EF
Elm3 Financial Group, LLC 13F Disclosure (Q2 2026) — Portfolio & Holdings
Elm3 Financial Group, LLCCIK: 0002011201
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$146.0M
Reporting period: 2026-06-30 · Number of holdings: 135
Elm3 Financial Group, LLC disclosed 135 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $146.0M and a quarterly turnover rate of 27.3%.
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Personality snowflake
- Concentration
- 7.98
- Portfolio Stability
- 27.29
- Momentum
- 100
- Sector conviction
- 74.03
- Diversification
- 100
- Sizing Uniformity
- 86.94
Elm3 Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 50 equally-sized positions, well below its 135 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy CLIP
Trim ICLO
-10.3% -$365.4K
Add STRL
+3.5% $1.2M
Trim MSFT
-2.9% -$78.5K
Sold out BXSL
Trim NVDA
-2.2% $877.8K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 6.02% | -0.44% | +0.46% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 5.54% | -0.55% | -2.23% | |
| 3 | AVGO | Broadcom Inc | Stock-Tech | 4.25% | -0.02% | +0.58% | |
| 4 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.33% | +0.20% | +0.42% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.28% | -0.11% | -6.45% | |
| 6 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.09% | +0.22% | +4.12% | |
| 7 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.54% | -0.08% | +1.67% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.51% | -0.33% | -4.39% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.48% | -0.64% | -2.87% | |
| 10 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.41% | +0.29% | -1.79% | |
| 11 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 2.25% | -0.83% | -10.26% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.10% | +0.12% | +5.42% | |
| 13 | CLIP | Global X 1-3 Month T-bill | ETF-Other | 1.98% | +1.98% | NEW | |
| 14 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 1.71% | -0.34% | +2.44% | |
| 15 | SCYB | Schwab High Yield Bond ETF | ETF-High Yield | 1.68% | -0.39% | -0.54% | |
| 16 | STRL | Sterling Infrastructure Inc | Stock-Industrials | 1.57% | +0.66% | +3.49% | |
| 17 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.52% | +0.44% | +5.44% | |
| 18 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 1.49% | +0.18% | +2.19% | |
| 19 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.47% | -0.39% | +0.03% | |
| 20 | HWM | Howmet Aerospace Inc | Stock-Industrials | 1.42% | -0.07% | +0.30% | |
| 21 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.34% | -0.15% | -0.25% | |
| 22 | PTY | Pimco Corporate & Income Opp | Stock-Other | 1.16% | -0.47% | -11.91% | |
| 23 | KLAC | Kla CORP | Stock-Tech | 1.09% | +0.42% | +872.22% | |
| 24 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.07% | +0.43% | +20.19% | |
| 25 | WRB | Wr Berkley CORP | Stock-Financials | 1.05% | -0.25% | -6.88% | |
| 26 | THYF | T Rowe Price US High Yield | ETF-High Yield | 1.04% | -0.20% | +2.32% | |
| 27 | VB | Vanguard Small-cap ETF | ETF-Other | 0.96% | -0.05% | +1.65% | |
| 28 | FDEV | Fidelity Intl Multifact ETF | ETF-Other | 0.93% | -0.22% | +0.42% | |
| 29 | CGDV | Cap Group Dividend Value | ETF-Other | 0.93% | -0.07% | -1.04% | |
| 30 | EWT | Ishares Msci Taiwan ETF | ETF-Other | 0.92% | +0.23% | +7.32% | |
| 31 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.87% | -0.10% | +296.50% | |
| 32 | PHK | Pimco High Income Fund | Stock-Other | 0.84% | -0.17% | +2.13% | |
| 33 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.84% | -0.09% | +4.59% | |
| 34 | FLDR | Fidelity Low Durat Fact ETF | ETF-Other | 0.80% | +0.34% | +112.35% | |
| 35 | IFRA | Ishares US Infrastructure | ETF-Other | 0.78% | -0.10% | -0.39% | |
| 36 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.77% | — | +0.92% | |
| 37 | HD | Home Depot Inc | Stock-Consumer Disc | 0.75% | -0.45% | -27.42% | |
| 38 | LONZ | Pimco Senior Loan Active ETF | ETF-Other | 0.74% | -0.21% | -3.77% | |
| 39 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.72% | -0.01% | +5.82% | |
| 40 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 0.69% | -0.21% | -7.74% | |
| 41 | FEMR | Fidelity Enh Emr Mrkt ETF | ETF-Other | 0.64% | +0.11% | +19.75% | |
| 42 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.60% | +0.08% | -0.38% | |
| 43 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.59% | -0.03% | -0.91% | |
| 44 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.59% | +0.21% | -9.10% | |
| 45 | FELG | Fidelity Enh Lrg Cap Gwth | ETF-Other | 0.59% | -0.07% | -5.97% | |
| 46 | PGR | Progressive CORP | Stock-Financials | 0.57% | -0.12% | -6.62% | |
| 47 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.57% | +0.09% | +10.12% | |
| 48 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.54% | +0.18% | +67.92% | |
| 49 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.54% | +0.54% | NEW | |
| 50 | VTWG | Vanguard Russell 2000 Growth | ETF-Small Cap | 0.53% | -0.10% | -16.55% |
1–50 of 135
Portfolio Performance
Performance for Q3 2026
-0.9%
Performance Last 4 Quarters
+20%
- Stdev
- +13.9%
- Beta
- +1.02
- Alpha
- 0%
- Max Drawdown
- -5.3%
- Annualized Perf
- +20.2%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.22
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.32
- Calmar
- +3.82
- Information Ratio
- +0.1
- Tracking Error
- +2.9%
- Stdev Down
- +6%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +31.4%
- Worst 12 Months
- +18.6%
- Efficiency Ratio
- +0.56
- Sharpe
- +1.4
- Stdev Sectors
- +12.3%
- Skewness
- +0.51
- Kurtosis
- +0.62
- Upside Potential
- +4.77
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Elm3 Financial Group, LLC's most significant position changes for 2026-06-30: New buy: Global X 1-3 Month T-bill (CLIP); New buy: Vanguard Ultra Short Bond Et (VUSB); New buy: Vanguard 0-3m T-bill ETF (VBIL); Sold out: Blackstone Secured Lending F (BXSL); New buy: Pinnacle Focused Opport ETF (FCUS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CLIP | Global X 1-3 Month T-bill | +2% | NEW | New buy |
| 2 | STRL | Sterling Infrastructure Inc | +0.7% | +3.49% | Add |
| 3 | VUSB | Vanguard Ultra Short Bond Et | +0.5% | NEW | New buy |
| 4 | VBIL | Vanguard 0-3m T-bill ETF | +0.5% | NEW | New buy |
| 5 | EWY | Ishares Msci South Korea ETF | +0.4% | +5.44% | Add |
| 6 | SMH | Vaneck Semiconductor ETF | +0.4% | +20.19% | Add |
| 7 | KLAC | Kla CORP | +0.4% | +872.22% | Add |
| 8 | FLDR | Fidelity Low Durat Fact ETF | +0.3% | +112.35% | Add |
| 9 | FCUS | Pinnacle Focused Opport ETF | +0.3% | NEW | New buy |
| 10 | AIPO | Defiance Ai & Power Infr ETF | +0.3% | NEW | New buy |
| 11 | MTUM | Ishares Msci USA Momentum Fa | +0.3% | -1.79% | Trim |
| 12 | SCHV | Schwab US Large-cap Value | +0.3% | NEW | New buy |
| 13 | ✓ | +0.3% | NEW | New buy | |
| 14 | SNDK | Sandisk CORP | +0.3% | NEW | New buy |
| 15 | SCHD | Schwab US Dvd Equity ETF | +0.3% | NEW | New buy |
| 16 | APH | Amphenol Corp-cl A | +0.2% | NEW | New buy |
| 17 | AMAT | Applied Materials Inc | +0.2% | NEW | New buy |
| 18 | PSI | Invesco Semiconductors ETF | +0.2% | NEW | New buy |
| 19 | EWT | Ishares Msci Taiwan ETF | +0.2% | +7.32% | Add |
| 20 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +4.12% | Add |
| 21 | IPO | Renaissance Ipo ETF | +0.2% | NEW | New buy |
| 22 | GEV | GE Vernova Inc | +0.2% | NEW | New buy |
| 23 | ARKX | Ark Space & Defense Innovati | +0.2% | NEW | New buy |
| 24 | PANW | Palo Alto Networks Inc | +0.2% | -9.10% | Trim |
| 25 | LLY | Eli Lilly & Co | +0.2% | +0.42% | Add |
| 26 | ICSH | Ishares Ultra Short Duration | +0.2% | NEW | New buy |
| 27 | XONE | Bondbloxx Bbg 1 Dur US Treas | +0.2% | NEW | New buy |
| 28 | FTEC | Fidelity Msci Info Tech Indx | +0.2% | +2.19% | Add |
| 29 | FHLC | Fidelity Msci Health Care | +0.2% | +67.92% | Add |
| 30 | FPX | First Trust US Equity Opport | +0.2% | NEW | New buy |
| 31 | IBB | Ishares Biotechnology ETF | +0.2% | NEW | New buy |
| 32 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | NEW | New buy |
| 33 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 34 | FIX | Comfort Systems USA Inc | +0.2% | NEW | New buy |
| 35 | SPEM | State Street Sp Ptf Em ETF | +0.2% | NEW | New buy |
| 36 | DTCR | Global X Data Center & Digit | +0.1% | NEW | New buy |
| 37 | VFLO | Victoryshares Free Cash Flow | +0.1% | NEW | New buy |
| 38 | GOOGL | Alphabet Inc-cl A | +0.1% | +5.42% | Add |
| 39 | FEMR | Fidelity Enh Emr Mrkt ETF | +0.1% | +19.75% | Add |
| 40 | VRT | Vertiv Holdings Co-a | +0.1% | +10.12% | Add |
| 41 | FBCG | Fidelity Blue Chip Grow ETF | +0.1% | +20.05% | Add |
| 42 | VIG | Vanguard Dividend Apprec ETF | +0.1% | +66.19% | Add |
| 43 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -0.38% | Trim |
| 44 | TTMI | Ttm Technologies | +0.1% | -16.21% | Trim |
| 45 | GFLW | Vs Free Cash Flow Growth ETF | +0.1% | +8.53% | Add |
| 46 | EME | Emcor Group Inc | 0% | +22.11% | Add |
| 47 | MPC | Marathon Petroleum CORP | 0% | +27.65% | Add |
| 48 | ANET | Arista Networks Inc | 0% | -7.46% | Trim |
| 49 | VBK | Vanguard Small-cap Grwth ETF | — | +0.92% | Add |
| 50 | GOOG | Alphabet Inc-cl C | — | — | Unchanged |
1–50 of 142
Filing History
FAQ
What is Elm3 Financial Group, LLC and what type of investor is it?
Elm3 Financial Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $146.0M, spread across 135 disclosed positions.
What are Elm3 Financial Group, LLC's largest equity positions?
Based on the latest 13F filing, Elm3 Financial Group, LLC's top holdings by market value are:
1. Amazon.com Inc (AMZN) — $8.8M (6.0%)
2. Nvidia CORP (NVDA) — $8.1M (5.5%)
3. Broadcom Inc (AVGO) — $6.2M (4.3%)
4. Eli Lilly & Co (LLY) — $4.9M (3.3%)
5. Invesco Qqq Trust Series 1 (QQQ) — $4.8M (3.3%)
What changes did Elm3 Financial Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Elm3 Financial Group, LLC made 138 notable position adjustments: 25 new positions were initiated, 42 existing holdings were added to, 64 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Global X 1-3 Month T-bill (CLIP); New buy: Vanguard Ultra Short Bond Et (VUSB); New buy: Vanguard 0-3m T-bill ETF (VBIL); Sold out: Blackstone Secured Lending F (BXSL); New buy: Pinnacle Focused Opport ETF (FCUS)
What sectors does Elm3 Financial Group, LLC focus on?
Elm3 Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.9%
• Consumer Discretionary: 16.5%
• Industrials: 11.9%
• Financials: 9.6%
• Health Care: 8.0%
• Communication Services: 6.8%
Investment Profile
Elm3 Financial Group, LLC returned an annualized 20.2% over the trailing 18 months — outperforming the S&P 500 by 0.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.02 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 42.9% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 27 over the past 4 quarters — a shift toward more active trading.
It has added to its RSP position over the past two quarters (+$1.5M, now $1.9M), while trimming MSFT over the same stretch (-$1.3M, still holding $3.6M).
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