CIK: 0001900946
Total reported value
$202.4M
Reporting period: 2026-03-31 · Number of holdings: 69
CarsonAllaria Wealth Management, Ltd. disclosed 69 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $202.4M and a quarterly turnover rate of 5.7%.
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CarsonAllaria Wealth Management, Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 17 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.74), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim DFUS
-3.8% -$1.7M
Trim SPYG
+6.1% -$646.0K
Trim MSFT
-4.2% -$670.2K
Add SPYV
+3.7% $768.2K
Add SPMD
+8.9% $633.4K
Add SLYV
+1.7% $641.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 11.81% | +0.32% | +3.74% | |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 11.66% | -0.37% | +6.07% | |
| 3 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 9.85% | -0.90% | -3.79% | |
| 4 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 6.53% | +0.19% | +2.07% | |
| 5 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 5.81% | +0.29% | +1.73% | |
| 6 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 4.38% | +0.09% | +0.38% | |
| 7 | MINO | Pimco Municipal Income Oppor | ETF-Other | 3.53% | +0.07% | +2.68% | |
| 8 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 3.36% | +0.07% | +3.27% | |
| 9 | DFUV | Dimensional US Marketwide Va | ETF-Other | 3.31% | +0.03% | -2.42% | |
| 10 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 3.18% | — | +2.26% | |
| 11 | LDUR | Pimco Enhanced Low Duration | ETF-Other | 3.16% | +0.18% | +6.66% | |
| 12 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.12% | +0.10% | +0.03% | |
| 13 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 3.07% | +0.30% | +8.88% | |
| 14 | IYR | Ishares US Real Estate ETF | ETF-Other | 2.53% | +0.06% | +1.96% | |
| 15 | SMMU | Pimco Shrt Trm Muni Bnd ETF | ETF-Other | 2.36% | -0.07% | -2.34% | |
| 16 | GWX | State Street Spdr S&p Intern | ETF-Other | 2.19% | +0.09% | +1.27% | |
| 17 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.63% | +0.01% | +1.77% | |
| 18 | AAPL | Apple INC | Stock-Tech | 1.55% | -0.12% | -0.17% | |
| 19 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.47% | +0.01% | -0.98% | |
| 20 | DFAR | Dimensional US Real Est ETF | ETF-Other | 1.13% | -0.06% | -7.49% | |
| 21 | EWX | State Street Spdr S&p Emergi | ETF-Other | 1.04% | +0.02% | +1.79% | |
| 22 | DFAI | Dimensional International Co | ETF-Other | 0.98% | +0.03% | +1.49% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.91% | -0.34% | -4.18% | |
| 24 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.88% | +0.04% | +1.15% | |
| 25 | DFAT | Dimensional US Target Value | ETF-Other | 0.83% | +0.03% | -0.39% | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.67% | -0.11% | — | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.59% | -0.04% | — | |
| 28 | DISV | Dimensional International Sm | ETF-Other | 0.54% | +0.02% | +0.00% | |
| 29 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | -0.06% | -4.91% | |
| 30 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.46% | — | +0.05% | |
| 31 | CAT | Caterpillar INC | Stock-Industrials | 0.46% | +0.05% | -9.05% | |
| 32 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.46% | +0.02% | +0.02% | |
| 33 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.44% | — | — | |
| 34 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.35% | -0.06% | -5.34% | |
| 35 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.31% | — | -8.35% | |
| 36 | WMT | Walmart INC | Stock-Consumer Staples | 0.28% | +0.03% | +0.09% | |
| 37 | UNP | Union Pacific CORP | Stock-Industrials | 0.27% | — | — | |
| 38 | LECO | Lincoln Electric Holdings | Stock-Industrials | 0.25% | — | +0.29% | |
| 39 | ENB | Enbridge INC | Stock-Energy | 0.25% | +0.03% | -0.85% | |
| 40 | WPC | Wp Carey INC | Stock-Real Estate | 0.18% | — | +0.46% | |
| 41 | PFE | Pfizer INC | Stock-Healthcare | 0.18% | +0.05% | +22.60% | |
| 42 | TSLA | Tesla INC | Stock-Consumer Disc | 0.16% | — | +12.63% | |
| 43 | ETR | Entergy CORP | Stock-Utilities | 0.15% | +0.02% | -2.25% | |
| 44 | CNI | Canadian Natl Railway Co | Stock-Industrials | 0.15% | — | — | |
| 45 | PSX | Phillips 66 | Stock-Energy | 0.15% | -0.02% | -38.01% | |
| 46 | ARKK | Ark Innovation ETF | ETF-Other | 0.15% | -0.02% | +1.53% | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.15% | — | +0.10% | |
| 48 | WFC | Wells Fargo & Co | Stock-Financials | 0.15% | -0.03% | -1.42% | |
| 49 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.15% | — | — | |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.14% | -0.02% | -8.96% |
Performance for Q3 2026
+3.3%
Performance Last 4 Quarters
+23%
Based on 50% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 69 | $202.4M | 6 | |
| 2025-12-31 | 67 | $201.5M | 6 | |
| 2025-09-30 | 69 | $192.3M | 25 | |
| 2025-06-30 | 357 | $186.5M | 0 | |
| 2025-03-31 | 367 | $172.6M | 0 | |
| 2024-12-31 | 351 | $174.7M | 0 | |
| 2024-09-30 | 395 | $174.4M | 0 | |
| 2024-06-30 | 379 | $163.4M | 0 | |
| 2024-03-31 | 395 | $159.0M | 0 | |
| 2023-12-31 | 358 | $139.5M | 0 | |
| 2023-09-30 | 362 | $123.1M | 0 | |
| 2023-06-30 | 387 | $127.1M | 0 | |
| 2023-03-31 | 370 | $118.7M | 0 | |
| 2022-12-31 | 359 | $114.3M | 0 | |
| 2022-09-30 | 342 | $107.7M | 0 | |
| 2022-06-30 | 336 | $107.1M | 0 | |
| 2022-03-31 | 336 | $111.7M | 0 | |
| 2021-12-31 | 367 | $113.1M | 0 |
CarsonAllaria Wealth Management, Ltd.'s most significant position changes for 2026-03-31: Sold out: Blackrock INC (BLK); Sold out: Exxon Mobil CORP (XOM); Sold out: Vanguard S&p 500 ETF (VOO); New buy: Johnson & Johnson (JNJ); New buy: Edison International (EIX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPYV | Ss Spdr P S&p 500 Value ETF | +0.3% | +3.74% | Add |
| 2 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +0.3% | +8.88% | Add |
| 3 | SLYV | Ss Spdr S&p 600 Sc Val ETF | +0.3% | +1.73% | Add |
| 4 | IDEV | Ishares Core Msci Dev Mkts | +0.2% | +2.07% | Add |
| 5 | LDUR | Pimco Enhanced Low Duration | +0.2% | +6.66% | Add |
| 6 | IEMG | Ishares Core Msci Emerging | +0.1% | +0.03% | Add |
| 7 | DFAS | Dimensional US Small Cap ETF | +0.1% | +0.38% | Add |
| 8 | GWX | State Street Spdr S&p Intern | +0.1% | +1.27% | Add |
| 9 | MINO | Pimco Municipal Income Oppor | +0.1% | +2.68% | Add |
| 10 | BOND | Pimco Active Bond Exchange-t | +0.1% | +3.27% | Add |
| 11 | IYR | Ishares US Real Estate ETF | +0.1% | +1.96% | Add |
| 12 | CAT | Caterpillar INC | +0.1% | -9.05% | Trim |
| 13 | PFE | Pfizer INC | +0.1% | +22.60% | Add |
| 14 | USRT | Ishares Core US Reit ETF | 0% | +1.15% | Add |
| 15 | DFUV | Dimensional US Marketwide Va | 0% | -2.42% | Trim |
| 16 | DFAT | Dimensional US Target Value | 0% | -0.39% | Trim |
| 17 | DFAI | Dimensional International Co | 0% | +1.49% | Add |
| 18 | VZ | Verizon Communications INC | 0% | +4.03% | Add |
| 19 | WMT | Walmart INC | 0% | +0.09% | Add |
| 20 | ENB | Enbridge INC | 0% | -0.85% | Trim |
| 21 | EWX | State Street Spdr S&p Emergi | 0% | +1.79% | Add |
| 22 | ETR | Entergy CORP | 0% | -2.25% | Trim |
| 23 | DISV | Dimensional International Sm | 0% | +0.00% | Add |
| 24 | DFAE | Dimensional Emerging Core Eq | 0% | +0.02% | Add |
| 25 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | 0% | -0.98% | Trim |
| 26 | MUNI | Pimco Intermediate Municipal | 0% | +1.77% | Add |
| 27 | NEE | Nextera Energy INC | 0% | — | Unchanged |
| 28 | PSX | Phillips 66 | 0% | -38.01% | Trim |
| 29 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -8.96% | Trim |
| 30 | ARKK | Ark Innovation ETF | 0% | +1.53% | Add |
| 31 | WFC | Wells Fargo & Co | 0% | -1.42% | Trim |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 33 | NVDA | Nvidia CORP | -0.1% | -4.91% | Trim |
| 34 | AMZN | Amazon.com INC | -0.1% | -5.34% | Trim |
| 35 | DFAR | Dimensional US Real Est ETF | -0.1% | -7.49% | Trim |
| 36 | EMR | Emerson Electric Co | -0.1% | -39.23% | Trim |
| 37 | SMMU | Pimco Shrt Trm Muni Bnd ETF | -0.1% | -2.34% | Trim |
| 38 | LLY | Eli Lilly & Co | -0.1% | — | Unchanged |
| 39 | AAPL | Apple INC | -0.1% | -0.17% | Trim |
| 40 | MSFT | Microsoft CORP | -0.3% | -4.18% | Trim |
| 41 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.4% | +6.07% | Add |
| 42 | DFUS | Dimensional US Eq Mkt ETF | -0.9% | -3.79% | Trim |
| 43 | BLK | Blackrock INC | — | EXIT | Sold out |
| 44 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 45 | VOO | Vanguard S&p 500 ETF | — | EXIT | Sold out |
| 46 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 47 | EIX | Edison International | — | NEW | New buy |
| 48 | APD | Air Products & Chemicals INC | — | NEW | New buy |
| 49 | COP | Conocophillips | — | NEW | New buy |
| 50 | DNOW | Dnow INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-30 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-22 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-28 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-24 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-28 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-27 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-21 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-07 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-01 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-26 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-06 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-02 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-05 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
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