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Cooke Wealth Management, LLC 13F Holdings & Position Changes (Q3 2026)
Cooke Wealth Management, LLCCIK: 0002093659
Momentum followerSector-focusedLong-term holder
Total reported value
$119.6M
Reporting period: 2026-09-30 · Number of holdings: 38
Cooke Wealth Management, LLC disclosed 38 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $119.6M and a quarterly turnover rate of 4.8%.
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Personality snowflake
- Concentration
- 39.53
- Portfolio Stability
- 4.81
- Momentum
- 100
- Sector conviction
- 80.68
- Diversification
- 76
- Sizing Uniformity
- 83.18
Cooke Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.099 — mathematically equivalent to about 10 equally-sized positions, well below its 38 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.68), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VTI
-0.0% $351.1K
Trim SCHR
-9.8% -$886.3K
New buy IEI
Trim IJR
-2.7% -$650.1K
Trim SYK
0.0% -$520.7K
Add SCZ
+0.8% $151.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 26.30% | +0.83% | -0.01% | |
| 2 | SCHF | Schwab Intl Equity ETF | ETF-Other | 7.09% | +0.11% | +0.38% | |
| 3 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 6.43% | +0.08% | +0.47% | |
| 4 | EFA | Ishares Msci Eafe ETF | ETF-Other | 6.39% | +0.09% | -0.61% | |
| 5 | SCHR | Schwab Intermediate-term US | ETF-Other | 4.81% | -0.62% | -9.85% | |
| 6 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 4.67% | +0.13% | -1.08% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 4.56% | +0.05% | +0.91% | |
| 8 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 4.53% | -0.44% | -2.66% | |
| 9 | VB | Vanguard Small-cap ETF | ETF-Other | 4.36% | -0.10% | +2.04% | |
| 10 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 3.85% | +0.20% | +0.77% | |
| 11 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 3.13% | +0.02% | -0.57% | |
| 12 | SYK | Stryker CORP | Stock-Healthcare | 3.04% | -0.36% | — | |
| 13 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 2.37% | -0.16% | -1.52% | |
| 14 | VTV | Vanguard Value ETF | ETF-Other | 2.01% | +0.12% | +5.20% | |
| 15 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.62% | -0.06% | -4.77% | |
| 16 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.51% | -0.03% | +3.38% | |
| 17 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.36% | +0.04% | -0.97% | |
| 18 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.27% | -0.06% | +0.99% | |
| 19 | IAU | Ishares Gold Trust | ETF-Commodities | 1.13% | +0.17% | +11.53% | |
| 20 | ASML | ASML Holding N.V. | Stock-Tech | 1.06% | -0.08% | — | |
| 21 | ORCL | Oracle CORP | Stock-Tech | 0.82% | -0.04% | -0.24% | |
| 22 | SPGI | S&p Global Inc | Stock-Financials | 0.79% | -0.01% | — | |
| 23 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.70% | -0.10% | -15.44% | |
| 24 | SCHH | Schwab US Reit ETF | ETF-Other | 0.68% | -0.16% | -14.74% | |
| 25 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.56% | +0.56% | NEW | |
| 26 | TSCO | Tractor Supply Company | Stock-Consumer Disc | 0.56% | +0.01% | — | |
| 27 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.54% | +0.01% | — | |
| 28 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.48% | +0.02% | +0.92% | |
| 29 | FAST | Fastenal Co | Stock-Industrials | 0.41% | +0.02% | — | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | +0.02% | — | |
| 31 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.39% | +0.03% | +0.81% | |
| 32 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.38% | — | -3.07% | |
| 33 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.37% | +0.01% | -0.39% | |
| 34 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.35% | -0.03% | -0.48% | |
| 35 | CVX | Chevron CORP | Stock-Energy | 0.33% | +0.06% | -0.20% | |
| 36 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.30% | -0.01% | -5.37% | |
| 37 | CWI | State Street Spdr Msci Acwi | ETF-Other | 0.24% | +0.01% | — | |
| 38 | DFIV | Dimensional International Va | ETF-Other | 0.19% | — | -5.35% |
Portfolio Performance
Performance for Q4 2026
-0.1%
Performance Last 4 Quarters
+3.2%
- Stdev
- +12.3%
- Beta
- +0.72
- Alpha
- -10%
- Max Drawdown
- -3%
- Annualized Perf
- +4.9%
- Batting Avg vs S&P
- +25%
- Sortino
- +0.69
- Stutzer
- +0.13
- Treynor
- +0.08
- Sterling
- —
- Calmar
- +1.61
- Information Ratio
- -2.59
- Tracking Error
- +6.2%
- Stdev Down
- +7.8%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.15
- Sharpe
- +0.44
- Stdev Sectors
- +13.1%
- Skewness
- -0.24
- Kurtosis
- -0.45
- Upside Potential
- +2.36
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Cooke Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Ishares 3-7 Year Treasury Bo (IEI); Sold out: State Street Spdr S&p Midcap (MDY); Sold out: Home Depot Inc (HD); Trim: Vanguard Total Stock Mkt ETF (VTI) — shares -0.01%; Trim: Schwab Intermediate-term US (SCHR) — shares -9.85%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | +0.8% | -0.01% | Trim |
| 2 | IEI | Ishares 3-7 Year Treasury Bo | +0.6% | NEW | New buy |
| 3 | SCZ | Ishares Msci Eafe Small-cap | +0.2% | +0.77% | Add |
| 4 | IAU | Ishares Gold Trust | +0.2% | +11.53% | Add |
| 5 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | -1.08% | Trim |
| 6 | VTV | Vanguard Value ETF | +0.1% | +5.20% | Add |
| 7 | SCHF | Schwab Intl Equity ETF | +0.1% | +0.38% | Add |
| 8 | EFA | Ishares Msci Eafe ETF | +0.1% | -0.61% | Trim |
| 9 | SPSB | Ss Spdr P St C CORP ETF | +0.1% | +0.47% | Add |
| 10 | CVX | Chevron CORP | +0.1% | -0.20% | Trim |
| 11 | BSV | Vanguard Short-term Bond ETF | +0.1% | +0.91% | Add |
| 12 | IWD | Ishares Russell 1000 Value E | 0% | -0.97% | Trim |
| 13 | SCHC | Schwab Intl Small-cap Equity | 0% | +0.81% | Add |
| 14 | VOE | Vanguard Mid-cap Value ETF | 0% | -0.57% | Trim |
| 15 | FAST | Fastenal Co | 0% | — | Unchanged |
| 16 | DFUS | Dimensional US Eq Mkt ETF | 0% | +0.92% | Add |
| 17 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 18 | ITOT | Ishares Core S&p Total U.s. | 0% | — | Unchanged |
| 19 | TSCO | Tractor Supply Company | 0% | — | Unchanged |
| 20 | SCHB | Schwab US Broad Market ETF | 0% | -0.39% | Trim |
| 21 | CWI | State Street Spdr Msci Acwi | 0% | — | Unchanged |
| 22 | SCHE | Schwab Emrg Mrkts Eqty ETF | — | -3.07% | Trim |
| 23 | DFIV | Dimensional International Va | — | -5.35% | Trim |
| 24 | SPGI | S&p Global Inc | 0% | — | Unchanged |
| 25 | IVV | Ishares Core S&p 500 ETF | 0% | -5.37% | Trim |
| 26 | MDYV | Ss Spdr S&p 400 Mc Val ETF | 0% | +3.38% | Add |
| 27 | SCHA | Schwab US Small-cap ETF | 0% | -0.48% | Trim |
| 28 | ORCL | Oracle CORP | 0% | -0.24% | Trim |
| 29 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -4.77% | Trim |
| 30 | VNQ | Vanguard Real Estate ETF | -0.1% | +0.99% | Add |
| 31 | ASML | ASML Holding N.V. | -0.1% | — | Unchanged |
| 32 | VB | Vanguard Small-cap ETF | -0.1% | +2.04% | Add |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -15.44% | Trim |
| 34 | IJJ | Ishares S&p Mid-cap 400 Valu | -0.2% | -1.52% | Trim |
| 35 | SCHH | Schwab US Reit ETF | -0.2% | -14.74% | Trim |
| 36 | HD | Home Depot Inc | -0.2% | EXIT | Sold out |
| 37 | MDY | State Street Spdr S&p Midcap | -0.2% | EXIT | Sold out |
| 38 | SYK | Stryker CORP | -0.4% | — | Unchanged |
| 39 | IJR | Ishares Core S&p Small-cap E | -0.4% | -2.66% | Trim |
| 40 | SCHR | Schwab Intermediate-term US | -0.6% | -9.85% | Trim |
Filing History
FAQ
What is Cooke Wealth Management, LLC and what type of investor is it?
Cooke Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $119.6M, spread across 38 disclosed positions.
What are Cooke Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Cooke Wealth Management, LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $31.5M (26.3%)
2. Schwab Intl Equity ETF (SCHF) — $8.5M (7.1%)
3. Ss Spdr P St C CORP ETF (SPSB) — $7.7M (6.4%)
4. Ishares Msci Eafe ETF (EFA) — $7.6M (6.4%)
5. Schwab Intermediate-term US (SCHR) — $5.7M (4.8%)
What changes did Cooke Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Cooke Wealth Management, LLC made 32 notable position adjustments: 1 new positions were initiated, 11 existing holdings were added to, 18 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Ishares 3-7 Year Treasury Bo (IEI); Sold out: State Street Spdr S&p Midcap (MDY); Sold out: Home Depot Inc (HD); Trim: Vanguard Total Stock Mkt ETF (VTI) — shares -0.01%; Trim: Schwab Intermediate-term US (SCHR) — shares -9.85%
What sectors does Cooke Wealth Management, LLC focus on?
Cooke Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 41.0%
• Information Technology: 25.3%
• Financials: 16.1%
• Consumer Discretionary: 7.5%
• Industrials: 5.5%
• Energy: 4.5%
Investment Profile
Cooke Wealth Management, LLC returned an annualized 4.9% over the trailing 8 months — underperforming the S&P 500 by 10.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.72 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 41.0% of the portfolio concentrated in Health Care.
It has added to its VTI position over the past two quarters (+$3.9M, now $31.5M), while trimming SYK over the same stretch (-$702.2K, still holding $3.6M).
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