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Align Wealth Management, LLC Historical SEC 13F Holdings & Archive (Q4 2022)
Align Wealth Management, LLCCIK: 0001961312
Long-term holderConcentrated strategy
Total reported value
$118.3M
Reporting period: 2022-12-31 · Number of holdings: 219
Align Wealth Management, LLC disclosed 219 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $118.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 67.61
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 60.22
- Diversification
- 100
- Sizing Uniformity
- 39.85
Align Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.169 — mathematically equivalent to about 6 equally-sized positions, well below its 219 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.02), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 219 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 29.75% | — | — | — |
| 2 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 24.96% | — | — | — |
| 3 | DFAT | Dimensional US Target Value | ETF-Other | 7.63% | — | — | — |
| 4 | MUB | Ishares National Muni Bond E | ETF-Other | 7.58% | — | — | — |
| 5 | DFAX | Dimensional World Ex US Core | ETF-Other | 4.80% | — | — | — |
| 6 | DFIC | Dimensional International Co | ETF-Other | 4.57% | — | — | — |
| 7 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 2.58% | — | — | — |
| 8 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 2.39% | — | — | — |
| 9 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.52% | — | — | — |
| 10 | DIHP | Dimensional International Hi | ETF-Other | 1.38% | — | — | — |
| 11 | DISV | Dimensional International Sm | ETF-Other | 1.31% | — | — | — |
| 12 | DUHP | Dimensional US High Profi Et | ETF-Other | 1.05% | — | — | — |
| 13 | BANF | Bancfirst CORP | Stock-Other | 0.85% | — | — | — |
| 14 | AVDE | Avantis International Equity | ETF-Other | 0.78% | — | — | — |
| 15 | QCOM | Qualcomm Inc | Stock-Tech | 0.56% | — | — | — |
| 16 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.51% | — | — | — |
| 17 | CSCO | Cisco Systems Inc | Stock-Tech | 0.42% | — | — | — |
| 18 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.42% | — | — | — |
| 19 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 0.41% | — | — | — |
| 20 | OKE | Oneok Inc | Stock-Energy | 0.34% | — | — | — |
| 21 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 0.33% | — | — | — |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.27% | — | — | — |
| 23 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.26% | — | — | — |
| 24 | IQLT | Ishares Msci International Q | ETF-Other | 0.25% | — | — | — |
| 25 | DFAR | Dimensional US Real Est ETF | ETF-Other | 0.24% | — | — | — |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.19% | — | — | — |
| 27 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.18% | — | — | — |
| 28 | IBM | Intl Business Machines CORP | Stock-Tech | 0.16% | — | — | — |
| 29 | VB | Vanguard Small-cap ETF | ETF-Other | 0.14% | — | — | — |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 0.13% | — | — | — |
| 31 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.13% | — | — | — |
| 32 | OGE | Oge Energy CORP | Stock-Utilities | 0.12% | — | — | — |
| 33 | DVN | Devon Energy CORP | Stock-Energy | 0.10% | — | — | — |
| 34 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.10% | — | — | — |
| 35 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.09% | — | — | — |
| 36 | WPM | Wheaton Precious Metals CORP | Stock-Materials | 0.09% | — | — | — |
| 37 | HAL | Halliburton Co | Stock-Energy | 0.09% | — | — | — |
| 38 | COP | Conocophillips | Stock-Energy | 0.09% | — | — | — |
| 39 | LARK | Landmark Bancorp Inc | Stock-Other | 0.08% | — | — | — |
| 40 | EPD | Enterprise Products Partners | Stock-Energy | 0.08% | — | — | — |
| 41 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.08% | — | — | — |
| 42 | T | At&t Inc | Stock-Comm Services | 0.07% | — | — | — |
| 43 | ABT | Abbott Laboratories | Stock-Healthcare | 0.07% | — | — | — |
| 44 | AVRE | Avantis Real Estate ETF | ETF-Other | 0.07% | — | — | — |
| 45 | BA | Boeing Co/the | Stock-Industrials | 0.07% | — | — | — |
| 46 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.06% | — | — | — |
| 47 | WEP | Magellan Midstream Partners | Stock-Other | 0.06% | — | — | — |
| 48 | MPLX | Mplx LP | Stock-Energy | 0.05% | — | — | — |
| 49 | BND | Vanguard Total Bond Market | ETF-Other | 0.05% | — | — | — |
| 50 | UI | Ubiquiti Inc | Stock-Tech | 0.05% | — | — | — |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+18.4%
- Stdev
- +11.5%
- Beta
- +0.79
- Alpha
- -1.2%
- Max Drawdown
- -6.1%
- Annualized Perf
- +14.9%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +2.32
- Stutzer
- +0.37
- Treynor
- +0.19
- Sterling
- +0.98
- Calmar
- +2.43
- Information Ratio
- -0.91
- Tracking Error
- +6%
- Stdev Down
- +6.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +26.3%
- Worst 12 Months
- +3.9%
- Efficiency Ratio
- +0.49
- Sharpe
- +1.27
- Stdev Sectors
- +10%
- Skewness
- -0.2
- Kurtosis
- -0.39
- Upside Potential
- +3.93
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Align Wealth Management, LLC and what type of investor is it?
Align Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $118.3M, spread across 219 disclosed positions.
What are Align Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Align Wealth Management, LLC's top holdings by market value are:
1. Dimensional US Core Equity 2 (DFAC) — $35.2M (29.8%)
2. Vanguard Long-term Treasury (VGLT) — $29.5M (25.0%)
3. Dimensional US Target Value (DFAT) — $9.0M (7.6%)
4. Ishares National Muni Bond E (MUB) — $9.0M (7.6%)
5. Dimensional World Ex US Core (DFAX) — $5.7M (4.8%)
What changes did Align Wealth Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Align Wealth Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Align Wealth Management, LLC focus on?
Align Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.2%
• Energy: 21.2%
• Financials: 12.8%
• Industrials: 6.2%
• Health Care: 5.7%
• Materials: 5.6%
Investment Profile
Align Wealth Management, LLC returned an annualized 14.9% over the trailing 36 months — underperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.79 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 35.2% of the portfolio concentrated in Information Technology.
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