CIK: 0001456534
Total reported value
$24.7M
Reporting period: 2017-09-30 · Number of holdings: 25
Concert Wealth Management Inc. disclosed 25 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $24.7M and a quarterly turnover rate of 125.5%.
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Concert Wealth Management Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.065 — mathematically equivalent to about 15 equally-sized positions, close to its 25 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.80), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VTI
-17.8% -$660.0K
Add SCHB
-46.3% -$1.3M
Add AGG
-45.2% -$1.1M
Sold out AAPL
Sold out SPY
Sold out CVX
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 15.74% | +11.33% | -17.84% | |
| 2 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 7.27% | — | -19.17% | |
| 3 | SCHB | Schwab US Broad Market ETF | ETF-Other | 6.80% | +3.89% | -46.32% | |
| 4 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 6.74% | — | -14.57% | |
| 5 | RESNUSD | Resonant INC | Stock-Other | 6.25% | — | — | |
| 6 | GOLD | Gold.com, Inc. | Stock-Other | 6.02% | — | -15.85% | |
| 7 | GWGH | Gwg Holdings INC | Stock-Other | 5.85% | — | +17.97% | |
| 8 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 5.51% | +3.10% | -45.23% | |
| 9 | AKAM | Akamai Technologies INC | Stock-Tech | 5.06% | — | — | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 4.38% | — | -24.02% | |
| 11 | BKF | Ishares Msci Bic ETF | ETF-Other | 3.18% | — | -1.21% | |
| 12 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.05% | — | -16.39% | |
| 13 | SJB | Proshares Short High Yield | ETF-High Yield | 2.85% | — | — | |
| 14 | BWX | State Street Spdr Bloomberg | ETF-Other | 2.67% | — | -7.68% | |
| 15 | RWO | State Street Spdr Dow Jones | ETF-Other | 2.57% | — | +9.54% | |
| 16 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.23% | — | -37.73% | |
| 17 | ✓ | Powershares | Stock-Other | 2.16% | — | -14.38% | |
| 18 | MIDU | Dirxn Dly Mid Cap Bl 3xe-usi | ETF-Other | 1.98% | — | +0.21% | |
| 19 | FTLS | First Trust Long/short Eqty | ETF-Other | 1.95% | — | -8.68% | |
| 20 | T | At&t INC | Stock-Comm Services | 1.86% | — | -49.40% | |
| 21 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.38% | — | -44.70% | |
| 22 | QAI | Nyli Hdg Multi-str Trk ETF | ETF-Other | 1.37% | — | -2.50% | |
| 23 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.16% | — | -18.85% | |
| 24 | BBX1EUR | Bluegreen Vacations Holding | Stock-Other | 1.04% | — | — | |
| 25 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.93% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-09-30 | 25 | $24.7M | 100 | |
| 2017-06-30 | 159 | $103.0M | 100 | |
| 2017-03-31 | 712 | $442.4M | 21 | |
| 2016-12-31 | 780 | $449.6M | 67 | |
| 2016-09-30 | 1538 | $823.0M | 23 | |
| 2016-06-30 | 1163 | $737.0M | 34 | |
| 2016-03-31 | 742 | $747.2M | 23 | |
| 2015-12-31 | 852 | $748.8M | 46 | |
| 2015-09-30 | 751 | $738.4M | 45 | |
| 2015-06-30 | 887 | $775.0M | 80 | |
| 2015-03-31 | 589 | $350.1M | 71 | |
| 2014-12-31 | 723 | $655.3M | 81 | |
| 2014-09-30 | 570 | $742.0M | 18 | |
| 2014-06-30 | 637 | $815.8M | 13 | |
| 2014-03-31 | 688 | $800.8M | 15 | |
| 2013-12-31 | 658 | $783.7M | 24 | |
| 2013-09-30 | 528 | $705.4M | 16 | |
| 2013-06-30 | 596 | $668.4M | 0 |
Concert Wealth Management Inc.'s most significant position changes for 2017-09-30: Sold out: Apple INC (AAPL); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Chevron CORP (CVX); Sold out: ; Sold out: Ishares S&p 500 Growth ETF (IVW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | +11.3% | -17.84% | Trim |
| 2 | SCHB | Schwab US Broad Market ETF | +3.9% | -46.32% | Trim |
| 3 | AGG | Ishares Core U.s. Aggregate | +3.1% | -45.23% | Trim |
| 4 | AAPL | Apple INC | — | EXIT | Sold out |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 6 | CVX | Chevron CORP | — | EXIT | Sold out |
| 7 | ✓ | — | EXIT | Sold out | |
| 8 | IVW | Ishares S&p 500 Growth ETF | — | EXIT | Sold out |
| 9 | ✓ | Guggenheim | — | EXIT | Sold out |
| 10 | ISRG | Intuitive Surgical INC | — | EXIT | Sold out |
| 11 | SCHD | Schwab US Dvd Equity ETF | — | EXIT | Sold out |
| 12 | IVV | Ishares Core S&p 500 ETF | — | EXIT | Sold out |
| 13 | ABBV | Abbvie INC | — | EXIT | Sold out |
| 14 | JNJ | Johnson & Johnson | — | EXIT | Sold out |
| 15 | DHS | Wisdomtree US High Dividend | — | EXIT | Sold out |
| 16 | ED | Consolidated Edison INC | — | EXIT | Sold out |
| 17 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 18 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 19 | BAC | Bank Of America CORP | — | EXIT | Sold out |
| 20 | QCOM | Qualcomm INC | — | EXIT | Sold out |
| 21 | ABT | Abbott Laboratories | — | EXIT | Sold out |
| 22 | EZM | Wisdomtree US Midcap Fund | — | EXIT | Sold out |
| 23 | SCHD | Schwab U.S. Dividend Equity ETF | — | EXIT | Sold out |
| 24 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| 25 | BA | Boeing Co/the | — | EXIT | Sold out |
| 26 | XLP | Ss Consumer Staples Sel Sect | — | EXIT | Sold out |
| 27 | VCSH | Vanguard S/t CORP Bond ETF | — | EXIT | Sold out |
| 28 | XLK | Ss Technology Select Sector | — | EXIT | Sold out |
| 29 | KKR | KKR & Co. Inc. | — | EXIT | Sold out |
| 30 | DON | Wisdomtree US Midcap Dividen | — | EXIT | Sold out |
| 31 | INTC | Intel CORP | — | EXIT | Sold out |
| 32 | AEP | American Electric Power Company, Inc. | — | EXIT | Sold out |
| 33 | BXUSD | Blackstone Group Lp/the | — | EXIT | Sold out |
| 34 | PRFUSD | Invesco Ftse Rafi US 1000 Et | — | EXIT | Sold out |
| 35 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
| 36 | WFC | Wells Fargo & Co | — | EXIT | Sold out |
| 37 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 38 | UTF | Cohen & Steers Infrastructur | — | EXIT | Sold out |
| 39 | PFF | Ishares Preferred & Income S | — | EXIT | Sold out |
| 40 | HD | Home Depot INC | — | EXIT | Sold out |
| 41 | BMY | Bristol-myers Squibb Co | — | EXIT | Sold out |
| 42 | IEF | Ishares 7-10 Year Treasury B | — | EXIT | Sold out |
| 43 | DTD | Wisdomtree US Total Dividend | — | EXIT | Sold out |
| 44 | DIS | Walt Disney Co/the | — | EXIT | Sold out |
| 45 | SCHX | Schwab US Large-cap ETF | — | EXIT | Sold out |
| 46 | CSCO | Cisco Systems INC | — | EXIT | Sold out |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | — | EXIT | Sold out |
| 48 | IJT | Ishares S&p Small-cap 600 Gr | — | EXIT | Sold out |
| 49 | VYM | Vanguard High Dvd Yield ETF | — | EXIT | Sold out |
| 50 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-27 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-01 | Amendment | View on EDGAR |
| 2016-06-30 | 2016-07-28 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-02 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-27 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-31 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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