CC
Cascades Capital Asset Management, LLC — 13F Filing & Top Stock Positions (Q2 2026)
Cascades Capital Asset Management, LLCCIK: 0002035512
Diversified strategyMomentum followerSector-focused
Total reported value
$270.4M
Reporting period: 2026-06-30 · Number of holdings: 168
Cascades Capital Asset Management, LLC disclosed 168 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $270.4M and a quarterly turnover rate of 20.4%.
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Personality snowflake
- Concentration
- 16.07
- Portfolio Stability
- 20.39
- Momentum
- 100
- Sector conviction
- 76.95
- Diversification
- 100
- Sizing Uniformity
- 76.03
Cascades Capital Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 168 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.40), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VTV
+27.5% $4.0M
Trim MSFT
-5.7% -$493.9K
Add VOO
+4.8% $4.7M
Add MU
+30.7% $1.7M
Trim VIGI
-73.4% -$1.3M
Trim GLD
-32.6% -$993.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 167 holdings (of 168 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 11.72% | +0.16% | +4.45% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 10.35% | +0.61% | +4.78% | |
| 3 | VOOV | Vanguard S&p 500 Value ETF | ETF-Large Cap & Growth | 5.24% | -0.36% | -1.52% | |
| 4 | VTV | Vanguard Value ETF | ETF-Other | 5.07% | +1.02% | +27.52% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 4.62% | -0.04% | -1.48% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 3.85% | -0.17% | -5.63% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 3.45% | -0.67% | -5.75% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 3.04% | +0.13% | +499.48% | |
| 9 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.72% | +0.05% | +311.00% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.62% | +0.17% | -2.46% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.86% | +0.03% | +0.04% | |
| 12 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.69% | -0.25% | -0.76% | |
| 13 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 1.66% | +0.31% | +9.71% | |
| 14 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.25% | -0.26% | -6.17% | |
| 15 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.19% | -0.02% | +0.38% | |
| 16 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.19% | +0.31% | +0.52% | |
| 17 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.13% | +0.11% | -4.26% | |
| 18 | SCHI | Schwab 5-10 Year Corporate B | ETF-Corp Bonds | 1.07% | -0.09% | +5.39% | |
| 19 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.93% | -0.03% | +10.70% | |
| 20 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.90% | -0.20% | -6.96% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.83% | -0.01% | +0.77% | |
| 22 | FBNC | First Bancorp/nc | Stock-Other | 0.82% | — | -0.43% | |
| 23 | MU | Micron Technology Inc | Stock-Tech | 0.82% | +0.61% | +30.71% | |
| 24 | XLI | Ss Industrial Select Sector | ETF-Other | 0.80% | +0.13% | +18.21% | |
| 25 | PPI | Astoria Real Assets ETF | ETF-Other | 0.79% | +0.14% | +33.85% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.76% | -0.27% | -14.71% | |
| 27 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.76% | +0.13% | +698.19% | |
| 28 | CAT | Caterpillar Inc | Stock-Industrials | 0.74% | +0.18% | +0.16% | |
| 29 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.73% | +0.31% | +98.51% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.71% | -0.02% | -2.93% | |
| 31 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.69% | +0.18% | +7.60% | |
| 32 | INTC | Intel CORP | Stock-Tech | 0.64% | +0.42% | +2.69% | |
| 33 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.62% | +0.12% | +25.37% | |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.60% | -0.07% | -2.56% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.59% | -0.33% | -9.17% | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.58% | -0.03% | -6.18% | |
| 37 | DUK | Duke Energy CORP | Stock-Utilities | 0.56% | +0.04% | +25.39% | |
| 38 | SMHUSD | Market Vectors Semiconductor | ETF-Other | 0.55% | +0.09% | -20.11% | |
| 39 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.55% | -0.11% | -5.65% | |
| 40 | ABBV | Abbvie Inc | Stock-Healthcare | 0.53% | +0.01% | +0.30% | |
| 41 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.53% | -0.21% | -7.93% | |
| 42 | PSFF | Pacer Swan Sos Fund Of Funds | ETF-Other | 0.51% | -0.05% | -4.27% | |
| 43 | GLD | Spdr Gold Shares | ETF-Commodities | 0.50% | -0.48% | -32.60% | |
| 44 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.46% | +0.46% | NEW | |
| 45 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 0.45% | -0.07% | -4.53% | |
| 46 | AVGO | Broadcom Inc | Stock-Tech | 0.45% | +0.13% | +28.69% | |
| 47 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.44% | +0.16% | -9.60% | |
| 48 | LRGE | Clearbridge Large Cap Growth | ETF-Large Cap & Growth | 0.44% | -0.01% | -3.21% | |
| 49 | JPM 6 PERP EEBond | Jpmorgan Chase & Co | Bond | 0.43% | -0.21% | -25.08% | |
| 50 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.43% | -0.02% | +0.28% |
1–50 of 167
Portfolio Performance
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+19.6%
- Stdev
- +11%
- Beta
- +0.83
- Alpha
- +0.5%
- Max Drawdown
- -6.8%
- Annualized Perf
- +14%
- Batting Avg vs S&P
- +47.6%
- Sortino
- +2.37
- Stutzer
- +0.37
- Treynor
- +0.16
- Sterling
- +0.94
- Calmar
- +2.05
- Information Ratio
- -0.69
- Tracking Error
- +3.1%
- Stdev Down
- +5.8%
- Winning Months %
- +71.4%
- Losing Months %
- +28.6%
- Best 12 Months
- +26.7%
- Worst 12 Months
- +11.1%
- Efficiency Ratio
- +0.46
- Sharpe
- +1.25
- Stdev Sectors
- +12.5%
- Skewness
- -0.06
- Kurtosis
- 0
- Upside Potential
- +3.91
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Cascades Capital Asset Management, LLC's most significant position changes for 2026-06-30: New buy: Dimensional US Small Cap Val (DFSV); Sold out: Ishares Flex I A Etf-usd Inc (BINC); New buy: Invesco S&p International De (IDHQ); Sold out: Vanguard Mid-cap Value ETF (VOE); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | +1% | +27.52% | Add |
| 2 | VOO | Vanguard S&p 500 ETF | +0.6% | +4.78% | Add |
| 3 | MU | Micron Technology Inc | +0.6% | +30.71% | Add |
| 4 | DFSV | Dimensional US Small Cap Val | +0.5% | NEW | New buy |
| 5 | INTC | Intel CORP | +0.4% | +2.69% | Add |
| 6 | ✓ | Powershares Qqq Trust Ser 1 | +0.3% | +9.71% | Add |
| 7 | UNH | Unitedhealth Group Inc | +0.3% | +0.52% | Add |
| 8 | VCSH | Vanguard S/t CORP Bond ETF | +0.3% | +98.51% | Add |
| 9 | CAT | Caterpillar Inc | +0.2% | +0.16% | Add |
| 10 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +7.60% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.2% | -2.46% | Trim |
| 12 | GLW | Corning Inc | +0.2% | +4.59% | Add |
| 13 | IDHQ | Invesco S&p International De | +0.2% | NEW | New buy |
| 14 | VIG | Vanguard Dividend Apprec ETF | +0.2% | +4.45% | Add |
| 15 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | -9.60% | Trim |
| 16 | PPI | Astoria Real Assets ETF | +0.1% | +33.85% | Add |
| 17 | VUG | Vanguard Growth ETF | +0.1% | +499.48% | Add |
| 18 | XLI | Ss Industrial Select Sector | +0.1% | +18.21% | Add |
| 19 | VGT | Vanguard Info Tech ETF | +0.1% | +698.19% | Add |
| 20 | AVGO | Broadcom Inc | +0.1% | +28.69% | Add |
| 21 | VEA | Vanguard Ftse Developed ETF | +0.1% | +25.37% | Add |
| 22 | LLY | Eli Lilly & Co | +0.1% | -4.26% | Trim |
| 23 | ✓ | +0.1% | NEW | New buy | |
| 24 | SMHUSD | Market Vectors Semiconductor | +0.1% | -20.11% | Trim |
| 25 | PANW | Palo Alto Networks Inc | +0.1% | -13.02% | Trim |
| 26 | CSCO | Cisco Systems Inc | +0.1% | -4.17% | Trim |
| 27 | EWY | Ishares Msci South Korea ETF | +0.1% | NEW | New buy |
| 28 | XLF | Ss Financial Select Sector | +0.1% | NEW | New buy |
| 29 | CNC | Centene CORP | +0.1% | NEW | New buy |
| 30 | STX | Seagate Technology Holdings plc | +0.1% | NEW | New buy |
| 31 | VO | Vanguard Mid-cap ETF | +0.1% | +311.00% | Add |
| 32 | LOW | Lowe's Cos Inc | +0.1% | +35.53% | Add |
| 33 | GEV | GE Vernova Inc | +0.1% | +3.59% | Add |
| 34 | SMERY | Siemens Energy AG Spon Adr | +0.1% | +669.23% | Add |
| 35 | DUK | Duke Energy CORP | 0% | +25.39% | Add |
| 36 | AEP | American Electric Power Company, Inc. | 0% | +0.73% | Add |
| 37 | URI | United Rentals Inc | 0% | — | Unchanged |
| 38 | BNY | Bank Of New York Mellon CORP | 0% | NEW | New buy |
| 39 | VRT | Vertiv Holdings Co-a | 0% | +33.06% | Add |
| 40 | QCOM | Qualcomm Inc | 0% | NEW | New buy |
| 41 | IVES | Dan Wedbush Ai Rev ETF | 0% | NEW | New buy |
| 42 | AMAT | Applied Materials Inc | 0% | NEW | New buy |
| 43 | MIST | Milestone Pharmaceuticals In | 0% | NEW | New buy |
| 44 | WD | Walker & Dunlop Inc | 0% | NEW | New buy |
| 45 | ELCV | Eventide High Dividend ETF | 0% | NEW | New buy |
| 46 | CGBL | Cap Group Core Balanced | 0% | NEW | New buy |
| 47 | QBTS | D-wave Quantum Inc | 0% | NEW | New buy |
| 48 | MRVL | Marvell Technology, Inc. | 0% | NEW | New buy |
| 49 | FNDF | Schwab Fndmn Intl Lrg Co ETF | 0% | NEW | New buy |
| 50 | MAR | Marriott International -cl A | 0% | NEW | New buy |
1–50 of 178
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Cascades Capital Asset Management, LLC and what type of investor is it?
Cascades Capital Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $270.4M, spread across 168 disclosed positions.
What are Cascades Capital Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, Cascades Capital Asset Management, LLC's top holdings by market value are:
1. Vanguard Dividend Apprec ETF (VIG) — $31.7M (11.7%)
2. Vanguard S&p 500 ETF (VOO) — $28.0M (10.3%)
3. Vanguard S&p 500 Value ETF (VOOV) — $14.2M (5.2%)
4. Vanguard Value ETF (VTV) — $13.7M (5.1%)
5. Apple Inc (AAPL) — $12.5M (4.6%)
What changes did Cascades Capital Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Cascades Capital Asset Management, LLC made 153 notable position adjustments: 20 new positions were initiated, 57 existing holdings were added to, 65 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: Dimensional US Small Cap Val (DFSV); Sold out: Ishares Flex I A Etf-usd Inc (BINC); New buy: Invesco S&p International De (IDHQ); Sold out: Vanguard Mid-cap Value ETF (VOE); Sold out:
What sectors does Cascades Capital Asset Management, LLC focus on?
Cascades Capital Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.2%
• Health Care: 10.8%
• Communication Services: 10.2%
• Financials: 9.2%
• Industrials: 7.5%
• Consumer Discretionary: 7.2%
Investment Profile
Cascades Capital Asset Management, LLC returned an annualized 13.9% over the trailing 21 months — outperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.83 (less volatile than the market) and a 48% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 46.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its VTV position over the past two quarters (+$7.2M, now $13.7M), while trimming MSFT over the same stretch (-$3.7M, still holding $9.3M).
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Developer Access
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