EF
Elm3 Financial Group, LLC 13F Disclosure (Q3 2026) — Portfolio & Holdings
Elm3 Financial Group, LLCCIK: 0002011201
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$149.9M
Reporting period: 2026-09-30 · Number of holdings: 150
Elm3 Financial Group, LLC disclosed 150 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $149.9M and a quarterly turnover rate of 27.1%.
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Personality snowflake
- Concentration
- 7.73
- Portfolio Stability
- 27.07
- Momentum
- 100
- Sector conviction
- 79.34
- Diversification
- 100
- Sizing Uniformity
- 86.17
Elm3 Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 52 equally-sized positions, well below its 150 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.38), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out WRB
Trim PTY
-75.0% -$1.3M
New buy FCPI
Add MSFT
-3.1% $1.2M
Trim THYF
-68.1% -$1.1M
Trim STRL
-2.5% -$981.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 6.11% | +0.09% | -0.35% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 5.95% | +0.41% | -3.45% | |
| 3 | AVGO | Broadcom Inc | Stock-Tech | 3.67% | -0.58% | -4.54% | |
| 4 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.24% | -0.09% | +3.75% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.21% | +0.73% | -3.13% | |
| 6 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.06% | -0.03% | +1.20% | |
| 7 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.01% | -0.27% | -6.22% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.73% | +0.22% | -2.88% | |
| 9 | SCYB | Schwab High Yield Bond ETF | ETF-High Yield | 2.32% | +0.64% | +47.30% | |
| 10 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 2.14% | -0.11% | -2.27% | |
| 11 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.06% | -0.48% | -3.24% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.92% | -0.18% | -2.49% | |
| 13 | CLIP | Global X 1-3 Month T-bill | ETF-Other | 1.84% | -0.14% | -4.30% | |
| 14 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.75% | -0.66% | -19.26% | |
| 15 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 1.57% | -0.14% | -2.04% | |
| 16 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.51% | -0.01% | +12.55% | |
| 17 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 1.49% | — | -2.08% | |
| 18 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.30% | -0.04% | +2.37% | |
| 19 | FLDR | Fidelity Low Durat Fact ETF | ETF-Other | 1.24% | +0.44% | +60.65% | |
| 20 | HWM | Howmet Aerospace Inc | Stock-Industrials | 1.14% | -0.28% | -1.53% | |
| 21 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.07% | -0.40% | -11.56% | |
| 22 | EWT | Ishares Msci Taiwan ETF | ETF-Other | 1.05% | +0.13% | +12.35% | |
| 23 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.96% | -0.11% | -0.84% | |
| 24 | CGDV | Cap Group Dividend Value | ETF-Other | 0.96% | +0.03% | +6.78% | |
| 25 | FDEV | Fidelity Intl Multifact ETF | ETF-Other | 0.90% | -0.03% | -2.88% | |
| 26 | STRL | Sterling Infrastructure Inc | Stock-Industrials | 0.87% | -0.70% | -2.46% | |
| 27 | VB | Vanguard Small-cap ETF | ETF-Other | 0.87% | -0.09% | -0.91% | |
| 28 | FCPI | Fidelity Stocks For Infl ETF | ETF-Other | 0.85% | +0.85% | NEW | |
| 29 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.82% | -0.05% | -0.69% | |
| 30 | SNDK | Sandisk CORP | Stock-Tech | 0.80% | +0.53% | +302.34% | |
| 31 | PHK | Pimco High Income Fund | Stock-Other | 0.75% | -0.09% | +3.06% | |
| 32 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.73% | +0.19% | +31.15% | |
| 33 | LONZ | Pimco Senior Loan Active ETF | ETF-Other | 0.73% | -0.01% | +1.01% | |
| 34 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.72% | -0.12% | +0.55% | |
| 35 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.71% | -0.01% | -0.11% | |
| 36 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.67% | +0.13% | +29.39% | |
| 37 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.67% | -0.10% | -3.14% | |
| 38 | BLK | Blackrock Inc | Stock-Financials | 0.66% | +0.66% | NEW | |
| 39 | KLAC | Kla CORP | Stock-Tech | 0.64% | -0.45% | -6.76% | |
| 40 | IFRA | Ishares US Infrastructure | ETF-Other | 0.63% | -0.15% | -4.89% | |
| 41 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.61% | +0.02% | -8.62% | |
| 42 | FEMR | Fidelity Enh Emr Mrkt ETF | ETF-Other | 0.60% | -0.04% | -1.09% | |
| 43 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.60% | +0.01% | +1.71% | |
| 44 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.57% | +0.32% | +50.31% | |
| 45 | MU | Micron Technology Inc | Stock-Tech | 0.57% | +0.57% | NEW | |
| 46 | PWR | Quanta Services Inc | Stock-Industrials | 0.54% | +0.54% | NEW | |
| 47 | FELG | Fidelity Enh Lrg Cap Gwth | ETF-Other | 0.52% | -0.07% | -11.74% | |
| 48 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 0.52% | +0.01% | +4.58% | |
| 49 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 0.50% | -0.19% | -13.19% | |
| 50 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.50% | -0.10% | -10.61% |
1–50 of 150
Portfolio Performance
Performance for Q4 2026
+2.8%
Performance Last 4 Quarters
+12.8%
- Stdev
- +13.3%
- Beta
- +1.02
- Alpha
- -0.5%
- Max Drawdown
- -5.3%
- Annualized Perf
- +18.9%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.17
- Stutzer
- +0.42
- Treynor
- +0.18
- Sterling
- +1.23
- Calmar
- +3.57
- Information Ratio
- -0.07
- Tracking Error
- +2.9%
- Stdev Down
- +5.7%
- Winning Months %
- +65%
- Losing Months %
- +35%
- Best 12 Months
- +31.5%
- Worst 12 Months
- +12.8%
- Efficiency Ratio
- +0.56
- Sharpe
- +1.37
- Stdev Sectors
- +13.1%
- Skewness
- +0.6
- Kurtosis
- +0.93
- Upside Potential
- +4.7
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Elm3 Financial Group, LLC's most significant position changes for 2026-09-30: Sold out: Wr Berkley CORP (WRB); New buy: Fidelity Stocks For Infl ETF (FCPI); New buy: Blackrock Inc (BLK); New buy: Micron Technology Inc (MU); Sold out: Progressive CORP (PGR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FCPI | Fidelity Stocks For Infl ETF | +0.9% | NEW | New buy |
| 2 | MSFT | Microsoft CORP | +0.7% | -3.13% | Trim |
| 3 | BLK | Blackrock Inc | +0.7% | NEW | New buy |
| 4 | SCYB | Schwab High Yield Bond ETF | +0.6% | +47.30% | Add |
| 5 | MU | Micron Technology Inc | +0.6% | NEW | New buy |
| 6 | PWR | Quanta Services Inc | +0.5% | NEW | New buy |
| 7 | SNDK | Sandisk CORP | +0.5% | +302.34% | Add |
| 8 | FLDR | Fidelity Low Durat Fact ETF | +0.4% | +60.65% | Add |
| 9 | NVDA | Nvidia CORP | +0.4% | -3.45% | Trim |
| 10 | MGK | Vanguard Mega Cap Growth ETF | +0.4% | NEW | New buy |
| 11 | AMGN | Amgen Inc | +0.4% | NEW | New buy |
| 12 | PSX | Phillips 66 | +0.4% | NEW | New buy |
| 13 | NTRS | Northern Trust CORP | +0.4% | NEW | New buy |
| 14 | COF | Capital One Financial CORP | +0.3% | NEW | New buy |
| 15 | MPC | Marathon Petroleum CORP | +0.3% | +50.31% | Add |
| 16 | LDRC | Ishares Ibonds 1-5 CORP Lad | +0.3% | NEW | New buy |
| 17 | IGSB | Ishares 1-5y Inv Grade CORP | +0.3% | NEW | New buy |
| 18 | ABBV | Abbvie Inc | +0.3% | NEW | New buy |
| 19 | ISRG | Intuitive Surgical Inc | +0.3% | NEW | New buy |
| 20 | GDX | Vaneck Gold Miners ETF | +0.3% | NEW | New buy |
| 21 | NFLX | Netflix Inc | +0.3% | NEW | New buy |
| 22 | BNY | Bank Of New York Mellon CORP | +0.3% | NEW | New buy |
| 23 | SPIB | Ss Spdr P Int C CORP ETF | +0.2% | NEW | New buy |
| 24 | SLV | Ishares Silver Trust | +0.2% | NEW | New buy |
| 25 | AAPL | Apple Inc | +0.2% | -2.88% | Trim |
| 26 | FENY | Fidelity Msci Energy Index | +0.2% | NEW | New buy |
| 27 | GLW | Corning Inc | +0.2% | NEW | New buy |
| 28 | KBWB | Invesco Kbw Bank ETF | +0.2% | NEW | New buy |
| 29 | STT | State Street CORP | +0.2% | NEW | New buy |
| 30 | XTWO | Bondbloxx Bbg 2y US Tsy ETF | +0.2% | NEW | New buy |
| 31 | FHLC | Fidelity Msci Health Care | +0.2% | +31.15% | Add |
| 32 | ANET | Arista Networks Inc | +0.2% | +40.89% | Add |
| 33 | SCHO | Schwab Short-term US Treas | +0.2% | NEW | New buy |
| 34 | XBI | Ss Spdr S&p Biotech ETF | +0.2% | +65.49% | Add |
| 35 | XLF | Ss Financial Select Sector | +0.2% | NEW | New buy |
| 36 | DBMF | Imgp Dbi Managed Futures Str | +0.1% | NEW | New buy |
| 37 | GLD | Spdr Gold Shares | +0.1% | NEW | New buy |
| 38 | ICSH | Ishares Ultra Short Duration | +0.1% | +73.91% | Add |
| 39 | VUSB | Vanguard Ultra Short Bond Et | +0.1% | +29.39% | Add |
| 40 | EWT | Ishares Msci Taiwan ETF | +0.1% | +12.35% | Add |
| 41 | APH | Amphenol Corp-cl A | +0.1% | +213.51% | Add |
| 42 | LMT | Lockheed Martin CORP | +0.1% | +67.61% | Add |
| 43 | IBB | Ishares Biotechnology ETF | +0.1% | +46.54% | Add |
| 44 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +375.56% | Add |
| 45 | AMZN | Amazon.com Inc | +0.1% | -0.35% | Trim |
| 46 | META | Meta Platforms Inc-class A | +0.1% | -5.63% | Trim |
| 47 | XONE | Bondbloxx Bbg 1 Dur US Treas | +0.1% | +36.58% | Add |
| 48 | MCK | Mckesson CORP | +0.1% | +18.35% | Add |
| 49 | PCMM | Bblx Private Credit Clo ETF | +0.1% | +32.23% | Add |
| 50 | EPOL | Ishares Msci Poland ETF | 0% | -0.34% | Trim |
1–50 of 162
Filing History
FAQ
What is Elm3 Financial Group, LLC and what type of investor is it?
Elm3 Financial Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $149.9M, spread across 150 disclosed positions.
What are Elm3 Financial Group, LLC's largest equity positions?
Based on the latest 13F filing, Elm3 Financial Group, LLC's top holdings by market value are:
1. Amazon.com Inc (AMZN) — $9.2M (6.1%)
2. Nvidia CORP (NVDA) — $8.9M (6.0%)
3. Broadcom Inc (AVGO) — $5.5M (3.7%)
4. Eli Lilly & Co (LLY) — $4.9M (3.2%)
5. Microsoft CORP (MSFT) — $4.8M (3.2%)
What changes did Elm3 Financial Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Elm3 Financial Group, LLC made 159 notable position adjustments: 27 new positions were initiated, 44 existing holdings were added to, 76 positions were partially reduced, and 12 were completely exited. The largest of these moves: Sold out: Wr Berkley CORP (WRB); New buy: Fidelity Stocks For Infl ETF (FCPI); New buy: Blackrock Inc (BLK); New buy: Micron Technology Inc (MU); Sold out: Progressive CORP (PGR)
What sectors does Elm3 Financial Group, LLC focus on?
Elm3 Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 45.9%
• Consumer Discretionary: 15.1%
• Health Care: 9.9%
• Industrials: 9.4%
• Financials: 8.1%
• Communication Services: 6.9%
Investment Profile
Elm3 Financial Group, LLC returned an annualized 18.9% over the trailing 20 months — underperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.02 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 45.9% of the portfolio concentrated in Information Technology.
It has added to its NVDA position over the past two quarters (+$1.7M, now $8.9M), while trimming PTY over the same stretch (-$1.5M, still holding $388.1K).
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