CF
Certior Financial Group, LLC SEC 13F Holdings (Q3 2026) — Top Position: SCHWAB US LARGE-CAP GROWTH
Certior Financial Group, LLCCIK: 0002055620
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$184.5M
Reporting period: 2026-09-30 · Number of holdings: 143
CERTIOR FINANCIAL GROUP, LLC disclosed 143 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $184.5M and a quarterly turnover rate of 20.2%.
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Personality snowflake
- Concentration
- 10.61
- Portfolio Stability
- 20.22
- Momentum
- 100
- Sector conviction
- 77.86
- Diversification
- 100
- Sizing Uniformity
- 83.22
Certior Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 38 equally-sized positions, well below its 143 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.68), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy USFR
Add FLJP
+76.2% $2.5M
Trim HGER
-74.5% -$2.0M
Sold out VT
Trim BIL
-16.1% -$1.7M
Add GLDM
+84.1% $1.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 7.94% | +0.52% | +1.90% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 6.52% | +0.19% | +1.49% | |
| 3 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 5.86% | +0.10% | -0.03% | |
| 4 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 4.77% | -0.98% | -16.09% | |
| 5 | VGT | Vanguard Info Tech ETF | ETF-Tech | 3.20% | +0.13% | +0.35% | |
| 6 | SCHA | Schwab US Small-cap ETF | ETF-Other | 3.20% | -0.38% | -0.13% | |
| 7 | FLJP | Franklin Ftse Japan ETF | ETF-Other | 2.95% | +1.32% | +76.21% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.64% | +0.83% | +7.16% | |
| 9 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 2.63% | -0.25% | -1.50% | |
| 10 | CGDV | Cap Group Dividend Value | ETF-Other | 2.32% | -0.04% | +0.26% | |
| 11 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.22% | -0.03% | -2.41% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.18% | +0.26% | -0.51% | |
| 13 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 2.08% | +0.97% | +84.12% | |
| 14 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.92% | -0.12% | -7.02% | |
| 15 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.82% | +1.82% | NEW | |
| 16 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.68% | +0.06% | +5.94% | |
| 17 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.66% | -0.01% | +1.38% | |
| 18 | HYD | Vaneck High Yield Muni ETF | ETF-High Yield | 1.55% | -0.16% | -1.56% | |
| 19 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 1.47% | -0.11% | -0.34% | |
| 20 | SUB | Ishares Short-term National | ETF-Other | 1.41% | -0.07% | -2.06% | |
| 21 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.36% | -0.14% | -2.92% | |
| 22 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.25% | -0.04% | +0.17% | |
| 23 | QLTY | Gmo U.s. Quality ETF | ETF-Other | 1.05% | +0.02% | +0.20% | |
| 24 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.03% | -0.02% | -0.83% | |
| 25 | ARCC | Ares Capital CORP | Stock-Financials | 0.98% | -0.04% | -5.74% | |
| 26 | BENJ | Horizon Landmark ETF | ETF-Other | 0.96% | +0.06% | +7.08% | |
| 27 | SCHI | Schwab 5-10 Year Corporate B | ETF-Corp Bonds | 0.92% | -0.06% | +0.44% | |
| 28 | MSTR | Strategy Inc | Stock-Tech | 0.87% | +0.37% | +0.06% | |
| 29 | GBTC | Grayscale Bitcoin Trust ETF | ETF-Crypto | 0.77% | +0.10% | -18.30% | |
| 30 | ARKB | Ark 21shares Bitcoin ETF | ETF-Crypto | 0.76% | +0.22% | — | |
| 31 | ✓ | Stock-Other | 0.74% | +0.74% | NEW | ||
| 32 | FSCO | Fs Credit Opportunities CORP | Stock-Other | 0.69% | -0.27% | -29.10% | |
| 33 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.68% | -0.01% | +2.51% | |
| 34 | CGBL | Cap Group Core Balanced | ETF-Other | 0.65% | -0.03% | -0.06% | |
| 35 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.61% | +0.21% | -2.37% | |
| 36 | CGIC | Cap Group Intl Core Eq | ETF-Other | 0.60% | +0.01% | +2.36% | |
| 37 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 0.59% | — | — | |
| 38 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 0.58% | — | — | |
| 39 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.57% | -0.03% | -2.45% | |
| 40 | CGUS | Cap Group Core Equity | ETF-Other | 0.57% | — | -0.24% | |
| 41 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.54% | — | +5.02% | |
| 42 | FPAG | Fpa Global Equity ETF New | ETF-Other | 0.53% | +0.02% | +1.68% | |
| 43 | CGGO | Cap Group Global Growth | ETF-Other | 0.49% | -0.04% | +0.18% | |
| 44 | HGER | Harbor Commodity All Weather | ETF-Commodities | 0.49% | -1.13% | -74.54% | |
| 45 | FSSL | Fs Specialty Lending Fund | Stock-Other | 0.49% | -0.17% | -27.70% | |
| 46 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.48% | -0.01% | -0.57% | |
| 47 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.45% | -0.03% | -1.34% | |
| 48 | PECO | Phillips Edison & Company In | Stock-Real Estate | 0.43% | -0.06% | -1.65% | |
| 49 | SDCI | Uscf Summerhaven Dynamic ETF | ETF-Other | 0.43% | -0.01% | -15.60% | |
| 50 | CGCP | Cap Group Core Plus Income | ETF-Other | 0.43% | -0.02% | +0.42% |
1–50 of 143
Portfolio Performance
Performance for Q4 2026
+2.5%
Performance Last 4 Quarters
+7.9%
- Stdev
- +8%
- Beta
- +0.57
- Alpha
- +1.4%
- Max Drawdown
- -4.1%
- Annualized Perf
- +11.5%
- Batting Avg vs S&P
- +40%
- Sortino
- +2.87
- Stutzer
- +0.42
- Treynor
- +0.2
- Sterling
- +0.81
- Calmar
- +2.78
- Information Ratio
- -0.93
- Tracking Error
- +6.4%
- Stdev Down
- +3.9%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +15.6%
- Worst 12 Months
- +7.9%
- Efficiency Ratio
- +0.52
- Sharpe
- +1.4
- Stdev Sectors
- +12.4%
- Skewness
- +0.06
- Kurtosis
- +0.35
- Upside Potential
- +4.38
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Certior Financial Group, LLC's most significant position changes for 2026-09-30: New buy: Wisdomtree Floating Rate Tre (USFR); Sold out: Vanguard Tot World Stk ETF (VT); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Intl Business Machines CORP (IBM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | USFR | Wisdomtree Floating Rate Tre | +1.8% | NEW | New buy |
| 2 | FLJP | Franklin Ftse Japan ETF | +1.3% | +76.21% | Add |
| 3 | GLDM | Spdr Gold Minishares Trust | +1% | +84.12% | Add |
| 4 | MSFT | Microsoft CORP | +0.8% | +7.16% | Add |
| 5 | ✓ | +0.7% | NEW | New buy | |
| 6 | SCHG | Schwab US Large-cap Growth | +0.5% | +1.90% | Add |
| 7 | MSTR | Strategy Inc | +0.4% | +0.06% | Add |
| 8 | ✓ | +0.3% | NEW | New buy | |
| 9 | AAPL | Apple Inc | +0.3% | -0.51% | Trim |
| 10 | ARKB | Ark 21shares Bitcoin ETF | +0.2% | — | Unchanged |
| 11 | PLTR | Palantir Technologies Inc-a | +0.2% | -2.37% | Trim |
| 12 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +1.49% | Add |
| 13 | ✓ | +0.2% | NEW | New buy | |
| 14 | FTPA | Franklin Pennsylvania Mi ETF | +0.2% | NEW | New buy |
| 15 | BUFY | Ftvest Lddrdintlmod Buff ETF | +0.2% | NEW | New buy |
| 16 | VGT | Vanguard Info Tech ETF | +0.1% | +0.35% | Add |
| 17 | SHOP | Shopify Inc - Class A | +0.1% | NEW | New buy |
| 18 | COIN | Coinbase Global Inc -class A | +0.1% | NEW | New buy |
| 19 | BUFS | Ftvest Lddrdsmcpmod Buff ETF | +0.1% | NEW | New buy |
| 20 | ARKG | Ark Genomic Revolution ETF | +0.1% | NEW | New buy |
| 21 | MSM | Msc Industrial Direct Co-a | +0.1% | NEW | New buy |
| 22 | TCAF | T Rowe Prc Cap Appreciation | +0.1% | -0.03% | Trim |
| 23 | GBTC | Grayscale Bitcoin Trust ETF | +0.1% | -18.30% | Trim |
| 24 | UMH | Umh Properties Inc | +0.1% | NEW | New buy |
| 25 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +5.94% | Add |
| 26 | BENJ | Horizon Landmark ETF | +0.1% | +7.08% | Add |
| 27 | SAP | Sap Se-sponsored Adr | +0.1% | +0.14% | Add |
| 28 | BTC | Grayscale Bitcoin Mini ETF | +0.1% | -0.01% | Trim |
| 29 | OCGN | Ocugen Inc | +0.1% | NEW | New buy |
| 30 | GILD | Gilead Sciences Inc | +0.1% | +3.74% | Add |
| 31 | CBUS | Cibus Inc | +0.1% | +3.63% | Add |
| 32 | SHEL | Shell Plc-adr | +0.1% | +0.44% | Add |
| 33 | CME | Cme Group Inc | +0.1% | +4.74% | Add |
| 34 | MRK | Merck & Co. Inc. | 0% | +7.46% | Add |
| 35 | TRI | Thomson Reuters CORP | 0% | +0.18% | Add |
| 36 | ADP | Automatic Data Processing | 0% | +4.72% | Add |
| 37 | SONY | Sony Group CORP - Sp Adr | 0% | +1.53% | Add |
| 38 | VZ | Verizon Communications Inc | 0% | -1.18% | Trim |
| 39 | QLTY | Gmo U.s. Quality ETF | 0% | +0.20% | Add |
| 40 | MDT | Medtronic plc | 0% | +5.67% | Add |
| 41 | CEG | Constellation Energy | 0% | +18.88% | Add |
| 42 | CGGR | Cap Group Growth Equity | 0% | +4.27% | Add |
| 43 | NVDA | Nvidia CORP | 0% | -6.58% | Trim |
| 44 | FPAG | Fpa Global Equity ETF New | 0% | +1.68% | Add |
| 45 | FEGE | First Eagle Gl Equity ETF | 0% | +3.13% | Add |
| 46 | BITB | Bitwise Bitcoin ETF | 0% | -24.18% | Trim |
| 47 | ARKK | Ark Innovation ETF | 0% | — | Unchanged |
| 48 | JNJ | Johnson & Johnson | 0% | +0.68% | Add |
| 49 | ABBV | Abbvie Inc | 0% | -1.15% | Trim |
| 50 | NWG | Natwest Group PLC -spon Adr | 0% | +1.11% | Add |
1–50 of 159
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Certior Financial Group, LLC and what type of investor is it?
Certior Financial Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $184.5M, spread across 143 disclosed positions.
What are Certior Financial Group, LLC's largest equity positions?
Based on the latest 13F filing, Certior Financial Group, LLC's top holdings by market value are:
1. Schwab US Large-cap Growth (SCHG) — $14.7M (7.9%)
2. Schwab US Dvd Equity ETF (SCHD) — $12.0M (6.5%)
3. T Rowe Prc Cap Appreciation (TCAF) — $10.8M (5.9%)
4. Ss Spdr Bb 1-3m T-bill ETF (BIL) — $8.8M (4.8%)
5. Vanguard Info Tech ETF (VGT) — $5.9M (3.2%)
What changes did Certior Financial Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Certior Financial Group, LLC made 149 notable position adjustments: 13 new positions were initiated, 58 existing holdings were added to, 62 positions were partially reduced, and 16 were completely exited. The largest of these moves: New buy: Wisdomtree Floating Rate Tre (USFR); Sold out: Vanguard Tot World Stk ETF (VT); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Intl Business Machines CORP (IBM)
What sectors does Certior Financial Group, LLC focus on?
Certior Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.9%
• Financials: 11.9%
• Industrials: 9.8%
• Health Care: 8.1%
• Utilities: 5.4%
• Consumer Discretionary: 4.4%
Investment Profile
Certior Financial Group, LLC returned an annualized 11.5% over the trailing 20 months — outperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.57 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 46.9% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 43 to 20 over the past 4 quarters — a shift toward longer holding periods.
It has added to its MSFT position over the past two quarters (+$4.1M, now $4.9M), while trimming BIL over the same stretch (-$8.3M, still holding $8.8M).
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Developer Access
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