CF
Clarfeld Financial Advisors, LLC Historical SEC 13F Holdings & Archive (Q4 2018)
Clarfeld Financial Advisors, LLCCIK: 0001766347
Long-term holder
Total reported value
$120.5M
Reporting period: 2018-12-31 · Number of holdings: 589
Clarfeld Financial Advisors, LLC disclosed 589 holdings in its latest 13F filing for the period ending 2018-12-31, with total reported value of $120.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 39.08
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.3
- Diversification
- 100
- Sizing Uniformity
- 28.47
Clarfeld Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.098 — mathematically equivalent to about 10 equally-sized positions, well below its 589 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 7.15), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 589 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 25.19% | — | — | — |
| 2 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 11.80% | — | — | — |
| 3 | EFA | Ishares Msci Eafe ETF | ETF-Other | 8.72% | — | — | — |
| 4 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 5.46% | — | — | — |
| 5 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 4.71% | — | — | — |
| 6 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.75% | — | — | — |
| 7 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 3.72% | — | — | — |
| 8 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.64% | — | — | — |
| 9 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 2.87% | — | — | — |
| 10 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.51% | — | — | — |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.40% | — | — | — |
| 12 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.46% | — | — | — |
| 13 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.37% | — | — | — |
| 14 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 1.13% | — | — | — |
| 15 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.11% | — | — | — |
| 16 | PFM | Invesco Dividend Achievers E | ETF-Other | 0.95% | — | — | — |
| 17 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.94% | — | — | — |
| 18 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.87% | — | — | — |
| 19 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 0.74% | — | — | — |
| 20 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.68% | — | — | — |
| 21 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.64% | — | — | — |
| 22 | CFG | Citizens Financial Group | Stock-Financials | 0.56% | — | — | — |
| 23 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 0.54% | — | — | — |
| 24 | XLF | Ss Financial Select Sector | ETF-Other | 0.47% | — | — | — |
| 25 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.46% | — | — | — |
| 26 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.46% | — | — | — |
| 27 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.41% | — | — | — |
| 28 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.41% | — | — | — |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.31% | — | — | — |
| 30 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.30% | — | — | — |
| 31 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.30% | — | — | — |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.29% | — | — | — |
| 33 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.28% | — | — | — |
| 34 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.27% | — | — | — |
| 35 | AAPL | Apple Inc | Stock-Tech | 0.23% | — | — | — |
| 36 | CVA1EUR | Covanta Holding CORP | Stock-Other | 0.23% | — | — | — |
| 37 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.22% | — | — | — |
| 38 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.21% | — | — | — |
| 39 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.20% | — | — | — |
| 40 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.20% | — | — | — |
| 41 | CVS | Cvs Health CORP | Stock-Healthcare | 0.19% | — | — | — |
| 42 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.19% | — | — | — |
| 43 | PPG | Ppg Industries Inc | Stock-Materials | 0.19% | — | — | — |
| 44 | MA | Mastercard Inc - A | Stock-Financials | 0.19% | — | — | — |
| 45 | C | Citigroup Inc | Stock-Financials | 0.19% | — | — | — |
| 46 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.18% | — | — | — |
| 47 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.17% | — | — | — |
| 48 | IXC | Ishares Global Energy ETF | ETF-Other | 0.16% | — | — | — |
| 49 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.16% | — | — | — |
| 50 | VB | Vanguard Small-cap ETF | ETF-Other | 0.16% | — | — | — |
1–50 of 200
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Clarfeld Financial Advisors, LLC and what type of investor is it?
Clarfeld Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-12-31), the firm manages a tracked equity portfolio valued at approximately $120.5M, spread across 589 disclosed positions.
What are Clarfeld Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Clarfeld Financial Advisors, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $30.3M (25.2%)
2. Ishares Russell 2000 ETF (IWM) — $14.2M (11.8%)
3. Ishares Msci Eafe ETF (EFA) — $10.5M (8.7%)
4. Ishares Msci Emerging Market (EEM) — $6.6M (5.5%)
5. Ishares Msci USA Min Vol Fac (USMV) — $5.7M (4.7%)
What changes did Clarfeld Financial Advisors, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Clarfeld Financial Advisors, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Clarfeld Financial Advisors, LLC focus on?
Clarfeld Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 21.2%
• Health Care: 20.8%
• Information Technology: 20.2%
• Communication Services: 14.2%
• Consumer Discretionary: 8.9%
• Consumer Staples: 5.9%
Investment Profile
Clarfeld Financial Advisors, LLC's portfolio is moderately concentrated and long-term-holding.
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