DI
DLK Investment Management, LLC — 13F Filing & Top Stock Positions (Q3 2026)
DLK Investment Management, LLCCIK: 0002016793
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$274.8M
Reporting period: 2026-09-30 · Number of holdings: 99
DLK Investment Management, LLC disclosed 99 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $274.8M and a quarterly turnover rate of 55.3%.
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Personality snowflake
- Concentration
- 11.81
- Portfolio Stability
- 55.31
- Momentum
- 100
- Sector conviction
- 47.84
- Diversification
- 100
- Sizing Uniformity
- 86.06
DLK Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 99 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out SPSB
Add NVDA
+399.4% $6.7M
Trim UNH
-95.0% -$5.5M
Trim ADBE
-88.4% -$5.2M
New buy RACE
New buy CMG
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 7.20% | +0.75% | -17.02% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 6.60% | +0.09% | +3.88% | |
| 3 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.82% | -0.36% | -41.11% | |
| 4 | V | Visa Inc-class A Shares | Stock-Financials | 4.09% | +0.51% | -1.95% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.56% | +0.28% | -22.09% | |
| 6 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 3.12% | -0.39% | -2.38% | |
| 7 | RTX | Rtx CORP | Stock-Industrials | 3.09% | +0.52% | -23.53% | |
| 8 | AMGN | Amgen Inc | Stock-Healthcare | 3.05% | +0.50% | +4.09% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.97% | +0.91% | -6.76% | |
| 10 | ICE | Intercontinental Exchange In | Stock-Financials | 2.85% | -0.11% | +1.75% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 2.73% | +2.38% | +399.41% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.56% | +1.38% | +98.11% | |
| 13 | WM | Waste Management Inc | Stock-Industrials | 2.50% | -0.55% | +0.73% | |
| 14 | ITW | Illinois Tool Works | Stock-Industrials | 2.47% | +0.12% | +14.09% | |
| 15 | CSCO | Cisco Systems Inc | Stock-Tech | 2.40% | +1.04% | -8.00% | |
| 16 | DHR | Danaher CORP | Stock-Healthcare | 2.33% | -0.01% | +31.72% | |
| 17 | RACE | Ferrari N.V. | Stock-Consumer Disc | 2.16% | +2.16% | NEW | |
| 18 | WMT | Walmart Inc | Stock-Consumer Staples | 2.13% | -0.77% | -43.61% | |
| 19 | ABT | Abbott Laboratories | Stock-Healthcare | 2.11% | -0.04% | +21.37% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.08% | +1.66% | +308.60% | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.07% | +0.47% | -15.27% | |
| 22 | DE | Deere & Co | Stock-Industrials | 2.07% | +0.81% | +7.75% | |
| 23 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.97% | +0.17% | -3.06% | |
| 24 | MDT | Medtronic plc | Stock-Healthcare | 1.91% | +0.28% | +25.60% | |
| 25 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.87% | — | +53.52% | |
| 26 | QCOM | Qualcomm Inc | Stock-Tech | 1.76% | -0.26% | +11.03% | |
| 27 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.75% | -0.79% | +5.38% | |
| 28 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 1.73% | +1.73% | NEW | |
| 29 | HD | Home Depot Inc | Stock-Consumer Disc | 1.71% | -0.47% | +11.44% | |
| 30 | TXN | Texas Instruments Inc | Stock-Tech | 1.67% | +0.53% | +20.16% | |
| 31 | LIN | Linde plc | Stock-Materials | 1.56% | +0.12% | +17.58% | |
| 32 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.52% | -0.11% | +21.00% | |
| 33 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 1.38% | -0.90% | +8.47% | |
| 34 | ✓ | Stock-Other | 1.25% | +1.25% | NEW | ||
| 35 | ✓ | Stock-Other | 0.93% | +0.93% | NEW | ||
| 36 | GEV | GE Vernova Inc | Stock-Industrials | 0.61% | +0.47% | -6.79% | |
| 37 | NFLX | Netflix Inc | Stock-Comm Services | 0.53% | +0.46% | +774.25% | |
| 38 | GE | General Electric | Stock-Industrials | 0.51% | +0.10% | -25.31% | |
| 39 | DGX | Quest Diagnostics Inc | Stock-Healthcare | 0.45% | +0.14% | — | |
| 40 | AMAT | Applied Materials Inc | Stock-Tech | 0.41% | +0.18% | -4.54% | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.38% | +0.08% | -21.13% | |
| 42 | SRE | Sempra | Stock-Utilities | 0.37% | -0.15% | -18.71% | |
| 43 | CR | Crane Co | Stock-Industrials | 0.35% | +0.35% | NEW | |
| 44 | MU | Micron Technology Inc | Stock-Tech | 0.34% | +0.34% | NEW | |
| 45 | MRVL | Marvell Technology Inc | Stock-Tech | 0.29% | +0.29% | NEW | |
| 46 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.28% | +0.15% | +125.80% | |
| 47 | IBM | Intl Business Machines CORP | Stock-Tech | 0.27% | +0.06% | +17.52% | |
| 48 | AVGO | Broadcom Inc | Stock-Tech | 0.25% | +0.25% | NEW | |
| 49 | ✓ | Stock-Other | 0.24% | +0.24% | NEW | ||
| 50 | ✓ | Stock-Other | 0.23% | +0.23% | NEW |
1–50 of 99
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
+1.4%
Performance Last 4 Quarters
+10.8%
- Stdev
- +10%
- Beta
- +0.75
- Alpha
- -1%
- Max Drawdown
- -7.4%
- Annualized Perf
- +12.5%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +2.07
- Stutzer
- +0.35
- Treynor
- +0.17
- Sterling
- +0.74
- Calmar
- +1.7
- Information Ratio
- -0.98
- Tracking Error
- +5.6%
- Stdev Down
- +6%
- Winning Months %
- +71.9%
- Losing Months %
- +28.1%
- Best 12 Months
- +19.6%
- Worst 12 Months
- +8.5%
- Efficiency Ratio
- +0.45
- Sharpe
- +1.24
- Stdev Sectors
- +7.7%
- Skewness
- -0.61
- Kurtosis
- +0.21
- Upside Potential
- +3.63
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
DLK Investment Management, LLC's most significant position changes for 2026-09-30: Sold out: Ss Spdr P St C CORP ETF (SPSB); New buy: Ferrari N.V. (RACE); New buy: Chipotle Mexican Grill Inc (CMG); Sold out: Ss Spdr P Int C CORP ETF (SPIB); Sold out: Nike Inc -cl B (NKE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +2.4% | +399.41% | Add |
| 2 | RACE | Ferrari N.V. | +2.2% | NEW | New buy |
| 3 | CMG | Chipotle Mexican Grill Inc | +1.7% | NEW | New buy |
| 4 | META | Meta Platforms Inc-class A | +1.7% | +308.60% | Add |
| 5 | AMZN | Amazon.com Inc | +1.4% | +98.11% | Add |
| 6 | ✓ | +1.3% | NEW | New buy | |
| 7 | CSCO | Cisco Systems Inc | +1% | -8.00% | Trim |
| 8 | ✓ | +0.9% | NEW | New buy | |
| 9 | JNJ | Johnson & Johnson | +0.9% | -6.76% | Trim |
| 10 | DE | Deere & Co | +0.8% | +7.75% | Add |
| 11 | AAPL | Apple Inc | +0.8% | -17.02% | Trim |
| 12 | TXN | Texas Instruments Inc | +0.5% | +20.16% | Add |
| 13 | RTX | Rtx CORP | +0.5% | -23.53% | Trim |
| 14 | V | Visa Inc-class A Shares | +0.5% | -1.95% | Trim |
| 15 | AMGN | Amgen Inc | +0.5% | +4.09% | Add |
| 16 | TSLA | Tesla Inc | +0.5% | -15.27% | Trim |
| 17 | GEV | GE Vernova Inc | +0.5% | -6.79% | Trim |
| 18 | NFLX | Netflix Inc | +0.5% | +774.25% | Add |
| 19 | CR | Crane Co | +0.4% | NEW | New buy |
| 20 | MU | Micron Technology Inc | +0.3% | NEW | New buy |
| 21 | MRVL | Marvell Technology Inc | +0.3% | NEW | New buy |
| 22 | JPM | Jpmorgan Chase & Co | +0.3% | -22.09% | Trim |
| 23 | MDT | Medtronic plc | +0.3% | +25.60% | Add |
| 24 | AVGO | Broadcom Inc | +0.3% | NEW | New buy |
| 25 | ✓ | +0.2% | NEW | New buy | |
| 26 | ✓ | +0.2% | NEW | New buy | |
| 27 | NOW | Servicenow Inc | +0.2% | NEW | New buy |
| 28 | AMAT | Applied Materials Inc | +0.2% | -4.54% | Trim |
| 29 | SCHW | Schwab (charles) CORP | +0.2% | -3.06% | Trim |
| 30 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 31 | PANW | Palo Alto Networks Inc | +0.2% | +125.80% | Add |
| 32 | DGX | Quest Diagnostics Inc | +0.1% | — | Unchanged |
| 33 | COIN | Coinbase Global Inc -class A | +0.1% | NEW | New buy |
| 34 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 35 | PLTR | Palantir Technologies Inc-a | +0.1% | NEW | New buy |
| 36 | ITW | Illinois Tool Works | +0.1% | +14.09% | Add |
| 37 | LIN | Linde plc | +0.1% | +17.58% | Add |
| 38 | GE | General Electric | +0.1% | -25.31% | Trim |
| 39 | CRM | Salesforce Inc | +0.1% | +143.79% | Add |
| 40 | SIRI | Sirius Xm Holdings Inc | +0.1% | NEW | New buy |
| 41 | MSFT | Microsoft CORP | +0.1% | +3.88% | Add |
| 42 | ORCL | Oracle CORP | +0.1% | +137.78% | Add |
| 43 | DELL | Dell Technologies -c | +0.1% | NEW | New buy |
| 44 | WAB | Wabtec CORP | +0.1% | NEW | New buy |
| 45 | AXP | American Express Co | +0.1% | NEW | New buy |
| 46 | GOOGL | Alphabet Inc-cl A | +0.1% | -21.13% | Trim |
| 47 | RIOT | Riot Platforms Inc | +0.1% | -1.96% | Trim |
| 48 | FCX | Freeport-mcmoran Inc | +0.1% | NEW | New buy |
| 49 | NBIS | Nebius Group N.V. | +0.1% | NEW | New buy |
| 50 | MDB | Mongodb Inc | +0.1% | NEW | New buy |
1–50 of 131
Filing History
FAQ
What is DLK Investment Management, LLC and what type of investor is it?
DLK Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $274.8M, spread across 99 disclosed positions.
What are DLK Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, DLK Investment Management, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $19.8M (7.2%)
2. Microsoft CORP (MSFT) — $18.1M (6.6%)
3. Alphabet Inc-cl C (GOOG) — $13.2M (4.8%)
4. Visa Inc-class A Shares (V) — $11.2M (4.1%)
5. Jpmorgan Chase & Co (JPM) — $9.8M (3.6%)
What changes did DLK Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, DLK Investment Management, LLC made 128 notable position adjustments: 35 new positions were initiated, 30 existing holdings were added to, 31 positions were partially reduced, and 32 were completely exited. The largest of these moves: Sold out: Ss Spdr P St C CORP ETF (SPSB); New buy: Ferrari N.V. (RACE); New buy: Chipotle Mexican Grill Inc (CMG); Sold out: Ss Spdr P Int C CORP ETF (SPIB); Sold out: Nike Inc -cl B (NKE)
What sectors does DLK Investment Management, LLC focus on?
DLK Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.7%
• Health Care: 15.6%
• Financials: 13.6%
• Industrials: 12.6%
• Consumer Discretionary: 12.1%
• Consumer Staples: 8.7%
Investment Profile
DLK Investment Management, LLC returned an annualized 12.5% over the trailing 32 months — underperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 24 to 55 over the past 4 quarters — a shift toward more active trading.
It has added to its MSFT position over the past two quarters (+$5.1M, now $18.1M), while trimming ADBE over the same stretch (-$5.9M, still holding $275.9K).
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Developer Access
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REST API
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