13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001935795
Total reported value
$593.7M
$593.7M
102 檔
28.2%
During the Q3 2025 filing period, Drake & Associates, LLC (CIK: 0001935795) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $593.7M across 102 reported positions.
In Q3 2025, Drake & Associates, LLC displayed an active expansion posture, initiating 16 new positions and adding to 20 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | ETF-Other | 8.11% | -0.45% | +14.28% | |
| 2 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 7.88% | +0.51% | +10.21% | |
| 3 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 6.56% | +0.28% | — | |
| 4 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 6.39% | +0.96% | +3.52% | |
| 5 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 6.14% | -0.32% | +17.86% | |
| 6 | AFIF | Anfield Universal Fixed Inco | ETF-Other | 6.10% | -6.46% | EXIT | |
| 7 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 6.01% | +0.55% | +11.46% | |
| 8 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.80% | +0.60% | +14.25% | |
| 9 | IDMO | Invesco S&p International De | ETF-Other | 4.71% | +0.35% | +23.98% | |
| 10 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 4.57% | -0.25% | — | |
| 11 | OUNZ | Vaneck Merk Gold ETF | ETF-Commodities | 3.61% | -0.79% | +12.37% | |
| 12 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 3.33% | +0.25% | +14.86% | |
| 13 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.69% | +0.59% | +4.75% | |
| 14 | EDIV | State Street Spdr S&p Emergi | ETF-Other | 2.24% | +0.06% | +15.60% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.12% | -0.10% | -5.36% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.09% | -0.05% | +8.15% | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.83% | -0.19% | +6.21% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.77% | -0.11% | -19.83% | |
| 19 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.71% | — | +12.77% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 0.70% | +0.06% | +5.84% | |
| 21 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.65% | -0.11% | — | |
| 22 | WELL | Welltower Inc | Stock-Real Estate | 0.64% | -0.13% | -15.31% | |
| 23 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.63% | -0.08% | — | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 0.62% | -0.18% | +5.85% | |
| 25 | BKR | Baker Hughes Co | Stock-Energy | 0.59% | -0.19% | -10.33% | |
| 26 | WMT | Walmart Inc | Stock-Consumer Staples | 0.59% | -0.17% | +254.25% | |
| 27 | AME | Ametek Inc | Stock-Industrials | 0.59% | -0.13% | -7.32% | |
| 28 | LNT | Alliant Energy CORP | Stock-Utilities | 0.57% | — | -11.95% | |
| 29 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.57% | -0.15% | -32.65% | |
| 30 | FTV | Fortive CORP | Stock-Tech | 0.57% | -0.12% | +40.46% | |
| 31 | APAM | Artisan Partners Asset Ma -a | Stock-Financials | 0.56% | -0.20% | EXIT | |
| 32 | MDT | Medtronic plc | Stock-Healthcare | 0.53% | -0.11% | — | |
| 33 | NI | Nisource Inc | Stock-Utilities | 0.51% | — | — | |
| 34 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.50% | -0.02% | -91.55% | |
| 35 | KR | Kroger Co | Stock-Consumer Staples | 0.50% | -0.15% | -7.92% | |
| 36 | WCN | Waste Connections Inc | Stock-Industrials | 0.49% | -0.10% | +33.56% | |
| 37 | ED | Consolidated Edison Inc | Stock-Utilities | 0.49% | — | +1.27% | |
| 38 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.48% | -0.22% | EXIT | |
| 39 | RSG | Republic Services Inc | Stock-Industrials | 0.47% | -0.12% | +3.12% | |
| 40 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.41% | -0.04% | +16.67% | |
| 41 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.39% | -0.05% | -92.70% | |
| 42 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.39% | — | +29.12% | |
| 43 | PTC | Ptc Inc | Stock-Tech | 0.38% | -0.08% | — | |
| 44 | ABBV | Abbvie Inc | Stock-Healthcare | 0.36% | +0.01% | +1.84% | |
| 45 | NFLX | Netflix Inc | Stock-Comm Services | 0.31% | -0.02% | +30.34% | |
| 46 | IOO | Ishares Global 100 ETF | ETF-Other | 0.29% | — | -10.28% | |
| 47 | GE | General Electric | Stock-Industrials | 0.28% | +0.03% | -15.37% | |
| 48 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.28% | +0.02% | +9.17% | |
| 49 | AVGO | Broadcom Inc | Stock-Tech | 0.27% | +0.02% | +70.30% | |
| 50 | ABT | Abbott Laboratories | Stock-Healthcare | 0.27% | -0.03% | +57.19% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WMT | Walmart Inc | +0.4% | +254.25% | Add |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.4% | +3.52% | Add |
| 3 | RECS | Columbia Resear Enh Cor ETF | +0.4% | +10.21% | Add |
| 4 | MSFT | Microsoft CORP | +0.3% | -5.36% | Add |
| 5 | ACWI | Ishares Msci Acwi ETF | +0.3% | +11.46% | Add |
| 6 | GOOG | Alphabet Inc-cl C | +0.2% | +29.12% | Add |
| 7 | NVDA | Nvidia CORP | +0.2% | +5.84% | Add |
| 8 | DUK | Duke Energy CORP | +0.2% | +5.85% | Add |
| 9 | AVUV | Avantis US Small Cap Value | +0.2% | +14.86% | Add |
| 10 | AME | Ametek Inc | +0.2% | -7.32% | Add |
| 11 | BKR | Baker Hughes Co | +0.1% | -10.33% | Add |
| 12 | APAM | Artisan Partners Asset Ma -a | +0.1% | -10.89% | Add |
| 13 | FTV | Fortive CORP | +0.1% | +40.46% | Add |
| 14 | AMZN | Amazon.com Inc | +0.1% | +12.77% | Add |
| 15 | JPM | Jpmorgan Chase & Co | +0.1% | -19.83% | Add |
| 16 | COST | Costco Wholesale CORP | +0.1% | +6.21% | Add |
| 17 | IJH | Ishares Core S&p Midcap ETF | 0% | +14.25% | Add |
| 18 | EDIV | State Street Spdr S&p Emergi | -0.1% | +15.60% | Add |
| 19 | JAAA | Janus Henderson Aaa Clo ETF | -0.7% | +17.86% | Add |
| 20 | FBND | Fidelity Total Bond ETF | -1.2% | +14.28% | Add |
| 21 | QQQ | Invesco Qqq Trust Series 1 | -2.4% | +9.17% | Trim |
| 22 | GLD | Spdr Gold Shares | -2.7% | -8.31% | Trim |
| 23 | BUFR | Ft Vest Lad Buffervetf-usd I | -3.2% | -90.08% | Trim |
| 24 | IOO | Ishares Global 100 ETF | -4.3% | -10.28% | Trim |
| 25 | SEIX | Virtus Seix Senior Loan ETF | -4.7% | -92.92% | Trim |
| 26 | IUSV | Ishares Core S&p U.s. Value | -6.5% | -91.55% | Trim |
| 27 | FIXD | First Trust Smith Opportunis | -6.6% | -92.70% | Trim |
| 28 | PVAL | Putnam Focused Lrg Cap Value | — | NEW | New buy |
| 29 | AFIF | Anfield Universal Fixed Inco | — | NEW | New buy |
| 30 | IDMO | Invesco S&p International De | — | NEW | New buy |
| 31 | PYLD | Pimco Multisector Bond Actv | — | NEW | New buy |
| 32 | OUNZ | Vaneck Merk Gold ETF | — | NEW | New buy |
| 33 | QQQM | Invesco Nasdaq 100 ETF | — | NEW | New buy |
| 34 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| 35 | NLR | Vaneck Urani & Nuclr Etf-usd | — | NEW | New buy |
| 36 | MDT | Medtronic plc | — | NEW | New buy |
| 37 | NI | Nisource Inc | — | NEW | New buy |
| 38 | WCN | Waste Connections Inc | — | NEW | New buy |
| 39 | ED | Consolidated Edison Inc | — | NEW | New buy |
| 40 | PEG | Public Service Enterprise Gp | — | NEW | New buy |
| 41 | RSG | Republic Services Inc | — | NEW | New buy |
| 42 | TMUS | T-mobile US Inc | — | EXIT | Sold out |
| 43 | MRSH | Marsh & Mclennan Cos | — | EXIT | Sold out |
| 44 | PAYX | Paychex Inc | — | EXIT | Sold out |
| 45 | PTC | Ptc Inc | — | NEW | New buy |
| 46 | SLGN | Silgan Holdings Inc | — | EXIT | Sold out |
| 47 | RVTY | Revvity Inc | — | EXIT | Sold out |
| 48 | ETN | Eaton Corporation plc | — | EXIT | Sold out |
| 49 | EME | Emcor Group Inc | — | EXIT | Sold out |
| 50 | UBER | Uber Technologies Inc | — | NEW | New buy |
According to official SEC Form 13F filings, Drake & Associates, LLC reported a total U.S. public equity portfolio value of $593.7M across 102 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including FBND, RECS, PVAL) accounted for 28.2% of total reported equity market value during Q3 2025.
Top New Position Initiated
PVAL
市值: $31.3M
Top Position Liquidated / Trimmed
TMUS
前期市值: $2.0M
During Q3 2025, Drake & Associates, LLC's top holdings by market value included FBND (8.1%)、RECS (7.9%)、PVAL (6.6%). The largest single position, FBND, represented 8.1% of total portfolio value.
In Q3 2025, Drake & Associates, LLC made 50 total portfolio adjustments, initiating 16 new buys, adding to 20 positions, trimming 7 holdings, and fully liquidating 7 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.