RC
Richardson Capital Management LLC 13F Filings & Institutional Holdings (Q3 2026)
Richardson Capital Management LLCCIK: 0001621646
Sector-focusedMomentum followerLong-term holder
Total reported value
$243.9M
Reporting period: 2026-09-30 · Number of holdings: 264
Richardson Capital Management LLC disclosed 264 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $243.9M and a quarterly turnover rate of 11.5%.
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Personality snowflake
- Concentration
- 48.02
- Portfolio Stability
- 11.48
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 44.49
Richardson Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.120 — mathematically equivalent to about 8 equally-sized positions, well below its 264 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.55), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out DFSV
New buy 25239Y246
Add SCHG
+3.7% $3.6M
Trim IJH
+2.6% -$877.3K
Add NVDA
+0.2% $1.7M
Add VYM
+149.8% $859.7K
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 264 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 22.36% | -0.17% | +1.48% | |
| 2 | SCHG | Schwab US Large-cap Growth | ETF-Other | 15.96% | +0.86% | +3.71% | |
| 3 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 13.55% | -0.17% | +1.78% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 11.07% | +0.29% | +4.87% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 8.12% | -0.71% | +2.62% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 5.59% | +0.49% | +0.20% | |
| 7 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 5.29% | -0.18% | -1.86% | |
| 8 | ✓ | Stock-Other | 2.41% | +2.41% | NEW | ||
| 9 | MEMS | Matthews Em Discovery | ETF-Other | 1.92% | -0.10% | +4.14% | |
| 10 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.57% | -0.29% | -4.54% | |
| 11 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.69% | -0.03% | — | |
| 12 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.60% | +0.35% | +149.79% | |
| 13 | SCHK | Schwab 1000 Index ETF | ETF-Large Cap & Growth | 0.59% | -0.02% | -0.72% | |
| 14 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 0.36% | -0.11% | -19.42% | |
| 15 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.35% | -0.03% | — | |
| 16 | VUG | Vanguard Growth ETF | ETF-Other | 0.32% | — | -0.29% | |
| 17 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.31% | -0.01% | — | |
| 18 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 0.27% | +0.02% | +28.18% | |
| 19 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.27% | -0.02% | -2.43% | |
| 20 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.26% | -0.02% | — | |
| 21 | ARKK | Ark Innovation ETF | ETF-Other | 0.25% | +0.04% | +11.80% | |
| 22 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.24% | -0.02% | -22.97% | |
| 23 | IXN | Ishares Global Tech ETF | ETF-Tech | 0.21% | -0.01% | -0.34% | |
| 24 | PAVE | Global X US Infrastructure | ETF-Other | 0.21% | — | +15.46% | |
| 25 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.20% | -0.01% | — | |
| 26 | BTC | Grayscale Bitcoin Mini ETF | ETF-Crypto | 0.19% | +0.05% | — | |
| 27 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.19% | +0.03% | +13.17% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.18% | — | — | |
| 29 | XLF | Ss Financial Select Sector | ETF-Other | 0.16% | -0.01% | — | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.15% | -0.01% | +0.20% | |
| 31 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.14% | -0.01% | — | |
| 32 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 0.13% | -0.01% | -0.51% | |
| 33 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.13% | -0.02% | -2.68% | |
| 34 | DHS | Wisdomtree US High Dividend | ETF-Other | 0.12% | — | — | |
| 35 | AAPL | Apple Inc | Stock-Tech | 0.12% | +0.01% | — | |
| 36 | AMD | Advanced Micro Devices | Stock-Tech | 0.11% | — | — | |
| 37 | FELG | Fidelity Enh Lrg Cap Gwth | ETF-Other | 0.11% | — | — | |
| 38 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.11% | — | +3.63% | |
| 39 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.10% | -0.01% | — | |
| 40 | WDIV | St Str Spd S&p Glo Div-us In | ETF-Other | 0.10% | -0.01% | — | |
| 41 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.10% | -0.01% | -4.90% | |
| 42 | VOYG | Voyager Technologies Inc-a | Stock-Other | 0.10% | -0.01% | — | |
| 43 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.10% | — | — | |
| 44 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.09% | — | — | |
| 45 | WSM | Williams-sonoma Inc | Stock-Consumer Disc | 0.09% | -0.01% | — | |
| 46 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.09% | -0.01% | — | |
| 47 | CGGR | Cap Group Growth Equity | ETF-Other | 0.09% | -0.01% | — | |
| 48 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.09% | — | — | |
| 49 | IBM | Intl Business Machines CORP | Stock-Tech | 0.09% | -0.02% | — | |
| 50 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.08% | -0.02% | +0.70% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.9%
Performance Last 4 Quarters
+13.8%
- Stdev
- +12%
- Beta
- +0.99
- Alpha
- -1.7%
- Max Drawdown
- -10.3%
- Annualized Perf
- +15.7%
- Batting Avg vs S&P
- +46.9%
- Sortino
- +2.49
- Stutzer
- +0.38
- Treynor
- +0.16
- Sterling
- +0.9
- Calmar
- +1.52
- Information Ratio
- -0.69
- Tracking Error
- +2.8%
- Stdev Down
- +6.2%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- +31.9%
- Worst 12 Months
- +5.1%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.28
- Stdev Sectors
- +21.2%
- Skewness
- +0.04
- Kurtosis
- 0
- Upside Potential
- +4.05
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Richardson Capital Management LLC's most significant position changes for 2026-09-30: Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; New buy: Blue Owl Capital CORP (OBDC); New buy: Ares Capital CORP (ARCC); Sold out: Akre Focus ETF (AKRE).
Showing top 200 changes by size (of 274 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +2.4% | NEW | New buy | |
| 2 | SCHG | Schwab US Large-cap Growth | +0.9% | +3.71% | Add |
| 3 | NVDA | Nvidia CORP | +0.5% | +0.20% | Add |
| 4 | VYM | Vanguard High Dvd Yield ETF | +0.4% | +149.79% | Add |
| 5 | VOO | Vanguard S&p 500 ETF | +0.3% | +4.87% | Add |
| 6 | OBDC | Blue Owl Capital CORP | +0.1% | NEW | New buy |
| 7 | ARCC | Ares Capital CORP | +0.1% | NEW | New buy |
| 8 | BTC | Grayscale Bitcoin Mini ETF | +0.1% | — | Unchanged |
| 9 | ARKK | Ark Innovation ETF | 0% | +11.80% | Add |
| 10 | NLY | Annaly Capital Management In | 0% | NEW | New buy |
| 11 | COWZ | Pacer US Cash Cows 100 ETF | 0% | +13.17% | Add |
| 12 | CLOA | Ishares Aaa Clo Act Etf-usdi | 0% | NEW | New buy |
| 13 | BAI | Ishrs Ai In And Tech Act ETF | 0% | +28.18% | Add |
| 14 | HTGC | Hercules Capital Inc | 0% | NEW | New buy |
| 15 | IBIT | Ishares Bitcoin Trust ETF | 0% | +2.72% | Add |
| 16 | VXUS | Vanguard Total Intl Stock | 0% | NEW | New buy |
| 17 | SGOV | Ishares 0-3 Month Treasury B | 0% | NEW | New buy |
| 18 | META | Meta Platforms Inc-class A | 0% | +3.50% | Add |
| 19 | AAPL | Apple Inc | 0% | — | Unchanged |
| 20 | BITB | Bitwise Bitcoin ETF | 0% | — | Unchanged |
| 21 | MSFT | Microsoft CORP | 0% | +14.18% | Add |
| 22 | GILD | Gilead Sciences Inc | 0% | — | Unchanged |
| 23 | JEPQ | JPM Nasdaq Equity Premium | 0% | NEW | New buy |
| 24 | ETHA | Ishares Ethereum Trust ETF | 0% | — | Unchanged |
| 25 | CVX | Chevron CORP | 0% | — | Unchanged |
| 26 | BNL | Broadstone Net Lease Inc | 0% | NEW | New buy |
| 27 | MO | Altria Group Inc | 0% | NEW | New buy |
| 28 | LLY | Eli Lilly & Co | 0% | NEW | New buy |
| 29 | ✓ | Churchill Cap CORP Xi | 0% | NEW | New buy |
| 30 | ETH | Grayscale Ethereum Staking M | 0% | +22.89% | Add |
| 31 | MAGS | Roundhill Magnificent Seven | 0% | — | Unchanged |
| 32 | DELL | Dell Technologies -c | 0% | +6.94% | Add |
| 33 | PANW | Palo Alto Networks Inc | 0% | +32.35% | Add |
| 34 | VZ | Verizon Communications Inc | 0% | — | Unchanged |
| 35 | VUG | Vanguard Growth ETF | — | -0.29% | Trim |
| 36 | MRK | Merck & Co. Inc. | — | — | Unchanged |
| 37 | TEKY | Lazard Next Gen Tech ETF | — | +20.77% | Add |
| 38 | AMZN | Amazon.com Inc | — | +13.19% | Add |
| 39 | COP | Conocophillips | — | — | Unchanged |
| 40 | PAVE | Global X US Infrastructure | — | +15.46% | Add |
| 41 | AMD | Advanced Micro Devices | — | — | Unchanged |
| 42 | ✓ | — | +27.90% | Add | |
| 43 | ADP | Automatic Data Processing | — | — | Unchanged |
| 44 | TSLA | Tesla Inc | — | — | Unchanged |
| 45 | ENB | Enbridge Inc | — | NEW | New buy |
| 46 | GS | Goldman Sachs Group Inc | — | — | Unchanged |
| 47 | IEF | Ishares 7-10 Year Treasury B | — | NEW | New buy |
| 48 | GLXY | Galaxy Digital Inc-a | — | NEW | New buy |
| 49 | TXN | Texas Instruments Inc | — | — | Unchanged |
| 50 | IYW | Ishares Ustechnology ETF | — | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Richardson Capital Management LLC and what type of investor is it?
Richardson Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $243.9M, spread across 264 disclosed positions.
What are Richardson Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Richardson Capital Management LLC's top holdings by market value are:
1. Schwab US Large-cap ETF (SCHX) — $54.5M (22.4%)
2. Schwab US Large-cap Growth (SCHG) — $38.9M (16.0%)
3. Schwab Fndmntl US Lrg Co ETF (FNDX) — $33.1M (13.6%)
4. Vanguard S&p 500 ETF (VOO) — $27.0M (11.1%)
5. Ishares Core S&p Midcap ETF (IJH) — $19.8M (8.1%)
What changes did Richardson Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Richardson Capital Management LLC made 93 notable position adjustments: 31 new positions were initiated, 36 existing holdings were added to, 16 positions were partially reduced, and 10 were completely exited. The largest of these moves: Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; New buy: Blue Owl Capital CORP (OBDC); New buy: Ares Capital CORP (ARCC); Sold out: Akre Focus ETF (AKRE)
What sectors does Richardson Capital Management LLC focus on?
Richardson Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 75.9%
• Financials: 6.6%
• Industrials: 4.1%
• Health Care: 3.6%
• Consumer Discretionary: 3.2%
• Consumer Staples: 2.0%
Investment Profile
Richardson Capital Management LLC returned an annualized 15.7% over the trailing 32 months — underperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.99 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 75.9% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 55 to 11 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SCHX position over the past two quarters (+$8.5M, now $54.5M), while trimming PULS over the same stretch (-$1.0M, still holding $876.5K).
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Developer Access
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