CP
Castleview Partners, LLC SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Castleview Partners, LLCCIK: 0001737088
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$228.2M
Reporting period: 2026-09-30 · Number of holdings: 214
Castleview Partners, LLC disclosed 214 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $228.2M and a quarterly turnover rate of 22.3%.
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Personality snowflake
- Concentration
- 8.8
- Portfolio Stability
- 22.34
- Momentum
- 100
- Sector conviction
- 45.81
- Diversification
- 100
- Sizing Uniformity
- 80.7
Castleview Partners, LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, well below its 214 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.93), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim STAX
-53.0% -$3.1M
New buy 30233Q108
Trim QLD
-58.3% -$1.7M
Sold out XOM
Trim MBSF
-3.7% -$1.2M
Add SMH
+290.5% $1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 214 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MBSF | Regan Floating Rate Mbs ETF | ETF-Other | 10.60% | -0.56% | -3.73% | |
| 2 | MBSX | Regan Fixed Rate Mbs ETF | ETF-Other | 3.78% | -0.18% | +2.29% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 3.52% | +0.47% | +0.53% | |
| 4 | TSLA | Tesla Inc | Stock-Consumer Disc | 3.02% | -0.19% | +11.81% | |
| 5 | KKR | Kkr & Co Inc | Stock-Financials | 2.44% | +0.51% | +27.13% | |
| 6 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 2.43% | +0.31% | +6.41% | |
| 7 | HD | Home Depot Inc | Stock-Consumer Disc | 2.28% | +0.13% | +31.46% | |
| 8 | COP | Conocophillips | Stock-Energy | 2.19% | +0.04% | -15.43% | |
| 9 | LST | Leuthold Sel Ind | ETF-Other | 2.18% | +0.03% | +1.67% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.14% | +0.06% | +1.04% | |
| 11 | AMGN | Amgen Inc | Stock-Healthcare | 2.06% | +0.38% | +5.76% | |
| 12 | ARP | Pmv Adaptive Risk Parity ETF | ETF-Other | 1.70% | +0.03% | -2.72% | |
| 13 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.48% | -0.14% | +3.41% | |
| 14 | SYK | Stryker CORP | Stock-Healthcare | 1.44% | +0.29% | +42.81% | |
| 15 | FSCO | Fs Credit Opportunities CORP | Stock-Other | 1.36% | +0.29% | +23.09% | |
| 16 | RAAX | Vaneck Real Assets ETF | ETF-Other | 1.31% | +0.33% | +33.90% | |
| 17 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.22% | +0.34% | +37.01% | |
| 18 | STAX | Nomura Tax-free USA Short Te | ETF-Other | 1.14% | -1.36% | -53.04% | |
| 19 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.14% | +0.05% | +2.07% | |
| 20 | IAUX | I-80 Gold CORP | Stock-Other | 0.93% | +0.23% | +15.08% | |
| 21 | UYLD | Angel Oak Ultrashort Income | ETF-Other | 0.92% | -0.10% | -8.90% | |
| 22 | ACYN | Ft Lad Autocall Bar Inc ETF | ETF-Other | 0.92% | +0.40% | +78.28% | |
| 23 | OUNZ | Vaneck Merk Gold ETF | ETF-Commodities | 0.88% | +0.05% | +2.64% | |
| 24 | ✓ | Stock-Other | 0.85% | +0.85% | NEW | ||
| 25 | ELV | Elevance Health Inc | Stock-Healthcare | 0.85% | +0.05% | +5.72% | |
| 26 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.83% | -0.15% | -15.24% | |
| 27 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.75% | +0.54% | +290.52% | |
| 28 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.69% | -0.04% | +0.47% | |
| 29 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 0.69% | +0.18% | +37.20% | |
| 30 | DOCT | Ft Vest U.s. Equity Deep Buf | ETF-Other | 0.68% | +0.02% | +0.21% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.67% | -0.03% | -30.63% | |
| 32 | NVDA | Nvidia CORP | Stock-Tech | 0.67% | -0.13% | -27.18% | |
| 33 | XXV | Simplify Ancorato Trg 25 Dis | ETF-Other | 0.63% | +0.01% | +4.11% | |
| 34 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.60% | +0.17% | +36.56% | |
| 35 | PIT | Vaneck Commodity Strat ETF | ETF-Commodities | 0.60% | +0.10% | -2.83% | |
| 36 | DNOV | Ft Vest US Equity Deep Buffe | ETF-Other | 0.59% | +0.01% | -0.15% | |
| 37 | MAIN | Main Street Capital CORP | Stock-Financials | 0.57% | +0.03% | — | |
| 38 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.57% | +0.01% | -1.11% | |
| 39 | CVX | Chevron CORP | Stock-Energy | 0.56% | +0.14% | +10.32% | |
| 40 | CLSE | Convergence Long/short Eqy | ETF-Other | 0.54% | +0.03% | +7.35% | |
| 41 | QLD | Proshares Ultra Qqq | ETF-Other | 0.52% | -0.75% | -58.33% | |
| 42 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.52% | +0.15% | +37.97% | |
| 43 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.51% | +0.06% | +9.50% | |
| 44 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.50% | — | -0.11% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.50% | +0.04% | +9.74% | |
| 46 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.49% | +0.13% | +34.35% | |
| 47 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.47% | +0.02% | +4.72% | |
| 48 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.47% | -0.21% | -33.79% | |
| 49 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.47% | +0.12% | +13.82% | |
| 50 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.47% | -0.17% | -27.14% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.4%
Performance Last 4 Quarters
+9.7%
- Stdev
- +8.8%
- Beta
- +0.64
- Alpha
- +1.1%
- Max Drawdown
- -4%
- Annualized Perf
- +16.4%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.71
- Stutzer
- +0.52
- Treynor
- +0.24
- Sterling
- +1.21
- Calmar
- +4.08
- Information Ratio
- -1.2
- Tracking Error
- +5.9%
- Stdev Down
- +4.2%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +25.9%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.79
- Stdev Sectors
- +7.5%
- Skewness
- -0.15
- Kurtosis
- -0.06
- Upside Potential
- +5.3
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 214 | $228.2M | 22 | ||
| 2026 Q2 | 223 | $227.5M | 35 | ||
| 2026 Q1 | 200 | $195.1M | 27 | ||
| 2025 Q4 | 197 | $201.8M | 28 | ||
| 2025 Q3 | 176 | $184.2M | 54 | ||
| 2025 Q2 | 172 | $155.6M | 0 | ||
| 2025 Q1 | 176 | $147.7M | 100 | ||
| 2024 Q4 | 581 | $185.7M | 0 | ||
| 2024 Q3 | 543 | $173.4M | 0 | ||
| 2024 Q2 | 917 | $175.9M | 0 | ||
| 2024 Q1 | 899 | $179.1M | 0 | ||
| 2023 Q4 | 863 | $142.8M | 0 | ||
| 2023 Q3 | 671 | $108.2M | 0 | ||
| 2023 Q2 | 687 | $111.0M | 0 | ||
| 2023 Q1 | 671 | $112.8M | 0 | ||
| 2022 Q4 | 630 | $102.7M | 0 | ||
| 2022 Q3 | 639 | $104.7M | 0 | ||
| 2022 Q2 | 831 | $8.9B | 0 | ||
| 2022 Q1 | 749 | $160.8M | 0 | ||
| 2021 Q4 | 1024 | $12.5B | 0 | 192699I24BW997380599D | |
| 2021 Q2 | 923 | $228.2M | 100 | ||
| 2018 Q1 | 120 | $121.0M | 0 |
Holding changes this quarter
Castleview Partners, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Albertsons Cos Inc - Class A (ACI); Sold out: Proshares Ultra Dow30 (DDM); Sold out: Oracle CORP (ORCL).
Showing top 200 changes by size (of 241 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.9% | NEW | New buy | |
| 2 | SMH | Vaneck Semiconductor ETF | +0.5% | +290.52% | Add |
| 3 | KKR | Kkr & Co Inc | +0.5% | +27.13% | Add |
| 4 | AAPL | Apple Inc | +0.5% | +0.53% | Add |
| 5 | ACYN | Ft Lad Autocall Bar Inc ETF | +0.4% | +78.28% | Add |
| 6 | AMGN | Amgen Inc | +0.4% | +5.76% | Add |
| 7 | ITOT | Ishares Core S&p Total U.s. | +0.3% | +37.01% | Add |
| 8 | RAAX | Vaneck Real Assets ETF | +0.3% | +33.90% | Add |
| 9 | BMY | Bristol-myers Squibb Co | +0.3% | +6.41% | Add |
| 10 | FSCO | Fs Credit Opportunities CORP | +0.3% | +23.09% | Add |
| 11 | SYK | Stryker CORP | +0.3% | +42.81% | Add |
| 12 | SGOV | Ishares 0-3 Month Treasury B | +0.3% | NEW | New buy |
| 13 | KMB | Kimberly-clark CORP | +0.2% | NEW | New buy |
| 14 | IAUX | I-80 Gold CORP | +0.2% | +15.08% | Add |
| 15 | VEA | Vanguard Ftse Developed ETF | +0.2% | NEW | New buy |
| 16 | CORO | Ish Intl Ctry Rot Act ETF | +0.2% | +37.20% | Add |
| 17 | IVW | Ishares S&p 500 Growth ETF | +0.2% | +36.56% | Add |
| 18 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.2% | +37.97% | Add |
| 19 | CVX | Chevron CORP | +0.1% | +10.32% | Add |
| 20 | SGOL | Abrdn Physical Gold Shares | +0.1% | NEW | New buy |
| 21 | MQQQ | Tradr 2x Long Innovation 100 | +0.1% | +56.61% | Add |
| 22 | PLTR | Palantir Technologies Inc-a | +0.1% | NEW | New buy |
| 23 | HD | Home Depot Inc | +0.1% | +31.46% | Add |
| 24 | FANG | Diamondback Energy Inc | +0.1% | NEW | New buy |
| 25 | SIL | Global X Silver Miners ETF | +0.1% | NEW | New buy |
| 26 | IVE | Ishares S&p 500 Value ETF | +0.1% | +34.35% | Add |
| 27 | GILD | Gilead Sciences Inc | +0.1% | +13.82% | Add |
| 28 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | NEW | New buy |
| 29 | SCHD | Schwab US Dvd Equity ETF | +0.1% | NEW | New buy |
| 30 | MRVL | Marvell Technology Inc | +0.1% | NEW | New buy |
| 31 | ZIM | ZIM Integrated Shipping Services Ltd. | +0.1% | NEW | New buy |
| 32 | T | At&t Inc | +0.1% | +13.43% | Add |
| 33 | SPYI | Neos S&p 500 High Income ETF | +0.1% | NEW | New buy |
| 34 | PIT | Vaneck Commodity Strat ETF | +0.1% | -2.83% | Trim |
| 35 | VUG | Vanguard Growth ETF | +0.1% | NEW | New buy |
| 36 | NKE | Nike Inc -cl B | +0.1% | +104.24% | Add |
| 37 | ECL | Ecolab Inc | +0.1% | NEW | New buy |
| 38 | HPQ | Hp Inc | +0.1% | +8.89% | Add |
| 39 | SSO | Proshares Ultra S&p500 | +0.1% | +64.21% | Add |
| 40 | NVT | nVent Electric plc | +0.1% | NEW | New buy |
| 41 | PFE | Pfizer Inc | +0.1% | +18.51% | Add |
| 42 | BITB | Bitwise Bitcoin ETF | +0.1% | NEW | New buy |
| 43 | OR | Or Royalties Inc | +0.1% | NEW | New buy |
| 44 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +0.1% | +56.88% | Add |
| 45 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +31.47% | Add |
| 46 | XBI | Ss Spdr S&p Biotech ETF | +0.1% | +61.92% | Add |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +1.04% | Add |
| 48 | KO | Coca-cola Co/the | +0.1% | +14.78% | Add |
| 49 | JNJ | Johnson & Johnson | +0.1% | +9.50% | Add |
| 50 | LYB | LyondellBasell Industries N.V. | +0.1% | +18.35% | Add |
1–50 of 200
Filing History
FAQ
What is Castleview Partners, LLC and what type of investor is it?
Castleview Partners, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $228.2M, spread across 214 disclosed positions.
What are Castleview Partners, LLC's largest equity positions?
Based on the latest 13F filing, Castleview Partners, LLC's top holdings by market value are:
1. Regan Floating Rate Mbs ETF (MBSF) — $24.2M (10.6%)
2. Regan Fixed Rate Mbs ETF (MBSX) — $8.6M (3.8%)
3. Apple Inc (AAPL) — $8.0M (3.5%)
4. Tesla Inc (TSLA) — $6.9M (3.0%)
5. Kkr & Co Inc (KKR) — $5.6M (2.4%)
What changes did Castleview Partners, LLC make in its most recent portfolio filing?
In the latest reported quarter, Castleview Partners, LLC made 191 notable position adjustments: 18 new positions were initiated, 101 existing holdings were added to, 46 positions were partially reduced, and 26 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Albertsons Cos Inc - Class A (ACI); Sold out: Proshares Ultra Dow30 (DDM); Sold out: Oracle CORP (ORCL)
What sectors does Castleview Partners, LLC focus on?
Castleview Partners, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 23.9%
• Information Technology: 17.1%
• Consumer Discretionary: 17.0%
• Financials: 14.3%
• Energy: 9.3%
• Consumer Staples: 6.7%
Investment Profile
Castleview Partners, LLC returned an annualized 16.4% over the trailing 36 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.64 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has fallen from 54 to 22 over the past 4 quarters — a shift toward longer holding periods.
It has added to its KKR position over the past two quarters (+$2.2M, now $5.6M), while trimming CLOI over the same stretch (-$513.9K, still holding $443.7K).
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Developer Access
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