DC
Daiwa Capital Markets America Inc. Historical SEC 13F Holdings & Archive (Q4 2013)
Daiwa Capital Markets America Inc.CIK: 0001489000
Diversified strategyLong-term holder
Total reported value
$11.8B
Reporting period: 2013-12-31 · Number of holdings: 1135
Daiwa Capital Markets America Inc. disclosed 1135 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $11.8B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 12.63
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 64.15
- Diversification
- 100
- Sizing Uniformity
- 47.56
Daiwa Capital Markets America Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 32 equally-sized positions, well below its 1135 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1135 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPG | Simon Property Group Inc | Stock-Real Estate | 10.78% | — | — | — |
| 2 | VNO | Vornado Realty Trust | Stock-Real Estate | 5.37% | — | — | — |
| 3 | PLD | Prologis Inc | Stock-Real Estate | 4.66% | — | — | — |
| 4 | EQR | Equity Residential | Stock-Real Estate | 4.51% | — | — | — |
| 5 | PSA | Public Storage | Stock-Real Estate | 3.99% | — | — | — |
| 6 | VTR | Ventas Inc | Stock-Real Estate | 3.94% | — | — | — |
| 7 | HST | Host Hotels & Resorts Inc | Stock-Real Estate | 3.53% | — | — | — |
| 8 | BXP | Bxp Inc | Stock-Real Estate | 3.52% | — | — | — |
| 9 | SLG2EUR | Sl Green Realty CORP | Stock-Other | 3.32% | — | — | — |
| 10 | UDR | Udr Inc | Stock-Real Estate | 2.44% | — | — | — |
| 11 | ✓ | General Growth Pptys Inc New | Stock-Other | 2.37% | — | — | — |
| 12 | DOC | Healthpeak Properties, Inc. | Stock-Real Estate | 2.19% | — | — | — |
| 13 | REG | Regency Centers CORP | Stock-Real Estate | 1.97% | — | — | — |
| 14 | MAC | Macerich Co/the | Stock-Other | 1.95% | — | — | — |
| 15 | WELL | Welltower Inc. | Stock-Real Estate | 1.83% | — | — | — |
| 16 | FRTEUR | Federal Realty Invs Trust | Stock-Other | 1.81% | — | — | — |
| 17 | ✓ | Ddr CORP Com | Stock-Other | 1.69% | — | — | — |
| 18 | HD | The Home Depot, Inc. | Stock-Consumer Disc | 1.65% | — | — | — |
| 19 | APTV | Aptiv PLC | Stock-Consumer Disc | 1.57% | — | — | — |
| 20 | AVB | Avalonbay Communities Inc | Stock-Real Estate | 1.48% | — | — | — |
| 21 | WRI | Weingarten Realty Investors | Stock-Other | 1.43% | — | — | — |
| 22 | KRC | Kilroy Realty CORP | Stock-Real Estate | 1.42% | — | — | — |
| 23 | EXR | Extra Space Storage Inc | Stock-Real Estate | 1.24% | — | — | — |
| 24 | DRH | Diamondrock Hospitality Co | Stock-Other | 1.17% | — | — | — |
| 25 | O | Realty Income CORP | Stock-Real Estate | 1.06% | — | — | — |
| 26 | NNN | Nnn Reit Inc | Stock-Real Estate | 0.95% | — | — | — |
| 27 | RLJ | Rlj Lodging Trust | Stock-Other | 0.95% | — | — | — |
| 28 | BFH | Bread Financial Holdings, Inc. | Stock-Financials | 0.86% | — | — | — |
| 29 | ESS | Essex Property Trust Inc | Stock-Real Estate | 0.81% | — | — | — |
| 30 | ✓ | Healthcare Trust Of America | Stock-Other | 0.81% | — | — | — |
| 31 | CUBE | Cubesmart | Stock-Real Estate | 0.78% | — | — | — |
| 32 | FR | First Industrial Realty Tr | Stock-Real Estate | 0.77% | — | — | — |
| 33 | KIM | Kimco Realty CORP | Stock-Real Estate | 0.74% | — | — | — |
| 34 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.74% | — | — | — |
| 35 | DEI | Douglas Emmett Inc | Stock-Other | 0.74% | — | — | — |
| 36 | CDP | Copt Defense Properties | Stock-Other | 0.72% | — | — | — |
| 37 | ARE | Alexandria Real Estate Equit | Stock-Real Estate | 0.72% | — | — | — |
| 38 | VRSK | Verisk Analytics, Inc. | Stock-Industrials | 0.68% | — | — | — |
| 39 | PEB | Pebblebrook Hotel Trust | Stock-Other | 0.65% | — | — | — |
| 40 | RPAIUSD | Retail Properties Of Ame - A | Stock-Other | 0.64% | — | — | — |
| 41 | DREUSD | Duke Realty CORP | Stock-Other | 0.63% | — | — | — |
| 42 | LPTUSD | Liberty Property Trust | Stock-Other | 0.58% | — | — | — |
| 43 | DLR | Digital Realty Trust Inc | Stock-Real Estate | 0.51% | — | — | — |
| 44 | ESRT | Empire State Realty Trust-a | Stock-Other | 0.46% | — | — | — |
| 45 | SNH1EUR | Senior Housing Prop Trust | Stock-Other | 0.42% | — | — | — |
| 46 | ✓ | Lasalle Hotel Pptys | Stock-Other | 0.41% | — | — | — |
| 47 | HIW | Highwoods Properties Inc | Stock-Real Estate | 0.40% | — | — | — |
| 48 | MU 3.125 05-01-32 DBond | Micron Technology Inc | Bond | 0.38% | — | — | — |
| 49 | OCR 3.75 12-15-25Bond | Omnicare Inc | Bond | 0.35% | — | — | — |
| 50 | ENS 3.375 06-01-38Bond | Enersys | Bond | 0.29% | — | — | — |
1–50 of 200
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Daiwa Capital Markets America Inc. and what type of investor is it?
Daiwa Capital Markets America Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-12-31), the firm manages a tracked equity portfolio valued at approximately $11.8B, spread across 1135 disclosed positions.
What are Daiwa Capital Markets America Inc.'s largest equity positions?
Based on the latest 13F filing, Daiwa Capital Markets America Inc.'s top holdings by market value are:
1. Simon Property Group Inc (SPG) — $1.3B (10.8%)
2. Vornado Realty Trust (VNO) — $631.5M (5.4%)
3. Prologis Inc (PLD) — $548.4M (4.7%)
4. Equity Residential (EQR) — $531.1M (4.5%)
5. Public Storage (PSA) — $469.1M (4.0%)
What changes did Daiwa Capital Markets America Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Daiwa Capital Markets America Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Daiwa Capital Markets America Inc. focus on?
Daiwa Capital Markets America Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 38.7%
• Financials: 15.1%
• Information Technology: 13.3%
• Health Care: 10.3%
• Industrials: 7.7%
• Energy: 5.4%
Investment Profile
Daiwa Capital Markets America Inc.'s portfolio is broadly diversified and long-term-holding, with 38.7% of the portfolio concentrated in Consumer Discretionary.
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Developer Access
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