DF
DWM Financial Group, Inc. 13F Holdings & Position Changes (Q2 2026)
DWM Financial Group, Inc.CIK: 0001759545
Sector-focusedLong-term holderQuality / disciplined sizing
Total reported value
$112.2M
Reporting period: 2026-06-30 · Number of holdings: 40
DWM Financial Group, Inc. disclosed 40 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $112.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 47.72
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 98.46
- Diversification
- 80
- Sizing Uniformity
- 80.33
DWM Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.119 — mathematically equivalent to about 8 equally-sized positions, well below its 40 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.97), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy DMAR
Sold out JPIN
Sold out PRFZ
New buy IAU
Sold out SCHP
New buy AVUV
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DMAR | Ft Vest US Equity Deep Buffe | ETF-Other | 26.08% | +26.08% | NEW | |
| 2 | IAU | Ishares Gold Trust | ETF-Commodities | 13.01% | +13.01% | NEW | |
| 3 | JHMM | John Hancock Multi Fact Mid | ETF-Other | 11.95% | +1.16% | +16.22% | |
| 4 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 7.64% | +7.64% | NEW | |
| 5 | VGIT | Vanguard Intermediate-term T | ETF-Other | 6.42% | +6.42% | NEW | |
| 6 | BSCY | Invesco Bulletshares 2034 Cb | ETF-Other | 5.89% | +5.89% | NEW | |
| 7 | PWRD | Tcw Transform Systems ETF | ETF-Other | 5.54% | +5.54% | NEW | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.12% | -3.11% | -60.97% | |
| 9 | BSCX | Invesco Bulletshares 2033 Cb | ETF-Other | 2.91% | +2.91% | NEW | |
| 10 | BSCW | Invesco Bulletshares 2032 Cb | ETF-Other | 2.03% | +2.03% | NEW | |
| 11 | FBNC | First Bancorp/nc | Stock-Other | 1.79% | +1.23% | +227.04% | |
| 12 | ✓ | Grayscale Digital Large Cap | Stock-Other | 1.78% | +1.78% | NEW | |
| 13 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 1.35% | +1.35% | NEW | |
| 14 | AAPL | Apple Inc | Stock-Tech | 0.99% | +0.66% | +127.29% | |
| 15 | PATK | Patrick Industries Inc | Stock-Consumer Disc | 0.87% | +0.87% | NEW | |
| 16 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.84% | +0.26% | +28.63% | |
| 17 | ETHA | Ishares Ethereum Trust ETF | ETF-Other | 0.74% | +0.74% | NEW | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 0.68% | +0.68% | NEW | |
| 19 | VTV | Vanguard Value ETF | ETF-Other | 0.67% | +0.67% | NEW | |
| 20 | SLV | Ishares Silver Trust | ETF-Commodities | 0.44% | +0.44% | NEW | |
| 21 | BSMY | Invesco Bulletshares 2034 Mb | ETF-Other | 0.38% | +0.38% | NEW | |
| 22 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.38% | +0.38% | NEW | |
| 23 | JUST | Goldman Sachs Just US Lrg | ETF-Commodities | 0.38% | +0.38% | NEW | |
| 24 | CBTJ | Calamos Bitcoin 80 P ETF Jan | ETF-Crypto | 0.38% | +0.38% | NEW | |
| 25 | XLF | Ss Financial Select Sector | ETF-Other | 0.37% | +0.37% | NEW | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.36% | +0.36% | NEW | |
| 27 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.33% | +0.33% | NEW | |
| 28 | GLD | Spdr Gold Shares | ETF-Commodities | 0.27% | +0.27% | NEW | |
| 29 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.26% | +0.26% | NEW | |
| 30 | DSEP | Ft Vest U.s. Equity Deep Buf | ETF-Other | 0.25% | +0.25% | NEW | |
| 31 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.24% | -0.07% | +1521.13% | |
| 32 | EAGG | Ishares Esg Aware US Aggrega | ETF-Other | 0.23% | +0.23% | NEW | |
| 33 | VHT | Vanguard Health Care ETF | ETF-Other | 0.22% | +0.22% | NEW | |
| 34 | CSX | Csx CORP | Stock-Industrials | 0.20% | +0.20% | NEW | |
| 35 | ETN | Eaton Corporation plc | Stock-Industrials | 0.20% | +0.20% | NEW | |
| 36 | KGC | Kinross Gold CORP | Stock-Materials | 0.19% | +0.19% | NEW | |
| 37 | CDE | Coeur Mining Inc | Stock-Materials | 0.19% | +0.19% | NEW | |
| 38 | BSSX | Invesco Bulletshares 2033 Mb | ETF-Other | 0.19% | +0.19% | NEW | |
| 39 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.19% | +0.19% | NEW | |
| 40 | KOPN | Kopin CORP | Stock-Other | 0.08% | +0.08% | NEW |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
DWM Financial Group, Inc.'s most significant position changes for 2026-06-30: New buy: Ft Vest US Equity Deep Buffe (DMAR); New buy: Ishares Gold Trust (IAU); Sold out: JPM Diversified Ret Intl Eq (JPIN); Sold out: Inv Rafi US 1500 Sm-usd Inc (PRFZ); Sold out: Schwab U.s. Tips ETF (SCHP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DMAR | Ft Vest US Equity Deep Buffe | +26.1% | NEW | New buy |
| 2 | IAU | Ishares Gold Trust | +13% | NEW | New buy |
| 3 | AVUV | Avantis US Small Cap Value | +7.6% | NEW | New buy |
| 4 | VGIT | Vanguard Intermediate-term T | +6.4% | NEW | New buy |
| 5 | BSCY | Invesco Bulletshares 2034 Cb | +5.9% | NEW | New buy |
| 6 | PWRD | Tcw Transform Systems ETF | +5.5% | NEW | New buy |
| 7 | BSCX | Invesco Bulletshares 2033 Cb | +2.9% | NEW | New buy |
| 8 | BSCW | Invesco Bulletshares 2032 Cb | +2% | NEW | New buy |
| 9 | ✓ | Grayscale Digital Large Cap | +1.8% | NEW | New buy |
| 10 | IBIT | Ishares Bitcoin Trust ETF | +1.4% | NEW | New buy |
| 11 | FBNC | First Bancorp/nc | +1.2% | +227.04% | Add |
| 12 | JHMM | John Hancock Multi Fact Mid | +1.2% | +16.22% | Add |
| 13 | PATK | Patrick Industries Inc | +0.9% | NEW | New buy |
| 14 | ETHA | Ishares Ethereum Trust ETF | +0.7% | NEW | New buy |
| 15 | NVDA | Nvidia CORP | +0.7% | NEW | New buy |
| 16 | VTV | Vanguard Value ETF | +0.7% | NEW | New buy |
| 17 | AAPL | Apple Inc | +0.7% | +127.29% | Add |
| 18 | SLV | Ishares Silver Trust | +0.4% | NEW | New buy |
| 19 | BSMY | Invesco Bulletshares 2034 Mb | +0.4% | NEW | New buy |
| 20 | VGT | Vanguard Info Tech ETF | +0.4% | NEW | New buy |
| 21 | JUST | Goldman Sachs Just US Lrg | +0.4% | NEW | New buy |
| 22 | CBTJ | Calamos Bitcoin 80 P ETF Jan | +0.4% | NEW | New buy |
| 23 | XLF | Ss Financial Select Sector | +0.4% | NEW | New buy |
| 24 | MSFT | Microsoft CORP | +0.4% | NEW | New buy |
| 25 | ESGD | Ishares Trust Ishares Esg Aw | +0.3% | NEW | New buy |
| 26 | GLD | Spdr Gold Shares | +0.3% | NEW | New buy |
| 27 | VTI | Vanguard Total Stock Mkt ETF | +0.3% | +28.63% | Add |
| 28 | PG | Procter & Gamble Co/the | +0.3% | NEW | New buy |
| 29 | DSEP | Ft Vest U.s. Equity Deep Buf | +0.3% | NEW | New buy |
| 30 | EAGG | Ishares Esg Aware US Aggrega | +0.2% | NEW | New buy |
| 31 | VHT | Vanguard Health Care ETF | +0.2% | NEW | New buy |
| 32 | CSX | Csx CORP | +0.2% | NEW | New buy |
| 33 | ETN | Eaton Corporation plc | +0.2% | NEW | New buy |
| 34 | KGC | Kinross Gold CORP | +0.2% | NEW | New buy |
| 35 | CDE | Coeur Mining Inc | +0.2% | NEW | New buy |
| 36 | BSSX | Invesco Bulletshares 2033 Mb | +0.2% | NEW | New buy |
| 37 | VOO | Vanguard S&p 500 ETF | +0.2% | NEW | New buy |
| 38 | KOPN | Kopin CORP | +0.1% | NEW | New buy |
| 39 | AMZN | Amazon.com Inc | -0.1% | +1521.13% | Add |
| 40 | QQQ | Invesco Qqq Trust Series 1 | -3.1% | -60.97% | Trim |
| 41 | BSCL | Invesco Bulletshares 2021 Co | -4.5% | EXIT | Sold out |
| 42 | BSCMUSD | Invesco Bulletshares 2022 Co | -4.6% | EXIT | Sold out |
| 43 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | -4.7% | EXIT | Sold out |
| 44 | BSCO | Invesco Bulletshares 2024 Cb | -4.7% | EXIT | Sold out |
| 45 | BNDX | Vanguard Total Intl Bond ETF | -5.1% | EXIT | Sold out |
| 46 | VMBS | Vanguard Mortgage-backed Sec | -5.8% | EXIT | Sold out |
| 47 | IAUUSD | Ishares Gold Trust | -6.5% | EXIT | Sold out |
| 48 | ARKK | Ark Innovation ETF | -6.7% | EXIT | Sold out |
| 49 | SCHP | Schwab U.s. Tips ETF | -12% | EXIT | Sold out |
| 50 | PRFZ | Inv Rafi US 1500 Sm-usd Inc | -13.3% | EXIT | Sold out |
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Filing History
FAQ
What is DWM Financial Group, Inc. and what type of investor is it?
DWM Financial Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $112.2M, spread across 40 disclosed positions.
What are DWM Financial Group, Inc.'s largest equity positions?
Based on the latest 13F filing, DWM Financial Group, Inc.'s top holdings by market value are:
1. Ft Vest US Equity Deep Buffe (DMAR) — $29.3M (26.1%)
2. Ishares Gold Trust (IAU) — $14.6M (13.0%)
3. John Hancock Multi Fact Mid (JHMM) — $13.4M (11.9%)
4. Avantis US Small Cap Value (AVUV) — $8.6M (7.6%)
5. Vanguard Intermediate-term T (VGIT) — $7.2M (6.4%)
What changes did DWM Financial Group, Inc. make in its most recent portfolio filing?
In the latest reported quarter, DWM Financial Group, Inc. made 51 notable position adjustments: 34 new positions were initiated, 5 existing holdings were added to, 1 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: Ft Vest US Equity Deep Buffe (DMAR); New buy: Ishares Gold Trust (IAU); Sold out: JPM Diversified Ret Intl Eq (JPIN); Sold out: Inv Rafi US 1500 Sm-usd Inc (PRFZ); Sold out: Schwab U.s. Tips ETF (SCHP)
What sectors does DWM Financial Group, Inc. focus on?
DWM Financial Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.7%
• Consumer Discretionary: 26.4%
• Industrials: 9.5%
• Materials: 9.2%
• Consumer Staples: 6.2%
Investment Profile
DWM Financial Group, Inc.'s portfolio is moderately concentrated and long-term-holding, with 48.7% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its JHMM position for two straight quarters, increasing it by $6.8M to reach $13.4M.
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Developer Access
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REST API
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