor is it?
Essex Private Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-09-30), the firm manages a tracked equity portfolio valued at approximately $42.5M, spread across 34 disclosed positions.
What are Essex Private Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Essex Private Wealth Management, LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $6.1M (14.3%)
2. Ishares Core High Dividend E (HDV) — $5.3M (12.4%)
3. Ishares Core S&p Small-cap E (IJR) — $3.3M (7.7%)
4. Invesco S&p 500 Equal Weight (RSPT) — $2.9M (6.8%)
5. Vanguard Health Care ETF (VHT) — $2.7M (6.3%)
What changes did Essex Private Wealth Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Essex Private Wealth Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Essex Private Wealth Management, LLC focus on?
Essex Private Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 54.0%
• Consumer Discretionary: 11.6%
• Financials: 10.7%
• Communication Services: 10.4%
• Industrials: 8.8%
• Utilities: 4.7%
Investment Profile
Essex Private Wealth Management, LLC returned an annualized 18.3% over the trailing 36 months — underperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.94 (roughly in line with the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 54.0% of the portfolio concentrated in Information Technology.
It has added to its HDV position over the past two quarters (+$1.2M, now $5.3M), while trimming TOTL over the same stretch (-$300.8K, still holding $966.0K).
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