Cetera Advisors LLC — Q3 2015 13F Holdings

Name: Cetera Advisors LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001534400

Total reported value

$12.7B

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Full holdings list this quarter

Showing top 200 holdings (of 676 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	3.37%	—	+4.88%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	2.43%	—	+7.35%
3	IWF	Ishares Russell 1000 Growth	ETF-Other	2.35%	—	+1.57%
4	AAPL	Apple INC	Stock-Tech	2.21%	-0.10%	-0.50%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.05%	-1.00%	-4.29%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.97%	-0.11%	+24.50%
7	DVY	Ishares Select Dividend ETF	ETF-Other	1.65%	—	-3.14%
8	FSICUSD	Fs Kkr Capital CORP	Stock-Other	1.62%	—	+1.65%
9	IWD	Ishares Russell 1000 Value E	ETF-Other	1.45%	—	-0.56%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	1.45%	—	-13.25%
11	BOND	Pimco Active Bond Exchange-t	ETF-Other	1.24%	—	+0.01%
12	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.21%	—	+5.70%
13	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.09%	—	+60.31%
14	XOM	Exxon Mobil CORP	Stock-Energy	1.08%	+0.04%	+1.83%
15	IWP	Ishares Russell Mid-cap Grow	ETF-Other	1.05%	—	+14.87%
16	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	1.05%	—	+10.76%
17	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.02%	—	+33.30%
18	ARCPEUR	Vereit INC	Stock-Other	0.92%	—	—
19	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.89%	—	+7.95%
20	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.87%	—	+12.49%
21	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.74%	—	+23.61%
22	HDV	Ishares Core High Dividend E	ETF-Other	0.74%	—	-1.54%
23	T	At&t INC	Stock-Comm Services	0.71%	—	+1.60%
24	✓	Rait Financial Trust	Stock-Other	0.70%	—	-6.44%
25	PFF	Ishares Preferred & Income S	ETF-Other	0.69%	—	+31.53%
26	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.68%	—	-6.12%
27	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.67%	—	+99.13%
28	BND	Vanguard Total Bond Market	ETF-Other	0.64%	—	+11.77%
29	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.60%	+0.25%	-1.83%
30	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.60%	—	+34.84%
31	FTA	First Trust L C Val Alp	ETF-Other	0.60%	—	-37.95%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.58%	—	-8.66%
33	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.58%	—	-14.61%
34	VZ	Verizon Communications INC	Stock-Comm Services	0.57%	—	+2.87%
35	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.56%	—	+51.56%
36	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.54%	—	-27.24%
37	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.52%	—	+12.18%
38	GILD	Gilead Sciences INC	Stock-Healthcare	0.49%	—	+1.51%
39	NKE	Nike INC -cl B	Stock-Consumer Disc	0.47%	—	+2.57%
40	CNUSD	Xtrackers Msci All China Equ	ETF-Emerging Markets	0.46%	—	-7.49%
41	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.46%	—	+5.32%
42	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.46%	—	+18.48%
43	MAIN	Main Street Capital CORP	Stock-Financials	0.45%	—	-5.78%
44	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.44%	—	+27.91%
45	COP	Conocophillips	Stock-Energy	0.43%	—	+24.57%
46	VNQ	Vanguard Real Estate ETF	ETF-Other	0.43%	—	-54.65%
47	JNJ	Johnson & Johnson	Stock-Healthcare	0.43%	—	-11.35%
48	NLYEUR	Annaly Capital Management In	Stock-Other	0.40%	—	+3.55%
49	TTEN	Totalenergies Se -spon Adr	Stock-Other	0.39%	—	+452.00%
50	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.39%	—	-40.29%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cetera Advisors LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AGG	Ishares Core U.s. Aggregate	+0.5%	+60.31%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.5%	+24.50%	Add
3	TLT	Ishares 20+ Year Treasury Bd	+0.4%	+99.13%	Add
4	TTEN	Totalenergies Se -spon Adr	+0.3%	+452.00%	Add
5	IWM	Ishares Russell 2000 ETF	+0.2%	+33.30%	Add
6	IJT	Ishares S&p Small-cap 600 Gr	+0.2%	+1048.14%	Add
7	PFF	Ishares Preferred & Income S	+0.2%	+31.53%	Add
8	SHY	Ishares 1-3 Year Treasury Bo	+0.2%	+23.61%	Add
9	IJS	Ishares S&p Small-cap 600 Va	+0.2%	+51.56%	Add
10	IWD	Ishares Russell 1000 Value E	0%	-0.56%	Trim
11	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-4.29%	Trim
12	AAPL	Apple INC	-0.1%	-0.50%	Trim
13	AEP	American Electric Power Company, Inc.	-0.1%	-14.61%	Trim
14	BP	Bp Plc-spons Adr	-0.1%	-5.67%	Trim
15	PFE	Pfizer INC	-0.1%	-22.11%	Trim
16	ORCL	Oracle CORP	-0.1%	-23.80%	Trim
17	KMI	Kinder Morgan INC	-0.1%	-18.66%	Trim
18	VWO	Vanguard Ftse Emerging Marke	-0.1%	-25.76%	Trim
19	✓	Rait Financial Trust	-0.1%	-6.44%	Trim
20	XLE	Ss Energy Select Sector	-0.1%	-25.82%	Trim
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.1%	-44.66%	Trim
22	FCX	Freeport-mcmoran INC	-0.1%	-4.55%	Trim
23	IYR	Ishares US Real Estate ETF	-0.1%	-81.64%	Trim
24	CNUSD	Xtrackers Msci All China Equ	-0.2%	-7.49%	Trim
25	ERFGBP	Enerplus CORP	-0.2%	+2.46%	Add
26	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.2%	-40.29%	Trim
27	MT	ArcelorMittal S.A.	-0.2%	-9.23%	Trim
28	EFA	Ishares Msci Eafe ETF	-0.2%	-13.25%	Trim
29	HEDJ	Wisdomtree Europe Hedged Equ	-0.2%	-27.24%	Trim
30	IJK	Ishares S&p Mid-cap 400 Grow	-0.2%	-41.80%	Trim
31	FNX	First Trust Mid Cap Core Alp	-0.3%	-84.88%	Trim
32	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.3%	-58.12%	Trim
33	✓	Linn Energy LLC	-0.3%	+26.47%	Add
34	SWKS	Skyworks Solutions INC	-0.3%	-89.03%	Trim
35	FTA	First Trust L C Val Alp	-0.4%	-37.95%	Trim
36	FEX	First Trust Large Cap Core A	-0.4%	-76.61%	Trim
37	PGFUSD	Pengrowth Energy CORP	-0.4%	+7.93%	Add
38	VNQ	Vanguard Real Estate ETF	-0.4%	-54.65%	Trim
39	ARCPEUR	Vereit INC	—	NEW	New buy
40	ARL	American Realty Capital Properties Inc	—	EXIT	Sold out
41	PXF	Invesco Ftse Rafi Developed	—	EXIT	Sold out
42	FTC	First Trust Large Cap Growth	—	EXIT	Sold out
43	CNC	Centene CORP	—	EXIT	Sold out
44	FXI	Ishares China Large-cap ETF	—	EXIT	Sold out
45	FYX	First Trust Small Cap Core A	—	EXIT	Sold out
46	EWY	Ishares Msci South Korea ETF	—	NEW	New buy
47	HYGH	Ishares Int Rate Hedg Hy ETF	—	NEW	New buy
48	WELL	Welltower INC	—	NEW	New buy
49	VALE	Vale Sa-sp Adr	—	NEW	New buy
50	WELL	Welltower Inc.	—	EXIT	Sold out