DA
Directional Asset Management 13F Portfolio & Top Holdings (Q3 2026)
Directional Asset ManagementCIK: 0002105817
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$124.0M
Reporting period: 2026-09-30 · Number of holdings: 90
Directional Asset Management disclosed 90 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $124.0M and a quarterly turnover rate of 16.9%.
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Personality snowflake
- Concentration
- 11.14
- Portfolio Stability
- 16.86
- Momentum
- 0
- Sector conviction
- 47.4
- Diversification
- 100
- Sizing Uniformity
- 87.66
Directional Asset Management's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, well below its 90 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 2.5 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy GE
Add MS
+170.4% $1.4M
Trim GOOG
-4.6% -$741.6K
Add RSP
+309.8% $819.2K
Add AAPL
-0.0% $1.1M
Add CRWD
+295.2% $823.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 6.97% | +0.63% | -0.03% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 6.84% | -0.95% | -4.60% | |
| 3 | OPCH | Option Care Health Inc | Stock-Healthcare | 6.27% | +0.12% | -0.30% | |
| 4 | WMT | Walmart Inc | Stock-Consumer Staples | 3.92% | -0.54% | +0.22% | |
| 5 | GE | General Electric | Stock-Industrials | 3.55% | +3.55% | NEW | |
| 6 | DGRO | Ishares Core Dividend Growth | ETF-Other | 3.51% | -0.06% | +3.57% | |
| 7 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.44% | -0.21% | -0.81% | |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.34% | +0.01% | +0.65% | |
| 9 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.79% | -0.02% | -0.67% | |
| 10 | GS | Goldman Sachs Group Inc | Stock-Financials | 2.64% | -0.20% | +9.30% | |
| 11 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 2.47% | +0.54% | +35.45% | |
| 12 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 2.45% | +0.57% | +295.18% | |
| 13 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.36% | -0.37% | -10.43% | |
| 14 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 2.18% | — | +2.34% | |
| 15 | MS | Morgan Stanley | Stock-Financials | 1.96% | +1.12% | +170.39% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.85% | +0.15% | -0.06% | |
| 17 | AMGN | Amgen Inc | Stock-Healthcare | 1.67% | +0.15% | -1.45% | |
| 18 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.63% | -0.07% | -1.25% | |
| 19 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.49% | -0.05% | +0.34% | |
| 20 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.39% | -0.15% | -3.03% | |
| 21 | ABT | Abbott Laboratories | Stock-Healthcare | 1.36% | +0.04% | -0.41% | |
| 22 | XLI | Ss Industrial Select Sector | ETF-Other | 1.35% | -0.16% | +4.26% | |
| 23 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.13% | — | +2.69% | |
| 24 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 1.06% | -0.11% | +7.37% | |
| 25 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.04% | -0.11% | +20.32% | |
| 26 | WM | Waste Management Inc | Stock-Industrials | 1.03% | -0.14% | +0.32% | |
| 27 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.02% | -0.01% | -1.98% | |
| 28 | ET | Energy Transfer LP | Stock-Energy | 1.00% | -0.32% | -23.13% | |
| 29 | VEEV | Veeva Systems Inc-class A | Stock-Healthcare | 0.95% | +0.30% | -4.61% | |
| 30 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.93% | +0.03% | +9.38% | |
| 31 | CALM | Cal-maine Foods Inc | Stock-Consumer Staples | 0.91% | -0.13% | +8.72% | |
| 32 | LDOS | Leidos Holdings Inc | Stock-Tech | 0.91% | +0.09% | -1.84% | |
| 33 | ABBV | Abbvie Inc | Stock-Healthcare | 0.90% | -0.03% | -1.91% | |
| 34 | PSMT | Pricesmart Inc | Stock-Consumer Staples | 0.89% | +0.15% | +43.42% | |
| 35 | AJG | Arthur J Gallagher & Co | Stock-Financials | 0.89% | -0.10% | -5.37% | |
| 36 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.88% | +0.65% | +309.77% | |
| 37 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.83% | -0.16% | -2.24% | |
| 38 | UBER | Uber Technologies Inc | Stock-Industrials | 0.80% | -0.14% | -5.68% | |
| 39 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.78% | +0.02% | +14.76% | |
| 40 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.66% | +0.01% | +0.11% | |
| 41 | GLW | Corning Inc | Stock-Tech | 0.65% | -0.47% | +1.41% | |
| 42 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.63% | -0.28% | -26.73% | |
| 43 | EOG | Eog Resources Inc | Stock-Energy | 0.62% | +0.04% | +5.45% | |
| 44 | BAC | Bank Of America CORP | Stock-Financials | 0.61% | -0.07% | -0.89% | |
| 45 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.59% | -0.02% | — | |
| 46 | AVDE | Avantis International Equity | ETF-Other | 0.58% | +0.11% | +28.69% | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.56% | -0.02% | +3.65% | |
| 48 | SYY | Sysco CORP | Stock-Consumer Staples | 0.53% | -0.13% | -9.52% | |
| 49 | CTVA | Corteva Inc | Stock-Materials | 0.51% | -0.07% | +0.11% | |
| 50 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.50% | -0.06% | -4.44% |
1–50 of 90
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+5.9%
- Stdev
- +13.1%
- Beta
- +0.54
- Alpha
- -0.7%
- Max Drawdown
- -3.4%
- Annualized Perf
- +8.9%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +1.14
- Stutzer
- +0.22
- Treynor
- +0.17
- Sterling
- —
- Calmar
- +2.63
- Information Ratio
- -0.74
- Tracking Error
- +12.2%
- Stdev Down
- +8.2%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.24
- Sharpe
- +0.71
- Stdev Sectors
- +7.2%
- Skewness
- -0.55
- Kurtosis
- -0.79
- Upside Potential
- +2.82
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Directional Asset Management's most significant position changes for 2026-09-30: New buy: General Electric (GE); Sold out: Invesco Qqq Trust Series 1 (QQQ); Sold out: Freeport-mcmoran Inc (FCX); Sold out: La-z-boy Inc (LZB); Sold out: Pepsico Inc (PEP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GE | General Electric | +3.6% | NEW | New buy |
| 2 | MS | Morgan Stanley | +1.1% | +170.39% | Add |
| 3 | RSP | Invesco S&p 500 Equal Weight | +0.7% | +309.77% | Add |
| 4 | AAPL | Apple Inc | +0.6% | -0.03% | Trim |
| 5 | CRWD | Crowdstrike Holdings Inc - A | +0.6% | +295.18% | Add |
| 6 | AVLV | Avantis US Large Cap Value | +0.5% | +35.45% | Add |
| 7 | VEEV | Veeva Systems Inc-class A | +0.3% | -4.61% | Trim |
| 8 | NVDA | Nvidia CORP | +0.2% | -0.06% | Trim |
| 9 | AMGN | Amgen Inc | +0.2% | -1.45% | Trim |
| 10 | PSMT | Pricesmart Inc | +0.2% | +43.42% | Add |
| 11 | OPCH | Option Care Health Inc | +0.1% | -0.30% | Trim |
| 12 | AVDE | Avantis International Equity | +0.1% | +28.69% | Add |
| 13 | MSFT | Microsoft CORP | +0.1% | +2.94% | Add |
| 14 | LDOS | Leidos Holdings Inc | +0.1% | -1.84% | Trim |
| 15 | ABT | Abbott Laboratories | 0% | -0.41% | Trim |
| 16 | EOG | Eog Resources Inc | 0% | +5.45% | Add |
| 17 | JMST | JPM Ultra-short Muni Income | 0% | +9.38% | Add |
| 18 | PANW | Palo Alto Networks Inc | 0% | -1.16% | Trim |
| 19 | AVUV | Avantis US Small Cap Value | 0% | +14.76% | Add |
| 20 | VONG | Vanguard Russell 1000 Growth | 0% | +15.12% | Add |
| 21 | XLV | Ss Health Care Select Sector | 0% | +2.51% | Add |
| 22 | USAC | USA Compression Partners LP | 0% | +21.78% | Add |
| 23 | MRK | Merck & Co. Inc. | 0% | -3.42% | Trim |
| 24 | JNJ | Johnson & Johnson | 0% | +0.65% | Add |
| 25 | KO | Coca-cola Co/the | 0% | +0.11% | Add |
| 26 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | 0% | — | Unchanged |
| 27 | SCHD | Schwab US Dvd Equity ETF | — | +2.34% | Add |
| 28 | SCHX | Schwab US Large-cap ETF | — | +2.69% | Add |
| 29 | MSI | Motorola Solutions Inc | — | — | Unchanged |
| 30 | EMR | Emerson Electric Co | — | -3.47% | Trim |
| 31 | DE | Deere & Co | — | — | Unchanged |
| 32 | VTI | Vanguard Total Stock Mkt ETF | — | +0.31% | Add |
| 33 | SCHW | Schwab (charles) CORP | 0% | -1.98% | Trim |
| 34 | MELI | Mercadolibre Inc | 0% | — | Unchanged |
| 35 | PAYX | Paychex Inc | 0% | -2.25% | Trim |
| 36 | VGK | Vanguard Ftse Europe ETF | 0% | +0.24% | Add |
| 37 | SCHF | Schwab Intl Equity ETF | 0% | +1.88% | Add |
| 38 | VT | Vanguard Tot World Stk ETF | 0% | +0.20% | Add |
| 39 | AMZN | Amazon.com Inc | 0% | -0.67% | Trim |
| 40 | AVGO | Broadcom Inc | 0% | +4.35% | Add |
| 41 | FEZ | State Street Spdr Euro Stoxx | 0% | +0.08% | Add |
| 42 | SCHE | Schwab Emrg Mrkts Eqty ETF | 0% | — | Unchanged |
| 43 | LLY | Eli Lilly & Co | 0% | +3.65% | Add |
| 44 | ABBV | Abbvie Inc | 0% | -1.91% | Trim |
| 45 | ITW | Illinois Tool Works | 0% | +0.27% | Add |
| 46 | MDLZ | Mondelez International Inc-a | 0% | -1.71% | Trim |
| 47 | SCHM | Schwab US Mid Cap ETF | 0% | -2.98% | Trim |
| 48 | ZTS | Zoetis Inc | 0% | -6.50% | Trim |
| 49 | C | Citigroup Inc | 0% | -1.58% | Trim |
| 50 | SDVY | First Trust Smid Cap Rising | 0% | +1.77% | Add |
1–50 of 95
Filing History
FAQ
What is Directional Asset Management and what type of investor is it?
Directional Asset Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $124.0M, spread across 90 disclosed positions.
What are Directional Asset Management's largest equity positions?
Based on the latest 13F filing, Directional Asset Management's top holdings by market value are:
1. Apple Inc (AAPL) — $8.6M (7.0%)
2. Alphabet Inc-cl C (GOOG) — $8.5M (6.8%)
3. Option Care Health Inc (OPCH) — $7.8M (6.3%)
4. Walmart Inc (WMT) — $4.9M (3.9%)
5. General Electric (GE) — $4.4M (3.5%)
What changes did Directional Asset Management make in its most recent portfolio filing?
In the latest reported quarter, Directional Asset Management made 88 notable position adjustments: 1 new positions were initiated, 40 existing holdings were added to, 42 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: General Electric (GE); Sold out: Invesco Qqq Trust Series 1 (QQQ); Sold out: Freeport-mcmoran Inc (FCX); Sold out: La-z-boy Inc (LZB); Sold out: Pepsico Inc (PEP)
What sectors does Directional Asset Management focus on?
Directional Asset Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 23.2%
• Information Technology: 20.7%
• Financials: 13.8%
• Consumer Staples: 13.6%
• Communication Services: 10.4%
• Industrials: 9.6%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Directional Asset Management returned an annualized 8.9% over the trailing 8 months — underperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.54 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 17 over the past 3 quarters — a shift toward more active trading.
It has added to its AAPL position over the past two quarters (+$2.3M, now $8.6M), while trimming WMT over the same stretch (-$1.1M, still holding $4.9M).
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Developer Access
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