CIK: 0001534400
Total reported value
$12.7B
Reporting period: 2024-03-31 · Number of holdings: 2424
Cetera Advisors LLC disclosed 2424 holdings in its latest 13F filing for the period ending 2024-03-31, with total reported value of $12.7B and a quarterly turnover rate of 0.0%.
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Cetera Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 174 equally-sized positions, well below its 2424 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.59), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim GSLC
-48.5% -$51.0M
Trim SPY
+10.9% $51.9M
Add NVDA
+107.2% $150.8M
Add QQQ
+166.9% $162.7M
Add BUFR
+444.6% $82.5M
Add MSFT
+83.7% $134.6M
Showing top 200 holdings (of 2424 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 3.12% | -0.10% | +91.84% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.63% | -0.11% | +53.49% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.27% | -1.00% | +10.94% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.07% | +0.30% | +83.72% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.96% | +0.78% | +166.94% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 1.62% | +0.87% | +107.22% | |
| 7 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.41% | +0.25% | +79.69% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.34% | +0.25% | +96.91% | |
| 9 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.04% | -0.29% | +24.20% | |
| 10 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.92% | +0.29% | +157.19% | |
| 11 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.92% | — | +6.58% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.80% | +0.05% | +72.78% | |
| 13 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.79% | +0.55% | +444.58% | |
| 14 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.76% | — | -0.30% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.76% | -0.03% | +43.22% | |
| 16 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.74% | +0.01% | +78.50% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.72% | +0.13% | +82.38% | |
| 18 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.65% | +0.11% | +90.16% | |
| 19 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.63% | -0.02% | +53.57% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.61% | +0.24% | +109.25% | |
| 21 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.59% | +0.15% | +79.24% | |
| 22 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.58% | — | +20.32% | |
| 23 | FTCS | First Trust Capital Strength | ETF-Other | 0.58% | -0.05% | +51.04% | |
| 24 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.56% | -0.07% | +43.69% | |
| 25 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.53% | -1.11% | -48.48% | |
| 26 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.53% | — | +531.75% | |
| 27 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.52% | — | -5.89% | |
| 28 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.51% | -0.06% | +50.46% | |
| 29 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.51% | — | +20.49% | |
| 30 | HD | Home Depot INC | Stock-Consumer Disc | 0.50% | -0.09% | +35.29% | |
| 31 | BND | Vanguard Total Bond Market | ETF-Other | 0.50% | — | +39.60% | |
| 32 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.49% | — | +26.73% | |
| 33 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 0.48% | — | +3.58% | |
| 34 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.46% | — | +2.42% | |
| 35 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.46% | -0.06% | +50.90% | |
| 36 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.45% | -0.01% | +54.00% | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.45% | +0.08% | +97.73% | |
| 38 | FVD | First Trust Value Line Dvd | ETF-Other | 0.45% | +0.01% | +69.71% | |
| 39 | VUG | Vanguard Growth ETF | ETF-Other | 0.42% | +0.06% | +85.25% | |
| 40 | TSLA | Tesla INC | Stock-Consumer Disc | 0.41% | — | +50.13% | |
| 41 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.40% | — | +30.62% | |
| 42 | RDVY | First Trust Rising Dividend | ETF-Other | 0.40% | +0.09% | +111.80% | |
| 43 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.40% | — | +63.47% | |
| 44 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.39% | +0.02% | +64.63% | |
| 45 | CGDV | Cap Group Dividend Value | ETF-Other | 0.39% | — | +40.55% | |
| 46 | CVX | Chevron CORP | Stock-Energy | 0.38% | -0.01% | +64.26% | |
| 47 | V | Visa Inc-class A Shares | Stock-Financials | 0.37% | -0.01% | +57.66% | |
| 48 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.36% | — | +28.05% | |
| 49 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.36% | — | +31.98% | |
| 50 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.36% | — | +36.37% |
Performance for Q3 2026
+3.7%
Performance Last 4 Quarters
+20.6%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2024-03-31 | 2424 | $12.7B | 0 | |
| 2023-12-31 | 1788 | $7.2B | 0 | |
| 2023-09-30 | 1700 | $6.4B | 0 | |
| 2023-06-30 | 1652 | $6.3B | 0 | |
| 2023-03-31 | 1650 | $6.0B | 0 | |
| 2022-12-31 | 1603 | $5.5B | 0 | |
| 2022-09-30 | 1367 | $3.8B | 0 | |
| 2022-06-30 | 1363 | $4.4B | 0 | |
| 2022-03-31 | 1409 | $5.0B | 0 | |
| 2021-12-31 | 1436 | $4.9B | 0 | |
| 2021-09-30 | 1408 | $5.1B | 0 | |
| 2021-06-30 | 1321 | $4.2B | 93 | |
| 2021-03-31 | 1211 | $3.6B | 26 | |
| 2020-12-31 | 1034 | $3.1B | 23 | |
| 2020-09-30 | 953 | $2.7B | 22 | |
| 2020-06-30 | 913 | $2.3B | 34 | |
| 2020-03-31 | 808 | $1.9B | 41 | |
| 2019-12-31 | 918 | $2.3B | 20 | |
| 2019-09-30 | 889 | $2.3B | 18 | |
| 2019-06-30 | 932 | $2.3B | 22 | |
| 2019-03-31 | 1230 | $2.0B | 28 | |
| 2018-12-31 | 844 | $1.7B | 32 | |
| 2018-09-30 | 959 | $2.0B | 26 | |
| 2018-06-30 | 869 | $1.7B | 29 | |
| 2018-03-31 | 778 | $1.7B | 35 | |
| 2017-12-31 | 781 | $1.6B | 29 | |
| 2017-09-30 | 830 | $1.7B | 13 | |
| 2017-06-30 | 827 | $1.6B | 16 | |
| 2017-03-31 | 787 | $1.5B | 19 | |
| 2016-12-31 | 723 | $1.3B | 26 | |
| 2016-09-30 | 772 | $1.3B | 20 | |
| 2016-06-30 | 779 | $1.3B | 22 | |
| 2016-03-31 | 720 | $1.2B | 29 | |
| 2015-12-31 | 719 | $1.2B | 29 | |
| 2015-09-30 | 676 | $1.1B | 28 | |
| 2015-06-30 | 712 | $1.2B | 27 | |
| 2015-03-31 | 689 | $1.1B | 49 | |
| 2014-12-31 | 657 | $1.0B | 67 | |
| 2014-09-30 | 620 | $1.3B | 54 | |
| 2014-06-30 | 596 | $891.7M | 32 | |
| 2014-03-31 | 542 | $729.2M | 25 | |
| 2013-12-31 | 503 | $676.3M | 30 | 178355w278462f3749227 |
| 2013-09-30 | 447 | $560.7M | 30 | |
| 2013-06-30 | 387 | $479.1M | 0 |
Cetera Advisors LLC's most significant position changes for 2024-03-31: New buy: Ishrs US E F R A Etf-usd INC (DYNF); Trim: Goldman Activebeta US Lc ETF (GSLC) — shares -48.48%; Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +10.94%; Add: Nvidia CORP (NVDA) — shares +107.22%; Add: Invesco Qqq Trust Series 1 (QQQ) — shares +166.94%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +0.9% | +107.22% | Add |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +0.8% | +166.94% | Add |
| 3 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.6% | +444.58% | Add |
| 4 | MSFT | Microsoft CORP | +0.3% | +83.72% | Add |
| 5 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.3% | +157.19% | Add |
| 6 | QCOM | Qualcomm INC | +0.3% | +530.54% | Add |
| 7 | AMZN | Amazon.com INC | +0.3% | +79.69% | Add |
| 8 | VTI | Vanguard Total Stock Mkt ETF | +0.3% | +96.91% | Add |
| 9 | META | Meta Platforms Inc-class A | +0.2% | +109.25% | Add |
| 10 | DYNF | Ishrs US E F R A Etf-usd INC | +0.2% | NEW | New buy |
| 11 | SDVY | First Trust Smid Cap Rising | +0.2% | +781.48% | Add |
| 12 | VTWG | Vanguard Russell 2000 Growth | +0.2% | +4461.51% | Add |
| 13 | LLY | Eli Lilly & Co | +0.2% | +79.24% | Add |
| 14 | USFR | Wisdomtree Floating Rate Tre | +0.2% | +236.32% | Add |
| 15 | AMD | Advanced Micro Devices | +0.2% | +339.29% | Add |
| 16 | DXJ | Wisdomtree Japan Hedged Eq | +0.2% | +2361.84% | Add |
| 17 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.1% | +383.06% | Add |
| 18 | TDIV | Ft Nasdaq Tech Dvd Index Fd | +0.1% | +646.13% | Add |
| 19 | JPM | Jpmorgan Chase & Co | +0.1% | +82.38% | Add |
| 20 | NFLX | Netflix INC | +0.1% | +212.00% | Add |
| 21 | IVW | Ishares S&p 500 Growth ETF | +0.1% | +90.16% | Add |
| 22 | RDVY | First Trust Rising Dividend | +0.1% | +111.80% | Add |
| 23 | WMT | Walmart INC | +0.1% | +649.33% | Add |
| 24 | GOOG | Alphabet Inc-cl C | +0.1% | +97.73% | Add |
| 25 | AVGO | Broadcom INC | +0.1% | +95.32% | Add |
| 26 | VUG | Vanguard Growth ETF | +0.1% | +85.25% | Add |
| 27 | LOW | Lowe's Cos INC | +0.1% | +105.20% | Add |
| 28 | GOOGL | Alphabet Inc-cl A | +0.1% | +72.78% | Add |
| 29 | VTV | Vanguard Value ETF | +0.1% | +90.54% | Add |
| 30 | XOM | Exxon Mobil CORP | 0% | +74.82% | Add |
| 31 | ABBV | Abbvie INC | 0% | +69.81% | Add |
| 32 | COST | Costco Wholesale CORP | 0% | +64.63% | Add |
| 33 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | 0% | +78.50% | Add |
| 34 | FVD | First Trust Value Line Dvd | 0% | +69.71% | Add |
| 35 | DGRW | Wisdomtree U.s. Quality Divi | — | +63.47% | Add |
| 36 | COWZ | Pacer US Cash Cows 100 ETF | 0% | +54.00% | Add |
| 37 | CVX | Chevron CORP | 0% | +64.26% | Add |
| 38 | V | Visa Inc-class A Shares | 0% | +57.66% | Add |
| 39 | QUAL | Ishares Msci USA Quality Fac | 0% | +53.57% | Add |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +43.22% | Add |
| 41 | FTCS | First Trust Capital Strength | -0.1% | +51.04% | Add |
| 42 | SCHD | Schwab US Dvd Equity ETF | -0.1% | +50.46% | Add |
| 43 | VXUS | Vanguard Total Intl Stock | -0.1% | +50.90% | Add |
| 44 | IVE | Ishares S&p 500 Value ETF | -0.1% | +43.69% | Add |
| 45 | HD | Home Depot INC | -0.1% | +35.29% | Add |
| 46 | AAPL | Apple INC | -0.1% | +91.84% | Add |
| 47 | IVV | Ishares Core S&p 500 ETF | -0.1% | +53.49% | Add |
| 48 | VOO | Vanguard S&p 500 ETF | -0.3% | +24.20% | Add |
| 49 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1% | +10.94% | Add |
| 50 | GSLC | Goldman Activebeta US Lc ETF | -1.1% | -48.48% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2024-03-31 | 2024-05-24 | Amendment | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-16 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-17 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-08 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-06 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-15 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-09 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-08 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-16 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-15 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-03-23 | Amendment | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-21 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-09-26 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-15 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-09-26 | Amendment | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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