13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002011201
Total reported value
$146.0M
$146.0M
117 檔
18.9%
As reported in its official Q1 2026 Form 13F filing, Elm3 Financial Group, LLC's tracked investment portfolio stood at $146.0M with 117 total positions.
In Q1 2026, Elm3 Financial Group, LLC adopted a defensive or profit-taking posture, trimming 64 positions and completely liquidating 4 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 6.46% | -0.44% | -0.43% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 6.09% | -0.55% | -2.80% | |
| 3 | AVGO | Broadcom Inc | Stock-Tech | 4.27% | -0.02% | -0.95% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.39% | -0.11% | -0.47% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.13% | +0.20% | -1.80% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.12% | -0.64% | -1.43% | |
| 7 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 3.08% | -0.83% | -10.51% | |
| 8 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.87% | +0.22% | -0.07% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.84% | -0.33% | -1.31% | |
| 10 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.62% | -0.08% | +0.00% | |
| 11 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.12% | +0.29% | -3.99% | |
| 12 | SCYB | Schwab High Yield Bond ETF | ETF-High Yield | 2.07% | -0.39% | +47.64% | |
| 13 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 2.05% | -0.34% | +48.96% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.98% | +0.12% | -0.95% | |
| 15 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.86% | -0.39% | +6.52% | |
| 16 | PTY | Pimco Corporate & Income Opp | Stock-Other | 1.63% | -0.47% | -3.84% | |
| 17 | HWM | Howmet Aerospace Inc | Stock-Industrials | 1.49% | -0.07% | -2.57% | |
| 18 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.49% | -0.15% | +333.05% | |
| 19 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 1.31% | +0.18% | -0.98% | |
| 20 | WRB | Wr Berkley CORP | Stock-Financials | 1.30% | -0.25% | -3.94% | |
| 21 | THYF | T Rowe Price US High Yield | ETF-High Yield | 1.24% | -0.20% | -1.78% | |
| 22 | HD | Home Depot Inc | Stock-Consumer Disc | 1.20% | -0.45% | -25.00% | |
| 23 | FDEV | Fidelity Intl Multifact ETF | ETF-Other | 1.15% | -0.22% | +1.18% | |
| 24 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.08% | +0.44% | -1.77% | |
| 25 | PHK | Pimco High Income Fund | Stock-Other | 1.01% | -0.17% | +23.90% | |
| 26 | VB | Vanguard Small-cap ETF | ETF-Other | 1.01% | -0.05% | +39.41% | |
| 27 | CGDV | Cap Group Dividend Value | ETF-Other | 1.00% | -0.07% | +0.24% | |
| 28 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.97% | -0.10% | +5.55% | |
| 29 | LONZ | Pimco Senior Loan Active ETF | ETF-Other | 0.95% | -0.21% | -20.68% | |
| 30 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.93% | -0.09% | -2.01% | |
| 31 | STRL | Sterling Infrastructure Inc | Stock-Industrials | 0.91% | +0.66% | -2.69% | |
| 32 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 0.90% | -0.21% | +8.08% | |
| 33 | IFRA | Ishares US Infrastructure | ETF-Other | 0.88% | -0.10% | +5.23% | |
| 34 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.77% | — | +5.87% | |
| 35 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.73% | -0.01% | -7.03% | |
| 36 | EWT | Ishares Msci Taiwan ETF | ETF-Other | 0.69% | +0.23% | -2.21% | |
| 37 | PGR | Progressive CORP | Stock-Financials | 0.69% | -0.12% | -4.03% | |
| 38 | KLAC | Kla CORP | Stock-Tech | 0.67% | +0.42% | -0.74% | |
| 39 | FELG | Fidelity Enh Lrg Cap Gwth | ETF-Other | 0.66% | -0.07% | +0.58% | |
| 40 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.65% | -0.25% | -4.96% | |
| 41 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.64% | +0.43% | +24.91% | |
| 42 | VTWG | Vanguard Russell 2000 Growth | ETF-Small Cap | 0.63% | -0.10% | +1.38% | |
| 43 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.62% | -0.03% | -4.81% | |
| 44 | BRLN | Ishare Fltng Rt Ln Av Etf-ui | ETF-Other | 0.61% | -0.11% | -24.05% | |
| 45 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.60% | -0.16% | — | |
| 46 | GDE | Wisdomtree Efficient Gold Pl | ETF-Commodities | 0.60% | -0.16% | -3.82% | |
| 47 | BXSL | Blackstone Secured Lending F | Stock-Financials | 0.60% | -0.60% | EXIT | |
| 48 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.58% | -0.05% | -0.83% | |
| 49 | TDG | Transdigm Group Inc | Stock-Industrials | 0.57% | -0.04% | -1.18% | |
| 50 | DTM | Dt Midstream Inc | Stock-Energy | 0.54% | -0.07% | +0.17% |
According to official SEC Form 13F filings, Elm3 Financial Group, LLC reported a total U.S. public equity portfolio value of $146.0M across 117 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AMZN, NVDA, AVGO) accounted for 18.9% of total reported equity market value during Q1 2026.
Top New Position Initiated
GFLW
市值: $444.0K
Top Position Liquidated / Trimmed
CRWD
前期市值: $318.8K
During Q1 2026, Elm3 Financial Group, LLC's top holdings by market value included AMZN (6.5%)、NVDA (6.1%)、AVGO (4.3%). The largest single position, AMZN, represented 6.5% of total portfolio value.
In Q1 2026, Elm3 Financial Group, LLC made 116 total portfolio adjustments, initiating 8 new buys, adding to 40 positions, trimming 64 holdings, and fully liquidating 4 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.