CI
Carroll Investors, Inc 13F Filing (Q2 2026) — Top Positions & Stock Picks
Carroll Investors, IncCIK: 0001911400
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$234.0M
Reporting period: 2026-06-30 · Number of holdings: 31
Carroll Investors, Inc disclosed 31 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $234.0M and a quarterly turnover rate of 30.6%.
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Personality snowflake
- Concentration
- 33.89
- Portfolio Stability
- 30.58
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 62
- Sizing Uniformity
- 87.04
Carroll Investors, Inc's disclosed holdings carry a Herfindahl concentration index of 0.085 — mathematically equivalent to about 12 equally-sized positions, well below its 31 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.30), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AMD
-0.0% $20.2M
Trim PLTR
-0.1% -$7.1M
Add PANW
+0.2% $10.7M
Add SNOW
-0.2% $6.3M
Trim MSFT
+0.2% $107.1K
Trim TSLA
-0.1% $2.9M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMD | Advanced Micro Devices | Stock-Tech | 13.33% | +7.47% | -0.01% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 11.93% | -1.11% | -0.09% | |
| 3 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 11.84% | -6.75% | -0.06% | |
| 4 | TSLA | Tesla Inc | Stock-Consumer Disc | 10.78% | -1.16% | -0.08% | |
| 5 | PANW | Palo Alto Networks Inc | Stock-Tech | 8.59% | +3.55% | +0.21% | |
| 6 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 6.73% | +0.41% | +0.05% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 6.73% | -0.89% | -2.89% | |
| 8 | SNOW | Snowflake Inc | Stock-Tech | 6.63% | +1.70% | -0.22% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 5.00% | -1.19% | +0.19% | |
| 10 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 3.04% | -1.01% | -0.33% | |
| 11 | SOFI | Sofi Technologies Inc | Stock-Financials | 2.92% | -0.21% | +3.50% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.88% | -0.25% | +0.56% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.83% | -0.39% | +5.09% | |
| 14 | PGR | Progressive CORP | Stock-Financials | 1.80% | -0.32% | -3.96% | |
| 15 | CRWV | Coreweave Inc-cl A | Stock-Tech | 1.52% | +0.55% | +53.23% | |
| 16 | GE | General Electric | Stock-Industrials | 1.08% | +0.08% | +2.21% | |
| 17 | RXRX | Recursion Pharmaceuticals-a | Stock-Healthcare | 0.78% | -0.06% | -1.78% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.52% | +0.15% | +42.66% | |
| 19 | CEG | Constellation Energy | Stock-Utilities | 0.33% | -0.12% | — | |
| 20 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.28% | -0.02% | -3.04% | |
| 21 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 0.22% | -0.03% | — | |
| 22 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 0.18% | -0.07% | — | |
| 23 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.14% | — | — | |
| 24 | WMT | Walmart Inc | Stock-Consumer Staples | 0.13% | -0.05% | — | |
| 25 | AVGO | Broadcom Inc | Stock-Tech | 0.13% | — | — | |
| 26 | PH | Parker Hannifin CORP | Stock-Industrials | 0.12% | -0.02% | — | |
| 27 | APH | Amphenol Corp-cl A | Stock-Tech | 0.12% | +0.12% | NEW | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.11% | -0.03% | -10.12% | |
| 29 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.11% | -0.01% | — | |
| 30 | HIMS | Hims & Hers Health Inc | Stock-Healthcare | 0.10% | +0.10% | NEW | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.10% | +0.10% | NEW |
Portfolio Performance
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+25%
- Stdev
- +25%
- Beta
- +1.46
- Alpha
- -4.7%
- Max Drawdown
- -20.1%
- Annualized Perf
- +23.8%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +2.08
- Stutzer
- +0.29
- Treynor
- +0.17
- Sterling
- +0.96
- Calmar
- +1.18
- Information Ratio
- +0.26
- Tracking Error
- +17.4%
- Stdev Down
- +11.8%
- Winning Months %
- +52.8%
- Losing Months %
- +47.2%
- Best 12 Months
- +51.2%
- Worst 12 Months
- +6.3%
- Efficiency Ratio
- +0.42
- Sharpe
- +0.98
- Stdev Sectors
- +20.6%
- Skewness
- +0.43
- Kurtosis
- -0.78
- Upside Potential
- +4.05
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 31 | $234.0M | 31 | ||
| 2026 Q1 | 31 | $187.1M | 22 | ||
| 2025 Q4 | 31 | $209.3M | 9 | ||
| 2025 Q3 | 30 | $206.5M | 48 | ||
| 2025 Q2 | 31 | $188.7M | 0 | ||
| 2025 Q1 | 29 | $150.2M | 0 | ||
| 2024 Q4 | 29 | $177.3M | 0 | ||
| 2024 Q3 | 30 | $152.6M | 0 | ||
| 2024 Q2 | 22 | $142.7M | 0 | ||
| 2024 Q1 | 24 | $132.8M | 0 | ||
| 2023 Q4 | 22 | $120.5M | 0 | ||
| 2023 Q3 | 27 | $112.8M | 0 | ||
| 2023 Q2 | 26 | $133.3M | 0 | ||
| 2023 Q1 | 39 | $122.5M | 0 | ||
| 2022 Q4 | 40 | $94.3M | 0 | ||
| 2022 Q3 | 42 | $124.1M | 0 | ||
| 2022 Q2 | 32 | $110.0M | 0 | ||
| 2022 Q1 | 2391 | $156.4M | 0 | ||
| 2021 Q4 | 2500 | $176.3M | 0 |
Holding changes this quarter
Carroll Investors, Inc's most significant position changes for 2026-06-30: Sold out: D-wave Quantum Inc (QBTS); Sold out: Spotify Technology S.A. (SPOT); New buy: Amphenol Corp-cl A (APH); Sold out: Nextera Energy Inc (NEE); New buy: Hims & Hers Health Inc (HIMS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMD | Advanced Micro Devices | +7.5% | -0.01% | Trim |
| 2 | PANW | Palo Alto Networks Inc | +3.6% | +0.21% | Add |
| 3 | SNOW | Snowflake Inc | +1.7% | -0.22% | Trim |
| 4 | CRWV | Coreweave Inc-cl A | +0.6% | +53.23% | Add |
| 5 | VRT | Vertiv Holdings Co-a | +0.4% | +0.05% | Add |
| 6 | GOOGL | Alphabet Inc-cl A | +0.2% | +42.66% | Add |
| 7 | APH | Amphenol Corp-cl A | +0.1% | NEW | New buy |
| 8 | HIMS | Hims & Hers Health Inc | +0.1% | NEW | New buy |
| 9 | CAT | Caterpillar Inc | +0.1% | NEW | New buy |
| 10 | GE | General Electric | +0.1% | +2.21% | Add |
| 11 | GOOG | Alphabet Inc-cl C | — | — | Unchanged |
| 12 | AVGO | Broadcom Inc | — | — | Unchanged |
| 13 | HWM | Howmet Aerospace Inc | 0% | — | Unchanged |
| 14 | MGK | Vanguard Mega Cap Growth ETF | 0% | -3.04% | Trim |
| 15 | PH | Parker Hannifin CORP | 0% | — | Unchanged |
| 16 | CMG | Chipotle Mexican Grill Inc | 0% | — | Unchanged |
| 17 | JPM | Jpmorgan Chase & Co | 0% | -10.12% | Trim |
| 18 | WMT | Walmart Inc | -0.1% | — | Unchanged |
| 19 | RXRX | Recursion Pharmaceuticals-a | -0.1% | -1.78% | Trim |
| 20 | ISRG | Intuitive Surgical Inc | -0.1% | — | Unchanged |
| 21 | CEG | Constellation Energy | -0.1% | — | Unchanged |
| 22 | NEE | Nextera Energy Inc | -0.1% | EXIT | Sold out |
| 23 | SPOT | Spotify Technology S.A. | -0.2% | EXIT | Sold out |
| 24 | SOFI | Sofi Technologies Inc | -0.2% | +3.50% | Add |
| 25 | QBTS | D-wave Quantum Inc | -0.2% | EXIT | Sold out |
| 26 | AMZN | Amazon.com Inc | -0.3% | +0.56% | Add |
| 27 | PGR | Progressive CORP | -0.3% | -3.96% | Trim |
| 28 | META | Meta Platforms Inc-class A | -0.4% | +5.09% | Add |
| 29 | AAPL | Apple Inc | -0.9% | -2.89% | Trim |
| 30 | COST | Costco Wholesale CORP | -1% | -0.33% | Trim |
| 31 | NVDA | Nvidia CORP | -1.1% | -0.09% | Trim |
| 32 | TSLA | Tesla Inc | -1.2% | -0.08% | Trim |
| 33 | MSFT | Microsoft CORP | -1.2% | +0.19% | Add |
| 34 | PLTR | Palantir Technologies Inc-a | -6.8% | -0.06% | Trim |
Filing History
FAQ
What is Carroll Investors, Inc and what type of investor is it?
Carroll Investors, Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $234.0M, spread across 31 disclosed positions.
What are Carroll Investors, Inc's largest equity positions?
Based on the latest 13F filing, Carroll Investors, Inc's top holdings by market value are:
1. Advanced Micro Devices (AMD) — $31.2M (13.3%)
2. Nvidia CORP (NVDA) — $27.9M (11.9%)
3. Palantir Technologies Inc-a (PLTR) — $27.7M (11.8%)
4. Tesla Inc (TSLA) — $25.2M (10.8%)
5. Palo Alto Networks Inc (PANW) — $20.1M (8.6%)
What changes did Carroll Investors, Inc make in its most recent portfolio filing?
In the latest reported quarter, Carroll Investors, Inc made 26 notable position adjustments: 3 new positions were initiated, 9 existing holdings were added to, 11 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: D-wave Quantum Inc (QBTS); Sold out: Spotify Technology S.A. (SPOT); New buy: Amphenol Corp-cl A (APH); Sold out: Nextera Energy Inc (NEE); New buy: Hims & Hers Health Inc (HIMS)
What sectors does Carroll Investors, Inc focus on?
Carroll Investors, Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 66.0%
• Consumer Discretionary: 13.9%
• Industrials: 8.2%
• Financials: 4.8%
• Consumer Staples: 3.2%
• Communication Services: 2.5%
Investment Profile
Carroll Investors, Inc returned an annualized 23.8% over the trailing 36 months — underperforming the S&P 500 by 4.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.46 (more volatile than the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 66.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 31 over the past 4 quarters — a shift toward more active trading.
It has added to its VRT position over the past two quarters (+$10.3M, now $15.8M), while trimming PLTR over the same stretch (-$12.1M, still holding $27.7M).
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Developer Access
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