CP
Compass Planning Associates Inc 13F Portfolio & Top Holdings (Q3 2026)
Compass Planning Associates IncCIK: 0002046823
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$191.1M
Reporting period: 2026-09-30 · Number of holdings: 35
Compass Planning Associates Inc disclosed 35 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $191.1M and a quarterly turnover rate of 7.8%.
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Personality snowflake
- Concentration
- 42.8
- Portfolio Stability
- 7.78
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 70
- Sizing Uniformity
- 83.19
Compass Planning Associates Inc's disclosed holdings carry a Herfindahl concentration index of 0.107 — mathematically equivalent to about 9 equally-sized positions, well below its 35 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.68), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.3 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy IGSB
Trim BSV
-5.2% -$2.5M
Add VGSH
+11.9% $2.0M
Trim BIV
+4.0% -$357.3K
Add VTEB
+53.7% $651.7K
Add VUG
+5.0% $705.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 17.51% | -1.95% | -5.22% | |
| 2 | BIV | Vanguard Intermediate-term B | ETF-Other | 15.47% | -0.71% | +4.01% | |
| 3 | VTV | Vanguard Value ETF | ETF-Other | 11.90% | -0.25% | +2.14% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 11.20% | +0.01% | +1.23% | |
| 5 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 11.10% | +0.74% | +11.91% | |
| 6 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 8.56% | -0.13% | +2.78% | |
| 7 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 4.80% | -0.11% | +2.48% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 4.13% | +0.25% | +4.98% | |
| 9 | VB | Vanguard Small-cap ETF | ETF-Other | 2.26% | -0.17% | +2.50% | |
| 10 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 2.16% | +2.16% | NEW | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.93% | -0.11% | -3.35% | |
| 12 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.66% | +0.16% | +18.23% | |
| 13 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.23% | +0.02% | +2.79% | |
| 14 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 1.12% | +0.32% | +53.66% | |
| 15 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.84% | -0.08% | -5.49% | |
| 16 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.46% | -0.02% | -0.01% | |
| 17 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.37% | -0.02% | +0.07% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.35% | +0.02% | +13.95% | |
| 19 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.34% | -0.01% | +0.11% | |
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.28% | -0.03% | -8.43% | |
| 21 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.25% | -0.03% | +0.28% | |
| 22 | MUNY | Vanguard Ny Tax-ex Bond | ETF-Other | 0.22% | -0.02% | — | |
| 23 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.22% | +0.22% | NEW | |
| 24 | VLU | Ss Spdr S&p 1500 Value Tilt | ETF-Other | 0.22% | — | +0.40% | |
| 25 | NYF | Ishares New York Muni Bond E | ETF-Other | 0.20% | -0.02% | — | |
| 26 | VV | Vanguard Large-cap ETF | ETF-Other | 0.16% | — | +0.23% | |
| 27 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.15% | -0.04% | -8.27% | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.14% | -0.02% | +0.21% | |
| 29 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.14% | -0.01% | +1.71% | |
| 30 | ABBV | Abbvie Inc | Stock-Healthcare | 0.14% | +0.14% | NEW | |
| 31 | EOS | Eaton Vance Enh Eqt Inc Ii | Stock-Other | 0.13% | -0.08% | -30.30% | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.12% | +0.12% | NEW | |
| 33 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.11% | -0.01% | -8.22% | |
| 34 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.11% | — | — | |
| 35 | KEEL | Keel Infrastructure CORP | Stock-Other | 0.03% | -0.02% | — |
Portfolio Performance
Performance for Q4 2026
+0.6%
Performance Last 4 Quarters
+10%
- Stdev
- +7.4%
- Beta
- +0.51
- Alpha
- +3.2%
- Max Drawdown
- -3.7%
- Annualized Perf
- +13%
- Batting Avg vs S&P
- +40%
- Sortino
- +3.26
- Stutzer
- +0.49
- Treynor
- +0.25
- Sterling
- +0.95
- Calmar
- +3.54
- Information Ratio
- -0.81
- Tracking Error
- +7.2%
- Stdev Down
- +3.9%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +23.1%
- Worst 12 Months
- +10%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.7
- Stdev Sectors
- +17.5%
- Skewness
- -0.52
- Kurtosis
- -0.18
- Upside Potential
- +4.69
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Compass Planning Associates Inc's most significant position changes for 2026-09-30: New buy: Ishares 1-5y Inv Grade CORP (IGSB); New buy: Ishares Core U.s. Aggregate (AGG); Sold out: Columbia Slgmn Prem Tech Gr (STK); Sold out: Berkshire Hathaway Inc-cl B (BRK-B); New buy: Abbvie Inc (ABBV).
Filing History
FAQ
What is Compass Planning Associates Inc and what type of investor is it?
Compass Planning Associates Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $191.1M, spread across 35 disclosed positions.
What are Compass Planning Associates Inc's largest equity positions?
Based on the latest 13F filing, Compass Planning Associates Inc's top holdings by market value are:
1. Vanguard Short-term Bond ETF (BSV) — $33.5M (17.5%)
2. Vanguard Intermediate-term B (BIV) — $29.6M (15.5%)
3. Vanguard Value ETF (VTV) — $22.8M (11.9%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $21.4M (11.2%)
5. Vanguard Short-term Treasury (VGSH) — $21.2M (11.1%)
What changes did Compass Planning Associates Inc make in its most recent portfolio filing?
In the latest reported quarter, Compass Planning Associates Inc made 33 notable position adjustments: 4 new positions were initiated, 19 existing holdings were added to, 8 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Ishares 1-5y Inv Grade CORP (IGSB); New buy: Ishares Core U.s. Aggregate (AGG); Sold out: Columbia Slgmn Prem Tech Gr (STK); Sold out: Berkshire Hathaway Inc-cl B (BRK-B); New buy: Abbvie Inc (ABBV)
What sectors does Compass Planning Associates Inc focus on?
Compass Planning Associates Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Communication Services: 58.1%
• Health Care: 22.4%
• Information Technology: 19.5%
Investment Profile
Compass Planning Associates Inc returned an annualized 13.0% over the trailing 20 months — outperforming the S&P 500 by 3.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.51 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 58.1% of the portfolio concentrated in Communication Services.
Its turnover score has fallen from 33 to 8 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VUG position over the past two quarters (+$4.1M, now $7.9M), while trimming EOS over the same stretch (-$201.4K, still holding $255.6K).
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Developer Access
Access Compass Planning Associates Inc's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/compass-planning-associates-incCLI
npx alphasmo institutions get compass-planning-associates-inc