DHJJ Financial Advisors, Ltd. Quarterly 13F Holdings Update

CIK: 0001844716

Diversified strategyMomentum followerLong-term holder

Total reported value

$301.8M

Reporting period: 2026-03-31 · Number of holdings: 1081

DHJJ Financial Advisors, Ltd. disclosed 1081 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $301.8M and a quarterly turnover rate of 8.1%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "D"

Personality snowflake

Concentration: 9.78
Portfolio Stability: 8.09
Momentum/Contrarian: 100
Sector conviction: 59.08
Diversification: 100
Sizing Uniformity: 49.54

DHJJ Financial Advisors, Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 1081 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 5.05), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim QQQ
-0.7%　-$2.3M
Trim SCHG
-1.1%　-$1.3M
Add SCHD
+0.0%　$1.2M
Trim IWF
-1.3%　-$802.2K
Add CAT
-0.4%　$608.5K
Add DFAI
+13.0%　$559.5K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1081 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	10.59%	-0.79%	-0.72%
2	IJH	Ishares Core S&p Midcap ETF	ETF-Other	6.45%	—	-1.82%
3	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.82%	+0.39%	+0.03%
4	SCHG	Schwab US Large-cap Growth	ETF-Other	3.17%	-0.43%	-1.08%
5	JPST	Jpmorgan Ultra-short Income	ETF-Other	2.86%	+0.16%	+6.18%
6	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.54%	—	-1.69%
7	XMHQ	Invesco S&p Midcap Qual ETF	ETF-Other	2.47%	+0.07%	+2.37%
8	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.26%	-0.08%	-1.30%
9	IWF	Ishares Russell 1000 Growth	ETF-Other	2.14%	-0.27%	-1.25%
10	SCHM	Schwab US Mid Cap ETF	ETF-Other	2.06%	+0.06%	+0.44%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.54%	-0.09%	-0.60%
12	DFAI	Dimensional International Co	ETF-Other	1.38%	+0.18%	+13.01%
13	SCHF	Schwab Intl Equity ETF	ETF-Other	1.34%	+0.05%	+1.66%
14	SCHA	Schwab US Small-cap ETF	ETF-Other	1.30%	+0.03%	+0.93%
15	RDVY	First Trust Rising Dividend	ETF-Other	1.29%	+0.09%	+9.62%
16	AAPL	Apple INC	Stock-Tech	1.28%	-0.09%	+0.39%
17	BJAN	Innovator U.s. Equity Buffer	ETF-Other	1.16%	—	+6.32%
18	FVD	First Trust Value Line Dvd	ETF-Other	1.16%	—	-3.37%
19	XSHQ	Invesco S&p Smallcap Quality	ETF-Other	1.16%	+0.06%	+5.04%
20	CAT	Caterpillar INC	Stock-Industrials	1.07%	+0.20%	-0.37%
21	FNOV	Ft Vest US Equity Buffer ETF	ETF-Other	1.04%	-0.05%	-1.15%
22	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.92%	-0.06%	-6.90%
23	SCHB	Schwab US Broad Market ETF	ETF-Other	0.92%	-0.09%	-4.65%
24	RSPT	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.82%	—	+0.31%
25	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.72%	-0.05%	-3.91%
26	IHDG	Wisdomtree International Hed	ETF-Other	0.71%	-0.06%	-6.40%
27	PAUG	Innovator U.s. Equity Power	ETF-Other	0.69%	—	-0.00%
28	FTCS	First Trust Capital Strength	ETF-Other	0.69%	-0.05%	-7.18%
29	NJAN	Innovator Growth 100 Power B	ETF-Other	0.61%	+0.05%	+12.39%
30	TDIV	Ft Nasdaq Tech Dvd Index Fd	ETF-Tech	0.60%	—	-1.86%
31	BSEP	Innovator U.s. Equity Buffer	ETF-Other	0.56%	—	-0.92%
32	KOCT	Innovator U.s. Small Cap Pow	ETF-Small Cap	0.56%	—	-2.76%
33	UPS	United Parcel Service-cl B	Stock-Industrials	0.55%	—	—
34	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.52%	—	-0.51%
35	NVDA	Nvidia CORP	Stock-Tech	0.52%	—	+0.89%
36	BUFR	Ft Vest Lad Buffervetf-usd I	ETF-Other	0.51%	—	-4.72%
37	KJAN	Innovator U.s. Small Cap Pow	ETF-Small Cap	0.51%	—	+3.25%
38	PMAY	Innovator U.s. Equity Power	ETF-Other	0.50%	—	—
39	BFEB	Innovator U.s. Equity Buffer	ETF-Other	0.48%	-0.04%	-6.48%
40	PAPR	Innovator U.s. Equity Power	ETF-Other	0.45%	—	-2.71%
41	FNX	First Trust Mid Cap Core Alp	ETF-Other	0.45%	—	-1.07%
42	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.44%	—	-0.23%
43	IJAN	Innovator International Deve	ETF-Other	0.42%	—	+4.53%
44	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	0.41%	—	—
45	IWB	Ishares Russell 1000 ETF	ETF-Other	0.38%	—	—
46	BJUL	Innovator U.s. Equity Buffer	ETF-Other	0.37%	—	-0.22%
47	BJUN	Innovator U.s. Equity Buffer	ETF-Other	0.36%	—	—
48	SDVY	First Trust Smid Cap Rising	ETF-Other	0.36%	+0.06%	+15.92%
49	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.36%	—	-0.20%
50	NJUL	Innovator Growth 100 Power B	ETF-Other	0.36%	—	-0.20%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+3.4%

Performance Last 4 Quarters

+19.2%

Based on 84% of reported portfolio value with available pricing

Stdev: +11.2%
Beta: +0.84
Alpha: -0.5%
Max Drawdown: -7.6%
Annualized Perf: +15.3%
Batting Avg vs S&P: +33.3%
Sortino: +2.69
Stutzer: +0.39
Treynor: +0.18
Sterling: +0.95
Calmar: +2.02
Information Ratio: -1.05
Tracking Error: +3.3%
Stdev Down: +5.6%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +29.4%
Worst 12 Months: +5%
Efficiency Ratio: +0.52
Sharpe: +1.33
Stdev Sectors: +9.8%
Skewness: +0.11
Kurtosis: -0.33
Upside Potential: +4.4

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	1081	$301.8M	8	1QQQ 2IJH 3SCHD Top holdings2026-03-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.JPST 6.IWM 7.XMHQ 8.VIG 9.IWF 10.SCHM
2025-12-31	1039	$301.1M	6	1QQQ 2IJH 3SCHG Top holdings2025-12-31 1.QQQ 2.IJH 3.SCHG 4.SCHD 5.JPST 6.IWM 7.IWF 8.XMHQ 9.VIG 10.SCHM
2025-09-30	1003	$294.8M	21	1QQQ 2IJH 3SCHG Top holdings2025-09-30 1.QQQ 2.IJH 3.SCHG 4.SCHD 5.IWM 6.JPST 7.IWF 8.XMHQ 9.VIG 10.SCHM
2025-06-30	977	$276.9M	0	1QQQ 2IJH 3SCHD Top holdings2025-06-30 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.JPST 6.IWM 7.IWF 8.VIG 9.XMHQ 10.FVD
2025-03-31	933	$248.3M	100	1QQQ 2IJH 3SCHD Top holdings2025-03-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.JPST 6.IWM 7.VIG 8.FVD 9.IWF 10.XMHQ
2024-12-31	899	$256.7M	0	1QQQ 2IJH 3SCHD Top holdings2024-12-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.IWF 7.VIG 8.FVD 9.XMHQ 10.SCHM
2024-09-30	880	$252.7M	0	1QQQ 2IJH 3SCHD Top holdings2024-09-30 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.FVD 7.IWF 8.VIG 9.SCHM 10.XMHQ
2024-06-30	833	$236.8M	0	1QQQ 2IJH 3SCHD Top holdings2024-06-30 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.IWF 7.FVD 8.VIG 9.FTCS 10.SCHM
2024-03-31	815	$226.0M	0	1QQQ 2IJH 3SCHD Top holdings2024-03-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.FVD 7.VIG 8.IWF 9.FTCS 10.SCHM
2023-12-31	805	$213.9M	0	1QQQ 2IJH 3SCHD Top holdings2023-12-31 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.IWM 6.SCHG 7.FVD 8.VIG 9.FTCS 10.IWF
2023-09-30	803	$197.0M	0	1QQQ 2IJH 3SCHD Top holdings2023-09-30 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.IWM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2023-06-30	134	$192.1M	0	1QQQ 2IJH 3SCHD Top holdings2023-06-30 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.IWM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2023-03-31	139	$184.3M	0	1QQQ 2IJH 3SCHD Top holdings2023-03-31 1.QQQ 2.IJH 3.SCHD 4.FVD 5.SCHM 6.IWM 7.SCHG 8.FTCS 9.VIG 10.IWF
2022-12-31	132	$174.4M	0	1QQQ 2IJH 3SCHD Top holdings2022-12-31 1.QQQ 2.IJH 3.SCHD 4.FVD 5.IWM 6.FTCS 7.SCHM 8.VIG 9.SCHG 10.IWF
2022-09-30	128	$171.3M	0	1QQQ 2IJH 3SCHD Top holdings2022-09-30 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.FVD 6.IWM 7.SCHG 8.FTCS 9.VIG 10.FTSL
2022-06-30	128	$179.0M	0	1QQQ 2IJH 3SCHD Top holdings2022-06-30 1.QQQ 2.IJH 3.SCHD 4.FVD 5.SCHM 6.IWM 7.FTCS 8.SCHG 9.VIG 10.FTSL
2022-03-31	136	$208.4M	0	1QQQ 2IJH 3SCHD Top holdings2022-03-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.FTSL
2021-12-31	130	$213.1M	0	1QQQ 2IJH 3SCHD Top holdings2021-12-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2021-09-30	125	$193.3M	0	1QQQ 2IJH 3SCHD Top holdings2021-09-30 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2021-06-30	121	$189.5M	100	1QQQ 2IJH 3SCHD Top holdings2021-06-30 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2021-03-31	107	$172.6M	10	1QQQ 2IJH 3SCHD Top holdings2021-03-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2020-12-31	103	$159.1M	—	1QQQ 2IJH 3SCHD Top holdings2020-12-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF

Holding changes this quarter

DHJJ Financial Advisors, Ltd.'s most significant position changes for 2026-03-31: New buy: Alpha Architect US Equ 3 ETF (AAUA); New buy: Innovator Edd 15 Buf Etf-mar (DDFM); New buy: Innovator Ed D15 Buff Jan (DDFJ); New buy: Vanguard Russell 1000 Value (VONV); New buy: Vanguard Russell 1000 Growth (VONG).

Position changes disclosed by DHJJ Financial Advisors, Ltd. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHD	Schwab US Dvd Equity ETF	+0.4%	+0.03%	Add
2	CAT	Caterpillar INC	+0.2%	-0.37%	Trim
3	DFAI	Dimensional International Co	+0.2%	+13.01%	Add
4	JPST	Jpmorgan Ultra-short Income	+0.2%	+6.18%	Add
5	QQQM	Invesco Nasdaq 100 ETF	+0.1%	+82.74%	Add
6	RDVY	First Trust Rising Dividend	+0.1%	+9.62%	Add
7	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+279.96%	Add
8	XMHQ	Invesco S&p Midcap Qual ETF	+0.1%	+2.37%	Add
9	MRCP	Pgim S&p 500 Buffer 12 ETF -	+0.1%	+138.10%	Add
10	SCHM	Schwab US Mid Cap ETF	+0.1%	+0.44%	Add
11	PBQQ	Pgim Ladr Nsdq-100 Bf 12 ETF	+0.1%	+135.23%	Add
12	SDVY	First Trust Smid Cap Rising	+0.1%	+15.92%	Add
13	XSHQ	Invesco S&p Smallcap Quality	+0.1%	+5.04%	Add
14	SCHF	Schwab Intl Equity ETF	+0.1%	+1.66%	Add
15	NJAN	Innovator Growth 100 Power B	+0.1%	+12.39%	Add
16	VO	Vanguard Mid-cap ETF	+0.1%	+35.94%	Add
17	KFEB	Inov US Sml Cap P Bu ETF - F	+0.1%	+177.61%	Add
18	VTI	Vanguard Total Stock Mkt ETF	0%	+59.39%	Add
19	UMAR	Innovator U.s. Equity Ultra	0%	+586.67%	Add
20	BUFP	Pgim Laddered S&p 500 Buffer	0%	+18.97%	Add
21	NMAR	Innovator Grw-100 Pb ETF Mar	0%	+106.85%	Add
22	IEMG	Ishares Core Msci Emerging	0%	+89.85%	Add
23	IFEB	Innovator Intl D Pb Etf-feb	0%	+343.96%	Add
24	SCHA	Schwab US Small-cap ETF	0%	+0.93%	Add
25	FFEB	Ft Vest US Equity Buffer ETF	0%	-9.97%	Trim
26	BFEB	Innovator U.s. Equity Buffer	0%	-6.48%	Trim
27	FTGS	First Trust Grwth Strgth ETF	0%	-11.87%	Trim
28	FTCS	First Trust Capital Strength	-0.1%	-7.18%	Trim
29	DGRW	Wisdomtree U.s. Quality Divi	-0.1%	-3.91%	Trim
30	FNOV	Ft Vest US Equity Buffer ETF	-0.1%	-1.15%	Trim
31	IHDG	Wisdomtree International Hed	-0.1%	-6.40%	Trim
32	NOBL	Proshares S&p 500 Dividend A	-0.1%	-6.90%	Trim
33	AVGO	Broadcom INC	-0.1%	-2.07%	Trim
34	MSFT	Microsoft CORP	-0.1%	+0.22%	Add
35	VIG	Vanguard Dividend Apprec ETF	-0.1%	-1.30%	Trim
36	FDN	First Trust Dj Internet Ind	-0.1%	-11.70%	Trim
37	SCHB	Schwab US Broad Market ETF	-0.1%	-4.65%	Trim
38	AAPL	Apple INC	-0.1%	+0.39%	Add
39	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-0.60%	Trim
40	IWF	Ishares Russell 1000 Growth	-0.3%	-1.25%	Trim
41	SCHG	Schwab US Large-cap Growth	-0.4%	-1.08%	Trim
42	QQQ	Invesco Qqq Trust Series 1	-0.8%	-0.72%	Trim
43	AAUA	Alpha Architect US Equ 3 ETF	—	NEW	New buy
44	DDFM	Innovator Edd 15 Buf Etf-mar	—	NEW	New buy
45	DDFJ	Innovator Ed D15 Buff Jan	—	NEW	New buy
46	VONV	Vanguard Russell 1000 Value	—	NEW	New buy
47	VONG	Vanguard Russell 1000 Growth	—	NEW	New buy
48	DDFF	Innv Eqt Dd 15 Buf ETF Feb	—	NEW	New buy
49	CGCV	Cap Group Conservative Eq	—	NEW	New buy
50	CGGR	Cap Group Growth Equity	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-09	13F-HR	View on EDGAR
2025-12-31	2026-01-23	13F-HR	View on EDGAR
2025-09-30	2025-10-20	13F-HR	View on EDGAR
2025-06-30	2025-07-21	13F-HR	View on EDGAR
2025-03-31	2025-04-18	13F-HR	View on EDGAR
2024-12-31	2025-01-30	13F-HR	View on EDGAR
2024-09-30	2024-10-22	13F-HR	View on EDGAR
2024-06-30	2024-07-12	13F-HR	View on EDGAR
2024-03-31	2024-04-11	13F-HR	View on EDGAR
2023-12-31	2024-01-30	13F-HR	View on EDGAR
2023-09-30	2023-10-10	13F-HR	View on EDGAR
2023-06-30	2023-07-28	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-02-03	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-04	13F-HR	View on EDGAR
2022-03-31	2022-05-12	13F-HR	View on EDGAR
2021-12-31	2022-01-21	13F-HR	View on EDGAR
2021-09-30	2021-11-01	13F-HR	View on EDGAR
2021-06-30	2021-08-05	13F-HR	View on EDGAR
2021-03-31	2021-05-05	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR

FAQ

What is DHJJ Financial Advisors, Ltd. and what type of investor is it?

DHJJ Financial Advisors, Ltd. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $301.8M, spread across 1081 disclosed positions.

What are DHJJ Financial Advisors, Ltd.'s largest equity positions?

Based on the latest 13F filing, DHJJ Financial Advisors, Ltd.'s top holdings by market value are: 1. Invesco Qqq Trust Series 1 (QQQ) — $31.9M (10.6%) 2. Ishares Core S&p Midcap ETF (IJH) — $19.5M (6.5%) 3. Schwab US Dvd Equity ETF (SCHD) — $11.5M (3.8%) 4. Schwab US Large-cap Growth (SCHG) — $9.6M (3.2%) 5. Jpmorgan Ultra-short Income (JPST) — $8.6M (2.9%)

What changes did DHJJ Financial Advisors, Ltd. make in its most recent portfolio filing?

In the latest reported quarter, DHJJ Financial Advisors, Ltd. made 50 notable position adjustments: 8 new positions were initiated, 25 existing holdings were added to, 17 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Alpha Architect US Equ 3 ETF (AAUA); New buy: Innovator Edd 15 Buf Etf-mar (DDFM); New buy: Innovator Ed D15 Buff Jan (DDFJ); New buy: Vanguard Russell 1000 Value (VONV); New buy: Vanguard Russell 1000 Growth (VONG)

What sectors does DHJJ Financial Advisors, Ltd. focus on?

DHJJ Financial Advisors, Ltd. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 31.4% • Industrials: 24.9% • Financials: 11.6% • Consumer Discretionary: 10.6% • Health Care: 8.3% • Communication Services: 5.9%

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DHJJ Financial Advisors, Ltd. Quarterly 13F Holdings Update

CIK: 0001844716

Diversified strategyMomentum followerLong-term holder

Total reported value

$301.8M

Reporting period: 2026-03-31 · Number of holdings: 1081

DHJJ Financial Advisors, Ltd. disclosed 1081 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $301.8M and a quarterly turnover rate of 8.1%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "D"

Personality snowflake

Concentration: 9.78
Portfolio Stability: 8.09
Momentum/Contrarian: 100
Sector conviction: 59.08
Diversification: 100
Sizing Uniformity: 49.54

Position sizes vary widely across the portfolio (a coefficient of variation of 5.05), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim QQQ
-0.7%　-$2.3M
Trim SCHG
-1.1%　-$1.3M
Add SCHD
+0.0%　$1.2M
Trim IWF
-1.3%　-$802.2K
Add CAT
-0.4%　$608.5K
Add DFAI
+13.0%　$559.5K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1081 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	10.59%	-0.79%	-0.72%
2	IJH	Ishares Core S&p Midcap ETF	ETF-Other	6.45%	—	-1.82%
3	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.82%	+0.39%	+0.03%
4	SCHG	Schwab US Large-cap Growth	ETF-Other	3.17%	-0.43%	-1.08%
5	JPST	Jpmorgan Ultra-short Income	ETF-Other	2.86%	+0.16%	+6.18%
6	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.54%	—	-1.69%
7	XMHQ	Invesco S&p Midcap Qual ETF	ETF-Other	2.47%	+0.07%	+2.37%
8	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.26%	-0.08%	-1.30%
9	IWF	Ishares Russell 1000 Growth	ETF-Other	2.14%	-0.27%	-1.25%
10	SCHM	Schwab US Mid Cap ETF	ETF-Other	2.06%	+0.06%	+0.44%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.54%	-0.09%	-0.60%
12	DFAI	Dimensional International Co	ETF-Other	1.38%	+0.18%	+13.01%
13	SCHF	Schwab Intl Equity ETF	ETF-Other	1.34%	+0.05%	+1.66%
14	SCHA	Schwab US Small-cap ETF	ETF-Other	1.30%	+0.03%	+0.93%
15	RDVY	First Trust Rising Dividend	ETF-Other	1.29%	+0.09%	+9.62%
16	AAPL	Apple INC	Stock-Tech	1.28%	-0.09%	+0.39%
17	BJAN	Innovator U.s. Equity Buffer	ETF-Other	1.16%	—	+6.32%
18	FVD	First Trust Value Line Dvd	ETF-Other	1.16%	—	-3.37%
19	XSHQ	Invesco S&p Smallcap Quality	ETF-Other	1.16%	+0.06%	+5.04%
20	CAT	Caterpillar INC	Stock-Industrials	1.07%	+0.20%	-0.37%
21	FNOV	Ft Vest US Equity Buffer ETF	ETF-Other	1.04%	-0.05%	-1.15%
22	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.92%	-0.06%	-6.90%
23	SCHB	Schwab US Broad Market ETF	ETF-Other	0.92%	-0.09%	-4.65%
24	RSPT	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.82%	—	+0.31%
25	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.72%	-0.05%	-3.91%
26	IHDG	Wisdomtree International Hed	ETF-Other	0.71%	-0.06%	-6.40%
27	PAUG	Innovator U.s. Equity Power	ETF-Other	0.69%	—	-0.00%
28	FTCS	First Trust Capital Strength	ETF-Other	0.69%	-0.05%	-7.18%
29	NJAN	Innovator Growth 100 Power B	ETF-Other	0.61%	+0.05%	+12.39%
30	TDIV	Ft Nasdaq Tech Dvd Index Fd	ETF-Tech	0.60%	—	-1.86%
31	BSEP	Innovator U.s. Equity Buffer	ETF-Other	0.56%	—	-0.92%
32	KOCT	Innovator U.s. Small Cap Pow	ETF-Small Cap	0.56%	—	-2.76%
33	UPS	United Parcel Service-cl B	Stock-Industrials	0.55%	—	—
34	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.52%	—	-0.51%
35	NVDA	Nvidia CORP	Stock-Tech	0.52%	—	+0.89%
36	BUFR	Ft Vest Lad Buffervetf-usd I	ETF-Other	0.51%	—	-4.72%
37	KJAN	Innovator U.s. Small Cap Pow	ETF-Small Cap	0.51%	—	+3.25%
38	PMAY	Innovator U.s. Equity Power	ETF-Other	0.50%	—	—
39	BFEB	Innovator U.s. Equity Buffer	ETF-Other	0.48%	-0.04%	-6.48%
40	PAPR	Innovator U.s. Equity Power	ETF-Other	0.45%	—	-2.71%
41	FNX	First Trust Mid Cap Core Alp	ETF-Other	0.45%	—	-1.07%
42	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.44%	—	-0.23%
43	IJAN	Innovator International Deve	ETF-Other	0.42%	—	+4.53%
44	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	0.41%	—	—
45	IWB	Ishares Russell 1000 ETF	ETF-Other	0.38%	—	—
46	BJUL	Innovator U.s. Equity Buffer	ETF-Other	0.37%	—	-0.22%
47	BJUN	Innovator U.s. Equity Buffer	ETF-Other	0.36%	—	—
48	SDVY	First Trust Smid Cap Rising	ETF-Other	0.36%	+0.06%	+15.92%
49	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.36%	—	-0.20%
50	NJUL	Innovator Growth 100 Power B	ETF-Other	0.36%	—	-0.20%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+3.4%

Performance Last 4 Quarters

+19.2%

Based on 84% of reported portfolio value with available pricing

Stdev: +11.2%
Beta: +0.84
Alpha: -0.5%
Max Drawdown: -7.6%
Annualized Perf: +15.3%
Batting Avg vs S&P: +33.3%
Sortino: +2.69
Stutzer: +0.39
Treynor: +0.18
Sterling: +0.95
Calmar: +2.02
Information Ratio: -1.05
Tracking Error: +3.3%
Stdev Down: +5.6%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +29.4%
Worst 12 Months: +5%
Efficiency Ratio: +0.52
Sharpe: +1.33
Stdev Sectors: +9.8%
Skewness: +0.11
Kurtosis: -0.33
Upside Potential: +4.4

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	1081	$301.8M	8	1QQQ 2IJH 3SCHD Top holdings2026-03-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.JPST 6.IWM 7.XMHQ 8.VIG 9.IWF 10.SCHM
2025-12-31	1039	$301.1M	6	1QQQ 2IJH 3SCHG Top holdings2025-12-31 1.QQQ 2.IJH 3.SCHG 4.SCHD 5.JPST 6.IWM 7.IWF 8.XMHQ 9.VIG 10.SCHM
2025-09-30	1003	$294.8M	21	1QQQ 2IJH 3SCHG Top holdings2025-09-30 1.QQQ 2.IJH 3.SCHG 4.SCHD 5.IWM 6.JPST 7.IWF 8.XMHQ 9.VIG 10.SCHM
2025-06-30	977	$276.9M	0	1QQQ 2IJH 3SCHD Top holdings2025-06-30 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.JPST 6.IWM 7.IWF 8.VIG 9.XMHQ 10.FVD
2025-03-31	933	$248.3M	100	1QQQ 2IJH 3SCHD Top holdings2025-03-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.JPST 6.IWM 7.VIG 8.FVD 9.IWF 10.XMHQ
2024-12-31	899	$256.7M	0	1QQQ 2IJH 3SCHD Top holdings2024-12-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.IWF 7.VIG 8.FVD 9.XMHQ 10.SCHM
2024-09-30	880	$252.7M	0	1QQQ 2IJH 3SCHD Top holdings2024-09-30 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.FVD 7.IWF 8.VIG 9.SCHM 10.XMHQ
2024-06-30	833	$236.8M	0	1QQQ 2IJH 3SCHD Top holdings2024-06-30 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.IWF 7.FVD 8.VIG 9.FTCS 10.SCHM
2024-03-31	815	$226.0M	0	1QQQ 2IJH 3SCHD Top holdings2024-03-31 1.QQQ 2.IJH 3.SCHD 4.SCHG 5.IWM 6.FVD 7.VIG 8.IWF 9.FTCS 10.SCHM
2023-12-31	805	$213.9M	0	1QQQ 2IJH 3SCHD Top holdings2023-12-31 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.IWM 6.SCHG 7.FVD 8.VIG 9.FTCS 10.IWF
2023-09-30	803	$197.0M	0	1QQQ 2IJH 3SCHD Top holdings2023-09-30 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.IWM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2023-06-30	134	$192.1M	0	1QQQ 2IJH 3SCHD Top holdings2023-06-30 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.IWM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2023-03-31	139	$184.3M	0	1QQQ 2IJH 3SCHD Top holdings2023-03-31 1.QQQ 2.IJH 3.SCHD 4.FVD 5.SCHM 6.IWM 7.SCHG 8.FTCS 9.VIG 10.IWF
2022-12-31	132	$174.4M	0	1QQQ 2IJH 3SCHD Top holdings2022-12-31 1.QQQ 2.IJH 3.SCHD 4.FVD 5.IWM 6.FTCS 7.SCHM 8.VIG 9.SCHG 10.IWF
2022-09-30	128	$171.3M	0	1QQQ 2IJH 3SCHD Top holdings2022-09-30 1.QQQ 2.IJH 3.SCHD 4.SCHM 5.FVD 6.IWM 7.SCHG 8.FTCS 9.VIG 10.FTSL
2022-06-30	128	$179.0M	0	1QQQ 2IJH 3SCHD Top holdings2022-06-30 1.QQQ 2.IJH 3.SCHD 4.FVD 5.SCHM 6.IWM 7.FTCS 8.SCHG 9.VIG 10.FTSL
2022-03-31	136	$208.4M	0	1QQQ 2IJH 3SCHD Top holdings2022-03-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.FTSL
2021-12-31	130	$213.1M	0	1QQQ 2IJH 3SCHD Top holdings2021-12-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2021-09-30	125	$193.3M	0	1QQQ 2IJH 3SCHD Top holdings2021-09-30 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2021-06-30	121	$189.5M	100	1QQQ 2IJH 3SCHD Top holdings2021-06-30 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2021-03-31	107	$172.6M	10	1QQQ 2IJH 3SCHD Top holdings2021-03-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF
2020-12-31	103	$159.1M	—	1QQQ 2IJH 3SCHD Top holdings2020-12-31 1.QQQ 2.IJH 3.SCHD 4.IWM 5.SCHM 6.SCHG 7.FVD 8.FTCS 9.VIG 10.IWF

Holding changes this quarter

Position changes disclosed by DHJJ Financial Advisors, Ltd. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHD	Schwab US Dvd Equity ETF	+0.4%	+0.03%	Add
2	CAT	Caterpillar INC	+0.2%	-0.37%	Trim
3	DFAI	Dimensional International Co	+0.2%	+13.01%	Add
4	JPST	Jpmorgan Ultra-short Income	+0.2%	+6.18%	Add
5	QQQM	Invesco Nasdaq 100 ETF	+0.1%	+82.74%	Add
6	RDVY	First Trust Rising Dividend	+0.1%	+9.62%	Add
7	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+279.96%	Add
8	XMHQ	Invesco S&p Midcap Qual ETF	+0.1%	+2.37%	Add
9	MRCP	Pgim S&p 500 Buffer 12 ETF -	+0.1%	+138.10%	Add
10	SCHM	Schwab US Mid Cap ETF	+0.1%	+0.44%	Add
11	PBQQ	Pgim Ladr Nsdq-100 Bf 12 ETF	+0.1%	+135.23%	Add
12	SDVY	First Trust Smid Cap Rising	+0.1%	+15.92%	Add
13	XSHQ	Invesco S&p Smallcap Quality	+0.1%	+5.04%	Add
14	SCHF	Schwab Intl Equity ETF	+0.1%	+1.66%	Add
15	NJAN	Innovator Growth 100 Power B	+0.1%	+12.39%	Add
16	VO	Vanguard Mid-cap ETF	+0.1%	+35.94%	Add
17	KFEB	Inov US Sml Cap P Bu ETF - F	+0.1%	+177.61%	Add
18	VTI	Vanguard Total Stock Mkt ETF	0%	+59.39%	Add
19	UMAR	Innovator U.s. Equity Ultra	0%	+586.67%	Add
20	BUFP	Pgim Laddered S&p 500 Buffer	0%	+18.97%	Add
21	NMAR	Innovator Grw-100 Pb ETF Mar	0%	+106.85%	Add
22	IEMG	Ishares Core Msci Emerging	0%	+89.85%	Add
23	IFEB	Innovator Intl D Pb Etf-feb	0%	+343.96%	Add
24	SCHA	Schwab US Small-cap ETF	0%	+0.93%	Add
25	FFEB	Ft Vest US Equity Buffer ETF	0%	-9.97%	Trim
26	BFEB	Innovator U.s. Equity Buffer	0%	-6.48%	Trim
27	FTGS	First Trust Grwth Strgth ETF	0%	-11.87%	Trim
28	FTCS	First Trust Capital Strength	-0.1%	-7.18%	Trim
29	DGRW	Wisdomtree U.s. Quality Divi	-0.1%	-3.91%	Trim
30	FNOV	Ft Vest US Equity Buffer ETF	-0.1%	-1.15%	Trim
31	IHDG	Wisdomtree International Hed	-0.1%	-6.40%	Trim
32	NOBL	Proshares S&p 500 Dividend A	-0.1%	-6.90%	Trim
33	AVGO	Broadcom INC	-0.1%	-2.07%	Trim
34	MSFT	Microsoft CORP	-0.1%	+0.22%	Add
35	VIG	Vanguard Dividend Apprec ETF	-0.1%	-1.30%	Trim
36	FDN	First Trust Dj Internet Ind	-0.1%	-11.70%	Trim
37	SCHB	Schwab US Broad Market ETF	-0.1%	-4.65%	Trim
38	AAPL	Apple INC	-0.1%	+0.39%	Add
39	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-0.60%	Trim
40	IWF	Ishares Russell 1000 Growth	-0.3%	-1.25%	Trim
41	SCHG	Schwab US Large-cap Growth	-0.4%	-1.08%	Trim
42	QQQ	Invesco Qqq Trust Series 1	-0.8%	-0.72%	Trim
43	AAUA	Alpha Architect US Equ 3 ETF	—	NEW	New buy
44	DDFM	Innovator Edd 15 Buf Etf-mar	—	NEW	New buy
45	DDFJ	Innovator Ed D15 Buff Jan	—	NEW	New buy
46	VONV	Vanguard Russell 1000 Value	—	NEW	New buy
47	VONG	Vanguard Russell 1000 Growth	—	NEW	New buy
48	DDFF	Innv Eqt Dd 15 Buf ETF Feb	—	NEW	New buy
49	CGCV	Cap Group Conservative Eq	—	NEW	New buy
50	CGGR	Cap Group Growth Equity	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-09	13F-HR	View on EDGAR
2025-12-31	2026-01-23	13F-HR	View on EDGAR
2025-09-30	2025-10-20	13F-HR	View on EDGAR
2025-06-30	2025-07-21	13F-HR	View on EDGAR
2025-03-31	2025-04-18	13F-HR	View on EDGAR
2024-12-31	2025-01-30	13F-HR	View on EDGAR
2024-09-30	2024-10-22	13F-HR	View on EDGAR
2024-06-30	2024-07-12	13F-HR	View on EDGAR
2024-03-31	2024-04-11	13F-HR	View on EDGAR
2023-12-31	2024-01-30	13F-HR	View on EDGAR
2023-09-30	2023-10-10	13F-HR	View on EDGAR
2023-06-30	2023-07-28	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-02-03	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-04	13F-HR	View on EDGAR
2022-03-31	2022-05-12	13F-HR	View on EDGAR
2021-12-31	2022-01-21	13F-HR	View on EDGAR
2021-09-30	2021-11-01	13F-HR	View on EDGAR
2021-06-30	2021-08-05	13F-HR	View on EDGAR
2021-03-31	2021-05-05	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR