CIK: 0001134119
Total reported value
$279.3M
Reporting period: 2018-09-30 · Number of holdings: 180
CLINTON GROUP INC disclosed 180 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $279.3M and a quarterly turnover rate of 164.1%.
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Clinton Group INC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 74 equally-sized positions, well below its 180 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.20), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 33% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add JPM
+1028.2% $10.5M
Add JNJ
+1576.5% $8.6M
Add NEE
+618.3% $6.0M
Add FTV
+264.9% $5.4M
Add SPGI
+2968.1% $5.7M
Add MSFT
+283.1% $4.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | Stock-Financials | 4.10% | +3.95% | +1028.20% | |
| 2 | PYPL | Paypal Holdings INC | Stock-Financials | 3.31% | +3.31% | NEW | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.27% | +3.20% | +1576.52% | |
| 4 | BAX | Baxter International INC | Stock-Healthcare | 2.89% | +2.89% | NEW | |
| 5 | FTV | Fortive CORP | Stock-Tech | 2.59% | +2.31% | +264.88% | |
| 6 | NEE | Nextera Energy INC | Stock-Utilities | 2.50% | +2.35% | +618.28% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.19% | +1.97% | +283.12% | |
| 8 | MO | Altria Group INC | Stock-Consumer Staples | 2.13% | — | +126.67% | |
| 9 | SPGI | S&p Global INC | Stock-Financials | 2.12% | +2.09% | +2968.12% | |
| 10 | AEE | Ameren Corporation | Stock-Utilities | 1.97% | +1.81% | +411.41% | |
| 11 | DRI | Darden Restaurants INC | Stock-Consumer Disc | 1.92% | +1.92% | NEW | |
| 12 | AMGN | Amgen INC | Stock-Healthcare | 1.82% | — | +22.91% | |
| 13 | ICE | Intercontinental Exchange In | Stock-Financials | 1.76% | +1.76% | NEW | |
| 14 | CTAS | Cintas CORP | Stock-Industrials | 1.71% | +1.71% | NEW | |
| 15 | PXDEUR | Pioneer Natural Resources Co | Stock-Other | 1.60% | +1.60% | NEW | |
| 16 | CPRT | Copart INC | Stock-Industrials | 1.58% | +1.58% | NEW | |
| 17 | ETN | Eaton Corporation plc | Stock-Industrials | 1.56% | +1.56% | NEW | |
| 18 | CBOE | Cboe Global Markets INC | Stock-Financials | 1.49% | — | +64.61% | |
| 19 | GS | Goldman Sachs Group INC | Stock-Financials | 1.45% | — | +5.88% | |
| 20 | EBAY | Ebay INC | Stock-Consumer Disc | 1.36% | — | +113.45% | |
| 21 | NKE | Nike INC -cl B | Stock-Consumer Disc | 1.31% | — | — | |
| 22 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.23% | — | — | |
| 23 | KO | The Coca-Cola Company | Stock-Consumer Staples | 1.15% | — | -45.22% | |
| 24 | ETRA | E*trade Financial CORP | Stock-Other | 1.10% | — | -17.68% | |
| 25 | FBIN | Fortune Brands Innovations I | Stock-Industrials | 1.09% | — | -23.58% | |
| 26 | SHW | Sherwin-williams Co/the | Stock-Materials | 1.01% | — | — | |
| 27 | FTI | TechnipFMC plc | Stock-Energy | 0.93% | — | +12.92% | |
| 28 | VFC | Vf CORP | Stock-Consumer Disc | 0.91% | — | -0.71% | |
| 29 | QCOM | Qualcomm INC | Stock-Tech | 0.89% | — | -33.34% | |
| 30 | COP | Conocophillips | Stock-Energy | 0.89% | — | +72.35% | |
| 31 | HAS | Hasbro INC | Stock-Consumer Disc | 0.86% | — | -28.51% | |
| 32 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.84% | — | +871.03% | |
| 33 | EQIX | Equinix INC | Stock-Real Estate | 0.82% | — | — | |
| 34 | XEL | Xcel Energy INC | Stock-Utilities | 0.82% | — | — | |
| 35 | CMA | Comerica INC | Stock-Other | 0.80% | — | -42.74% | |
| 36 | MA | Mastercard INC - A | Stock-Financials | 0.76% | — | — | |
| 37 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.75% | — | — | |
| 38 | DTE | Dte Energy Company | Stock-Utilities | 0.71% | — | — | |
| 39 | WY | Weyerhaeuser Co | Stock-Real Estate | 0.71% | — | -24.96% | |
| 40 | MPWR | Monolithic Power Systems INC | Stock-Tech | 0.70% | — | — | |
| 41 | CMG | Chipotle Mexican Grill INC | Stock-Consumer Disc | 0.69% | — | +121.89% | |
| 42 | T | At&t INC | Stock-Comm Services | 0.68% | — | +217.06% | |
| 43 | C | Citigroup INC | Stock-Financials | 0.64% | — | +78.57% | |
| 44 | VRSN | Verisign INC | Stock-Tech | 0.64% | — | — | |
| 45 | ✓ | Stock-Other | 0.62% | — | +137.65% | ||
| 46 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.62% | -0.28% | -69.45% | |
| 47 | D | Dominion Energy INC | Stock-Utilities | 0.61% | — | +39.81% | |
| 48 | PANW | Palo Alto Networks INC | Stock-Tech | 0.58% | — | -42.07% | |
| 49 | TRU | Transunion | Stock-Financials | 0.58% | — | — | |
| 50 | LNT | Alliant Energy CORP | Stock-Utilities | 0.57% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2018-09-30 | 180 | $279.3M | 100 | |
| 2018-06-30 | 344 | $639.9M | 100 | |
| 2018-03-31 | 350 | $931.8M | 100 | |
| 2017-12-31 | 374 | $1.1B | 100 | |
| 2017-09-30 | 369 | $911.1M | 100 | |
| 2017-06-30 | 537 | $978.6M | 100 | |
| 2017-03-31 | 889 | $1.7B | 100 | |
| 2016-12-31 | 790 | $1.7B | 100 | |
| 2016-09-30 | 877 | $2.1B | 100 | |
| 2016-06-30 | 859 | $2.3B | 100 | |
| 2016-03-31 | 840 | $1.7B | 100 | |
| 2015-12-31 | 732 | $1.2B | 100 | |
| 2015-09-30 | 650 | $1.1B | 100 | |
| 2015-06-30 | 562 | $715.1M | 100 | |
| 2015-03-31 | 463 | $383.6M | 100 | |
| 2014-12-31 | 448 | $320.8M | 100 | |
| 2014-09-30 | 365 | $247.2M | 100 | 1300439267069D392047K |
| 2014-06-30 | 305 | $201.3M | 100 | 192047K298411C386074Q |
| 2014-03-31 | 323 | $269.7M | 100 | 167069D2300439392047K |
| 2013-12-31 | 292 | $302.9M | 98 | 1300439267069D3961840 |
| 2013-09-30 | 312 | $328.4M | 97 | 13004392961840367069D |
| 2013-06-30 | 273 | $307.3M | 0 | 13004392961840386074Q |
Clinton Group INC's most significant position changes for 2018-09-30: Sold out: Estee Lauder Companies-cl A (EL); Sold out: Caterpillar INC (CAT); New buy: Paypal Holdings INC (PYPL); New buy: Baxter International INC (BAX); Sold out: Abbvie INC (ABBV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | +4% | +1028.20% | Add |
| 2 | JNJ | Johnson & Johnson | +3.2% | +1576.52% | Add |
| 3 | NEE | Nextera Energy INC | +2.4% | +618.28% | Add |
| 4 | FTV | Fortive CORP | +2.3% | +264.88% | Add |
| 5 | SPGI | S&p Global INC | +2.1% | +2968.12% | Add |
| 6 | MSFT | Microsoft CORP | +2% | +283.12% | Add |
| 7 | AEE | Ameren Corporation | +1.8% | +411.41% | Add |
| 8 | OXY | Occidental Petroleum CORP | -0.3% | -69.45% | Trim |
| 9 | MRK | Merck & Co. INC. | -0.4% | -81.65% | Trim |
| 10 | VIAB | Viacom Inc-class B | -0.6% | -90.23% | Trim |
| 11 | LPX | Louisiana-pacific CORP | -0.7% | -90.44% | Trim |
| 12 | HUM | Humana INC | -0.7% | -95.66% | Trim |
| 13 | COLM | Columbia Sportswear Co | -0.7% | -95.69% | Trim |
| 14 | KGC | Kinross Gold CORP | -0.8% | -97.62% | Trim |
| 15 | AA | Alcoa CORP | -0.8% | -94.14% | Trim |
| 16 | AVY | Avery Dennison CORP | -0.9% | -88.37% | Trim |
| 17 | MCK | Mckesson CORP | -0.9% | -95.10% | Trim |
| 18 | PGR | Progressive CORP | -1.6% | -95.97% | Trim |
| 19 | EL | Estee Lauder Companies-cl A | — | EXIT | Sold out |
| 20 | CAT | Caterpillar INC | — | EXIT | Sold out |
| 21 | PYPL | Paypal Holdings INC | — | NEW | New buy |
| 22 | BAX | Baxter International INC | — | NEW | New buy |
| 23 | ABBV | Abbvie INC | — | EXIT | Sold out |
| 24 | LMT | Lockheed Martin CORP | — | EXIT | Sold out |
| 25 | VZ | Verizon Communications INC | — | EXIT | Sold out |
| 26 | CAG | Conagra Brands INC | — | EXIT | Sold out |
| 27 | HRB | H&r Block INC | — | EXIT | Sold out |
| 28 | BA | Boeing Co/the | — | EXIT | Sold out |
| 29 | DRI | Darden Restaurants INC | — | NEW | New buy |
| 30 | DELL | Dell Technologies Inc. | — | EXIT | Sold out |
| 31 | ZBRA | Zebra Technologies Corp-cl A | — | EXIT | Sold out |
| 32 | NEM | Newmont CORP | — | EXIT | Sold out |
| 33 | VMWEUR | Vmware Inc-class A | — | EXIT | Sold out |
| 34 | FITB | Fifth Third Bancorp | — | EXIT | Sold out |
| 35 | WDC | Western Digital CORP | — | EXIT | Sold out |
| 36 | NWSA | News CORP - Class A | — | EXIT | Sold out |
| 37 | ICE | Intercontinental Exchange In | — | NEW | New buy |
| 38 | ✓ | Dun & Bradstreet CORP Del Ne | — | EXIT | Sold out |
| 39 | LOPE | Grand Canyon Education INC | — | EXIT | Sold out |
| 40 | AGNC | Agnc Investment CORP | — | EXIT | Sold out |
| 41 | ABX | Barrick Gold CORP | — | EXIT | Sold out |
| 42 | CTAS | Cintas CORP | — | NEW | New buy |
| 43 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 44 | KEYS | Keysight Technologies In | — | EXIT | Sold out |
| 45 | PXDEUR | Pioneer Natural Resources Co | — | NEW | New buy |
| 46 | CPRT | Copart INC | — | NEW | New buy |
| 47 | WLK | Westlake CORP | — | EXIT | Sold out |
| 48 | ETN | Eaton Corporation plc | — | NEW | New buy |
| 49 | YUM | Yum! Brands INC | — | EXIT | Sold out |
| 50 | TDY | Teledyne Technologies INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-09-30 | 2018-10-10 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-06 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-07-12 | Amendment | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-18 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-09 | 13F-HR | View on EDGAR |
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