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PBAU

PBAU 13F Investor Activity Report

Pgim S&p 500 Buff 20 ETF Aug

+$2.3M

Net Activity

Institutions Holding

17

Popularity Rank

#8590

Avg Weight

0.15%

Total Value

$19.1M

Ownership Trend

17 institutions currently hold PBAU, with 8 net buyers and 1 net sellers this quarter.

Institutional Moves

Institutional Moves (Q1 2026)

Significantly Increased

Based on recent trading activity

Net Selling Institutions

1

Net Buying Institutions

8

Key Holders

Key Holders

Top 5 by Value

PF
Prudential Financial INC
$8.7M
JS
Jim Saulnier & Associates, LLC
$2.9M
SW
Spire Wealth Management
$2.4M
KA
Kestra Advisory Services, LLC
$1.0M
CE
Commonwealth Equity Services, LLC
$847.4K

Top 5 by Conviction

JS
Jim Saulnier & Associates, LLC
1.39%
AA
American Asset Management INC.
0.73%
BW
Blue Water Asset Management
0.11%
LW
LeClair Wealth Partners LLC
0.11%
SW
Spire Wealth Management
0.08%
View all 17 holding institutions

Across its top 17 institutional holders, PBAU's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 13/100, avg. turnover score 29/100).

Quarterly Activity

Recent Activity

+$12.5M

Total Buy Value

$1.5M

Total Sell Value

New buy5
Trim1
Add3
Sold out0

8

Net Buyers

1

Net Sellers

Smart Money Convergence

PBAU does not currently have enough recent insider (Form 4) trading activity to compute a convergence signal against its 13F institutional flows.

13F data as of 2026-03-31 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.

Insider Trading (Form 4)

Form 144 Pre-Sale Notices

No Form 144 planned sale filings in the last 90 days

Beneficial Ownership (13D/13G)

No Schedule 13D/13G filings for this ticker

Material Events (8-K)

No Form 8-K filings for this ticker

CUSIP

69420N817

FAQ

Who are the top institutional investors holding PGIM S&P 500 BUFF 20 ETF AUG (PBAU)?
Major stakeholders currently include Prudential Financial INC ($8.7M), Jim Saulnier & Associates, LLC ($2.9M), Spire Wealth Management ($2.4M). Based on the latest 13F filings, there are a total of 17 tracked investment funds and institutions maintaining positions in PBAU.
What is the overall institutional sentiment toward PBAU recently?
Institutional sentiment appears Bullish (Net Buying). During the most recent reporting quarter, the stock experienced a net inflow of $2.3M, driven by 8 managers accumulating shares while 1 reduced their exposure.
Which institutions have been selling or reducing their PBAU positions?
In the latest period, 1 funds trimmed their holdings, and 0 managers completely exited their positions. The aggregate reported sell value was $1.5M.
Are there any notable investors adding PBAU to their portfolios?
Yes, buying activity remains notable. 5 institutions opened new positions in {ticker}, and 3 existing holders added to their shares. The total reported buy value for the quarter amounted to $12.5M.

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