D&
Drake & Associates, LLC 13F Holdings (108 Positions, Q2 2026)
Drake & Associates, LLCCIK: 0001935795
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$593.7M
Reporting period: 2026-06-30 · Number of holdings: 108
Drake & Associates, LLC disclosed 108 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $593.7M and a quarterly turnover rate of 31.1%.
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Personality snowflake
- Concentration
- 23.34
- Portfolio Stability
- 31.14
- Momentum
- 100
- Sector conviction
- 52.42
- Diversification
- 100
- Sizing Uniformity
- 76.87
Drake & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out AFIF
New buy 44053A440
Add SPYG
+6.4% $10.2M
Trim OUNZ
+8.4% -$1.6M
Add IJH
+7.7% $8.3M
Add QQQM
+6.8% $5.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 9.13% | +0.51% | +7.93% | |
| 2 | FBND | Fidelity Total Bond ETF | ETF-Other | 8.42% | -0.45% | +7.64% | |
| 3 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 8.19% | +0.28% | +6.77% | |
| 4 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 7.59% | +0.96% | +6.44% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 7.46% | +0.60% | +7.72% | |
| 6 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 7.31% | +0.55% | +7.94% | |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 6.50% | -0.32% | +7.65% | |
| 8 | ✓ | Stock-Other | 6.12% | +6.12% | NEW | ||
| 9 | IDMO | Invesco S&p International De | ETF-Other | 6.08% | +0.35% | +9.06% | |
| 10 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 4.63% | -0.25% | +6.05% | |
| 11 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 4.51% | +0.25% | +6.00% | |
| 12 | OUNZ | Vaneck Merk Gold ETF | ETF-Commodities | 3.59% | -0.79% | +8.37% | |
| 13 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.52% | +0.59% | +6.75% | |
| 14 | EDIV | State Street Spdr S&p Emergi | ETF-Other | 2.78% | +0.06% | +11.42% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 0.76% | -0.05% | -6.72% | |
| 16 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.69% | -0.08% | +15.65% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 0.59% | +0.06% | +9.26% | |
| 18 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.54% | -0.11% | -6.03% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.44% | -0.10% | -8.19% | |
| 20 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.38% | -0.02% | -0.78% | |
| 21 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.36% | +0.04% | +10.00% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.34% | — | +0.90% | |
| 23 | ABBV | Abbvie Inc | Stock-Healthcare | 0.34% | +0.01% | +2.58% | |
| 24 | WEC | Wec Energy Group Inc | Stock-Utilities | 0.33% | +0.02% | +18.66% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.27% | -0.04% | +2.02% | |
| 26 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.27% | -0.19% | -28.84% | |
| 27 | WMT | Walmart Inc | Stock-Consumer Staples | 0.27% | -0.17% | -25.10% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.25% | — | -8.53% | |
| 29 | GE | General Electric | Stock-Industrials | 0.25% | +0.03% | -3.50% | |
| 30 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.25% | +0.12% | +81.86% | |
| 31 | IOO | Ishares Global 100 ETF | ETF-Other | 0.24% | — | -0.03% | |
| 32 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.23% | -0.05% | -4.24% | |
| 33 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.23% | +0.02% | -3.01% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.22% | -0.11% | -31.32% | |
| 35 | ROK | Rockwell Automation Inc | Stock-Industrials | 0.20% | +0.05% | +8.41% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | +0.06% | +31.77% | |
| 37 | AVGO | Broadcom Inc | Stock-Tech | 0.18% | +0.02% | +4.22% | |
| 38 | V | Visa Inc-class A Shares | Stock-Financials | 0.17% | -0.01% | -6.01% | |
| 39 | SEIX | Virtus Seix Senior Loan ETF | ETF-Other | 0.16% | -0.03% | -2.06% | |
| 40 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.16% | +0.06% | -11.57% | |
| 41 | LRCX | Lam Research CORP | Stock-Tech | 0.16% | +0.16% | NEW | |
| 42 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.16% | +0.05% | +46.13% | |
| 43 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.15% | -0.15% | -44.77% | |
| 44 | GEV | GE Vernova Inc | Stock-Industrials | 0.15% | +0.02% | -0.78% | |
| 45 | WM | Waste Management Inc | Stock-Industrials | 0.15% | +0.08% | +169.35% | |
| 46 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.15% | +0.01% | +5.12% | |
| 47 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.14% | -0.01% | -2.21% | |
| 48 | ASML | ASML Holding N.V. | Stock-Tech | 0.14% | +0.03% | -4.24% | |
| 49 | WELL | Welltower Inc | Stock-Real Estate | 0.14% | -0.13% | -48.08% | |
| 50 | LIN | Linde plc | Stock-Materials | 0.14% | -0.01% | +2.13% |
1–50 of 108
Portfolio Performance
Performance for Q3 2026
+2.1%
Performance Last 4 Quarters
+15.1%
- Stdev
- +8.8%
- Beta
- +0.65
- Alpha
- +1.4%
- Max Drawdown
- -4.5%
- Annualized Perf
- +14.8%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.22
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.07
- Calmar
- +3.29
- Information Ratio
- -1.07
- Tracking Error
- +5.3%
- Stdev Down
- +4.4%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +24.8%
- Worst 12 Months
- +6.2%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.63
- Stdev Sectors
- +8.7%
- Skewness
- -0.26
- Kurtosis
- -0.21
- Upside Potential
- +4.75
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 108 | $593.7M | 31 | ||
| 2026 Q1 | 97 | $524.8M | 17 | ||
| 2025 Q4 | 102 | $502.1M | 13 | ||
| 2025 Q3 | 102 | $477.4M | 84 | ||
| 2025 Q2 | 92 | $408.3M | 0 | ||
| 2025 Q1 | 89 | $355.9M | 0 | ||
| 2024 Q4 | 88 | $351.3M | 0 | ||
| 2024 Q3 | 88 | $309.7M | 0 | ||
| 2024 Q2 | 78 | $279.2M | 0 | ||
| 2024 Q1 | 81 | $273.4M | 0 | ||
| 2023 Q4 | 73 | $244.2M | 0 | ||
| 2023 Q3 | 71 | $220.8M | 0 | ||
| 2023 Q2 | 74 | $223.7M | 0 | ||
| 2023 Q1 | 73 | $205.1M | 0 | ||
| 2022 Q4 | 69 | $189.1M | 0 | ||
| 2022 Q3 | 64 | $175.7M | 0 | ||
| 2022 Q2 | 65 | $176.8M | 0 |
Holding changes this quarter
Drake & Associates, LLC's most significant position changes for 2026-06-30: New buy: ; Sold out: Anfield Universal Fixed Inco (AFIF); Sold out: Public Service Enterprise Gp (PEG); Sold out: Artisan Partners Asset Ma -a (APAM); New buy: Lam Research CORP (LRCX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +6.1% | NEW | New buy | |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | +1% | +6.44% | Add |
| 3 | IJH | Ishares Core S&p Midcap ETF | +0.6% | +7.72% | Add |
| 4 | QQQM | Invesco Nasdaq 100 ETF | +0.6% | +6.75% | Add |
| 5 | ACWI | Ishares Msci Acwi ETF | +0.6% | +7.94% | Add |
| 6 | RECS | Columbia Resear Enh Cor ETF | +0.5% | +7.93% | Add |
| 7 | IDMO | Invesco S&p International De | +0.4% | +9.06% | Add |
| 8 | PVAL | Putnam Focused Lrg Cap Value | +0.3% | +6.77% | Add |
| 9 | AVUV | Avantis US Small Cap Value | +0.3% | +6.00% | Add |
| 10 | LRCX | Lam Research CORP | +0.2% | NEW | New buy |
| 11 | LLY | Eli Lilly & Co | +0.1% | +81.86% | Add |
| 12 | BMO | Bank Of Montreal | +0.1% | NEW | New buy |
| 13 | ONB | Old National Bancorp | +0.1% | NEW | New buy |
| 14 | SPGI | S&p Global Inc | +0.1% | NEW | New buy |
| 15 | ANET | Arista Networks Inc | +0.1% | NEW | New buy |
| 16 | WM | Waste Management Inc | +0.1% | +169.35% | Add |
| 17 | SNPS | Synopsys Inc | +0.1% | NEW | New buy |
| 18 | EDIV | State Street Spdr S&p Emergi | +0.1% | +11.42% | Add |
| 19 | NVDA | Nvidia CORP | +0.1% | +9.26% | Add |
| 20 | GOOGL | Alphabet Inc-cl A | +0.1% | +31.77% | Add |
| 21 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | -11.57% | Trim |
| 22 | ROK | Rockwell Automation Inc | +0.1% | +8.41% | Add |
| 23 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +46.13% | Add |
| 24 | VXUS | Vanguard Total Intl Stock | +0.1% | NEW | New buy |
| 25 | FDLO | Fidelity Low Volat Fact ETF | +0.1% | NEW | New buy |
| 26 | ✓ | Carnival CORP LTD F | +0.1% | NEW | New buy |
| 27 | IVV | Ishares Core S&p 500 ETF | 0% | +10.00% | Add |
| 28 | INTC | Intel CORP | 0% | NEW | New buy |
| 29 | IEMG | Ishares Core Msci Emerging | 0% | NEW | New buy |
| 30 | IJR | Ishares Core S&p Small-cap E | 0% | NEW | New buy |
| 31 | MCD | Mcdonald's CORP | 0% | NEW | New buy |
| 32 | JNJ | Johnson & Johnson | 0% | NEW | New buy |
| 33 | SMH | Vaneck Semiconductor ETF | 0% | NEW | New buy |
| 34 | IWF | Ishares Russell 1000 Growth | 0% | NEW | New buy |
| 35 | FENI | Fidelity Enhanced Intl ETF | 0% | NEW | New buy |
| 36 | SCHF | Schwab Intl Equity ETF | 0% | NEW | New buy |
| 37 | SPMO | Invesco S&p 500 Momentum ETF | 0% | NEW | New buy |
| 38 | CAT | Caterpillar Inc | 0% | NEW | New buy |
| 39 | BAC | Bank Of America CORP | 0% | NEW | New buy |
| 40 | GE | General Electric | 0% | -3.50% | Trim |
| 41 | ASML | ASML Holding N.V. | 0% | -4.24% | Trim |
| 42 | VIG | Vanguard Dividend Apprec ETF | 0% | NEW | New buy |
| 43 | WEC | Wec Energy Group Inc | 0% | +18.66% | Add |
| 44 | QQQ | Invesco Qqq Trust Series 1 | 0% | -3.01% | Trim |
| 45 | AVGO | Broadcom Inc | 0% | +4.22% | Add |
| 46 | GEV | GE Vernova Inc | 0% | -0.78% | Trim |
| 47 | VB | Vanguard Small-cap ETF | 0% | +45.73% | Add |
| 48 | TSM | Taiwan Semiconductor-sp Adr | 0% | +3.24% | Add |
| 49 | ABBV | Abbvie Inc | 0% | +2.58% | Add |
| 50 | SCHX | Schwab US Large-cap ETF | 0% | +5.12% | Add |
1–50 of 120
Filing History
FAQ
What is Drake & Associates, LLC and what type of investor is it?
Drake & Associates, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $593.7M, spread across 108 disclosed positions.
What are Drake & Associates, LLC's largest equity positions?
Based on the latest 13F filing, Drake & Associates, LLC's top holdings by market value are:
1. Columbia Resear Enh Cor ETF (RECS) — $54.2M (9.1%)
2. Fidelity Total Bond ETF (FBND) — $50.0M (8.4%)
3. Putnam Focused Lrg Cap Value (PVAL) — $48.6M (8.2%)
4. Ss Spdr P S&p 500 Growth ETF (SPYG) — $45.0M (7.6%)
5. Ishares Core S&p Midcap ETF (IJH) — $44.3M (7.5%)
What changes did Drake & Associates, LLC make in its most recent portfolio filing?
In the latest reported quarter, Drake & Associates, LLC made 118 notable position adjustments: 23 new positions were initiated, 40 existing holdings were added to, 43 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: ; Sold out: Anfield Universal Fixed Inco (AFIF); Sold out: Public Service Enterprise Gp (PEG); Sold out: Artisan Partners Asset Ma -a (APAM); New buy: Lam Research CORP (LRCX)
What sectors does Drake & Associates, LLC focus on?
Drake & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.5%
• Industrials: 15.0%
• Health Care: 11.4%
• Financials: 9.3%
• Communication Services: 8.2%
• Consumer Staples: 7.8%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Drake & Associates, LLC returned an annualized 14.8% over the trailing 36 months — outperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.65 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 33.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 31 over the past 4 quarters — a shift toward more active trading.
It has added to its IJH position over the past two quarters (+$13.1M, now $44.3M), while trimming MSFT over the same stretch (-$1.8M, still holding $2.6M).
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Developer Access
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