13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002035512
Total reported value
$270.4M
$270.4M
154 檔
30.6%
In Q3 2025, Cascades Capital Asset Management, LLC's U.S. equity holdings reached a combined market value of $270.4M, distributed across 154 disclosed stock positions.
In Q3 2025, Cascades Capital Asset Management, LLC displayed an active expansion posture, initiating 29 new positions and adding to 59 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 10.00% | +0.61% | +3.99% | |
| 2 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 9.50% | +0.16% | +13.40% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 6.09% | -0.67% | +3.10% | |
| 4 | VOOV | Vanguard S&p 500 Value ETF | ETF-Large Cap & Growth | 5.83% | -0.36% | +1.08% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 4.94% | -0.04% | +0.19% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 4.58% | -0.17% | +4.99% | |
| 7 | VUG | Vanguard Growth ETF | ETF-Other | 2.99% | +0.13% | -0.21% | |
| 8 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 2.93% | -0.26% | -4.23% | |
| 9 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.32% | +0.05% | +20.82% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.23% | +0.17% | +18.33% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.97% | +0.03% | -1.98% | |
| 12 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 1.68% | -0.56% | +47.23% | |
| 13 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.64% | -0.01% | -18.43% | |
| 14 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.63% | -0.25% | +15.07% | |
| 15 | VTV | Vanguard Value ETF | ETF-Other | 1.55% | +1.02% | +1960.04% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.23% | -0.27% | +0.29% | |
| 17 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 1.18% | +0.31% | +27.65% | |
| 18 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.18% | +0.31% | -0.23% | |
| 19 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.13% | -0.02% | +7.36% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.09% | -0.07% | -0.22% | |
| 21 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.98% | +0.11% | +2.07% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 0.95% | -0.02% | +0.30% | |
| 23 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.90% | -0.01% | +0.09% | |
| 24 | SCHD | Schwab U.S. Dividend Equity ETF | ETF-Other | 0.89% | -0.05% | +59.47% | |
| 25 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.87% | -0.21% | -0.03% | |
| 26 | HD | Home Depot Inc | Stock-Consumer Disc | 0.83% | -0.04% | +6.14% | |
| 27 | JPM 6 PERP EEBond | Jpmorgan Chase & Co | Bond | 0.82% | -0.21% | +4.58% | |
| 28 | FBNC | First Bancorp/nc | Stock-Other | 0.82% | — | -1.40% | |
| 29 | XOM | Exxon Mobil CORP | Stock-Energy | 0.78% | -0.33% | +6.83% | |
| 30 | PSFF | Pacer Swan Sos Fund Of Funds | ETF-Other | 0.73% | -0.05% | -9.77% | |
| 31 | DUK | Duke Energy CORP | Stock-Utilities | 0.69% | +0.04% | +6.16% | |
| 32 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.69% | -0.03% | +4.23% | |
| 33 | BAC 6 PERP GGBond | Bank Of America CORP | Bond | 0.63% | -0.19% | +4.65% | |
| 34 | ABBV | Abbvie Inc | Stock-Healthcare | 0.59% | +0.01% | +0.30% | |
| 35 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.57% | -0.21% | +2.31% | |
| 36 | LRGE | Clearbridge Large Cap Growth | ETF-Large Cap & Growth | 0.56% | -0.01% | — | |
| 37 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.55% | -0.02% | -8.93% | |
| 38 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.55% | -0.11% | +30.87% | |
| 39 | FDS | Factset Research Systems Inc | Stock-Financials | 0.55% | -0.03% | +0.02% | |
| 40 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.53% | +0.13% | +10.41% | |
| 41 | SCHI | Schwab 5-10 Year Corporate B | ETF-Corp Bonds | 0.49% | -0.09% | — | |
| 42 | ✓ | Raytheon Company | Stock-Other | 0.46% | -0.08% | — | |
| 43 | CAT | Caterpillar Inc | Stock-Industrials | 0.45% | +0.18% | -0.93% | |
| 44 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.43% | -0.06% | +9.65% | |
| 45 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.43% | -0.11% | — | |
| 46 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.42% | +0.05% | -1.54% | |
| 47 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.41% | — | -15.65% | |
| 48 | BAC | Bank Of America CORP | Stock-Financials | 0.41% | -0.07% | +1.31% | |
| 49 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.41% | -0.02% | +8.40% | |
| 50 | SMHUSD | Market Vectors Semiconductor | ETF-Other | 0.40% | +0.09% | +7.60% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VIG | Vanguard Dividend Apprec ETF | +1.7% | +13.40% | Add |
| 2 | VTV | Vanguard Value ETF | +1.5% | +1960.04% | Add |
| 3 | NVDA | Nvidia CORP | +1.2% | +4.99% | Trim |
| 4 | USMV | Ishares Msci USA Min Vol Fac | +1% | -18.43% | Add |
| 5 | GOOGL | Alphabet Inc-cl A | +0.6% | +18.33% | Add |
| 6 | SCHD | Schwab U.S. Dividend Equity ETF | +0.6% | +59.47% | Add |
| 7 | MSFT | Microsoft CORP | +0.5% | +3.10% | Trim |
| 8 | VZ | Verizon Communications Inc | +0.3% | +9.65% | Add |
| 9 | VCSH | Vanguard S/t CORP Bond ETF | +0.2% | +39.94% | Add |
| 10 | JPM | Jpmorgan Chase & Co | +0.2% | +0.09% | Add |
| 11 | AVGO | Broadcom Inc | +0.2% | +42.65% | Add |
| 12 | ✓ | Powershares Qqq Trust Ser 1 | +0.2% | +27.65% | Add |
| 13 | VGT | Vanguard Info Tech ETF | +0.2% | +10.41% | Add |
| 14 | VUG | Vanguard Growth ETF | +0.2% | -0.21% | Trim |
| 15 | DUK | Duke Energy CORP | +0.1% | +6.16% | Add |
| 16 | XLI | Ss Industrial Select Sector | +0.1% | — | Add |
| 17 | MU | Micron Technology Inc | +0.1% | +36.74% | Add |
| 18 | ORCL | Oracle CORP | +0.1% | +13.52% | Add |
| 19 | WFC | Wells Fargo & Co | +0.1% | +82.35% | Add |
| 20 | PLTR | Palantir Technologies Inc-a | +0.1% | +14.84% | Add |
| 21 | VO | Vanguard Mid-cap ETF | +0.1% | +20.82% | Add |
| 22 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | -8.93% | Add |
| 23 | TSLA | Tesla Inc | +0.1% | +2.44% | Add |
| 24 | MO | Altria Group Inc | +0.1% | +16.90% | Add |
| 25 | IEI | Ishares 3-7 Year Treasury Bo | +0.1% | +15.07% | Add |
| 26 | AMZN | Amazon.com Inc | +0.1% | +4.23% | Add |
| 27 | CAT | Caterpillar Inc | +0.1% | -0.93% | Trim |
| 28 | BAC | Bank Of America CORP | +0.1% | +1.31% | Add |
| 29 | GEV | GE Vernova Inc | +0.1% | — | Unchanged |
| 30 | SMHUSD | Market Vectors Semiconductor | 0% | +7.60% | Trim |
| 31 | AEP | American Electric Power Company, Inc. | 0% | — | Add |
| 32 | GLW | Corning Inc | 0% | — | Unchanged |
| 33 | LRCXEUR | Lam Research CORP | 0% | +0.19% | Add |
| 34 | NEM | Newmont CORP | 0% | — | Unchanged |
| 35 | CRWD | Crowdstrike Holdings Inc - A | 0% | +4.49% | Trim |
| 36 | INTC | Intel CORP | 0% | -2.56% | Trim |
| 37 | URI | United Rentals Inc | 0% | — | Unchanged |
| 38 | BADEUR | Badger Daylighting LTD | 0% | — | Unchanged |
| 39 | KO | Coca-cola Co/the | 0% | +15.64% | Add |
| 40 | FBNC | First Bancorp/nc | 0% | -1.40% | Trim |
| 41 | ✓ | Raytheon Company | 0% | — | Add |
| 42 | GLD | Spdr Gold Shares | 0% | +0.22% | Add |
| 43 | WMT | Walmart Inc | 0% | +2.38% | Add |
| 44 | BA | Boeing Co/the | 0% | +12.90% | Add |
| 45 | META | Meta Platforms Inc-class A | 0% | +0.29% | Trim |
| 46 | IGV | Ishares Expanded Tech-softwa | 0% | -15.65% | Trim |
| 47 | IBM | Intl Business Machines CORP | 0% | +17.67% | Add |
| 48 | CMI | Cummins Inc | 0% | — | Unchanged |
| 49 | C | Citigroup Inc | 0% | +15.33% | Add |
| 50 | QQQM | Invesco Nasdaq 100 ETF | 0% | +0.17% | Add |
According to official SEC Form 13F filings, Cascades Capital Asset Management, LLC reported a total U.S. public equity portfolio value of $270.4M across 154 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including VOO, VIG, MSFT) accounted for 30.6% of total reported equity market value during Q3 2025.
Top New Position Initiated
VIGI
市值: $3.8M
Top Position Liquidated / Trimmed
XLE
前期市值: $740.6K
During Q3 2025, Cascades Capital Asset Management, LLC's top holdings by market value included VOO (10.0%)、VIG (9.5%)、MSFT (6.1%). The largest single position, VOO, represented 10.0% of total portfolio value.
In Q3 2025, Cascades Capital Asset Management, LLC made 158 total portfolio adjustments, initiating 29 new buys, adding to 59 positions, trimming 53 holdings, and fully liquidating 17 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.