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Carolina Wealth Management Inc SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Carolina Wealth Management IncCIK: 0002145383
Diversified strategyMomentum followerSector-focused
Total reported value
$233.2M
Reporting period: 2026-09-30 · Number of holdings: 116
Carolina Wealth Management Inc disclosed 116 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $233.2M and a quarterly turnover rate of 22.8%.
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Personality snowflake
- Concentration
- 21.25
- Portfolio Stability
- 22.8
- Momentum
- 100
- Sector conviction
- 94.1
- Diversification
- 100
- Sizing Uniformity
- 77.18
Carolina Wealth Management Inc's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 116 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 84615Q103
Sold out TMO
Add SPMO
+421.3% $2.9M
New buy ON
Add IWY
+47.7% $2.3M
Add SCHG
+7.1% $4.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 14.21% | +0.80% | +7.08% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 13.23% | -0.03% | +4.32% | |
| 3 | VUG | Vanguard Growth ETF | ETF-Other | 7.02% | -0.23% | -0.75% | |
| 4 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 4.21% | -0.38% | +0.16% | |
| 5 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 3.84% | -0.46% | +3.64% | |
| 6 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 2.94% | +0.84% | +47.73% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 2.85% | +0.79% | +30.25% | |
| 8 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 2.76% | — | +8.48% | |
| 9 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 2.31% | +0.02% | +9.36% | |
| 10 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.09% | -0.14% | -0.57% | |
| 11 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.95% | -0.30% | -7.64% | |
| 12 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.74% | -0.32% | -4.69% | |
| 13 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.72% | -0.45% | -5.24% | |
| 14 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 1.56% | +1.22% | +421.26% | |
| 15 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 1.52% | -0.26% | -1.88% | |
| 16 | ✓ | Stock-Other | 1.41% | +1.41% | NEW | ||
| 17 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.33% | -0.18% | +2.97% | |
| 18 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 1.26% | -0.15% | +11.49% | |
| 19 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.19% | +0.01% | +11.03% | |
| 20 | RWJ | Invesco S&p Smallcap 600 | ETF-Other | 1.15% | -0.16% | -0.92% | |
| 21 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.11% | +0.34% | +46.88% | |
| 22 | ON | On Semiconductor | Stock-Tech | 1.05% | +1.05% | NEW | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.03% | -0.20% | -6.63% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 1.00% | +0.30% | +10.38% | |
| 25 | AAPL | Apple Inc | Stock-Tech | 0.90% | +0.11% | +5.67% | |
| 26 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.86% | +0.33% | +85.49% | |
| 27 | TBUX | T Rowe Price Ultra Short-ter | ETF-Other | 0.86% | +0.11% | +23.40% | |
| 28 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.81% | -0.12% | — | |
| 29 | MINO | Pimco Municipal Income Oppor | ETF-Other | 0.72% | +0.36% | +130.12% | |
| 30 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.70% | -0.08% | -2.96% | |
| 31 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.69% | -0.10% | +0.01% | |
| 32 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 0.68% | -0.38% | -21.04% | |
| 33 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.68% | -0.07% | -1.66% | |
| 34 | VDE | Vanguard Energy ETF | ETF-Other | 0.67% | +0.05% | — | |
| 35 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.64% | -0.05% | — | |
| 36 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.63% | -0.01% | -0.40% | |
| 37 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.60% | — | — | |
| 38 | RY | Royal Bank Of Canada | Stock-Financials | 0.59% | -0.06% | +3.31% | |
| 39 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.56% | +0.41% | +390.98% | |
| 40 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.56% | -0.04% | +0.22% | |
| 41 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.54% | -0.01% | +6.32% | |
| 42 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.52% | -0.10% | -0.50% | |
| 43 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.47% | -0.06% | -6.87% | |
| 44 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.43% | -0.04% | +0.02% | |
| 45 | BND | Vanguard Total Bond Market | ETF-Other | 0.42% | +0.03% | +20.14% | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.41% | -0.06% | -5.58% | |
| 47 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.41% | -0.04% | -0.67% | |
| 48 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.41% | +0.41% | NEW | |
| 49 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.37% | -0.06% | -2.04% | |
| 50 | SNPS | Synopsys Inc | Stock-Tech | 0.33% | +0.33% | NEW |
1–50 of 116
Portfolio Performance
Performance for Q4 2026
-0.3%
Performance Last 4 Quarters
-0.3%
Based on 2 months of available history
- Stdev
- +9.4%
- Beta
- +2.89
- Alpha
- -12.7%
- Max Drawdown
- 0%
- Annualized Perf
- -1.8%
- Batting Avg vs S&P
- +50%
- Sortino
- -0.32
- Stutzer
- —
- Treynor
- -0.01
- Sterling
- —
- Calmar
- —
- Information Ratio
- -0.88
- Tracking Error
- +6.2%
- Stdev Down
- +5%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.08
- Sharpe
- -0.17
- Stdev Sectors
- +15%
- Skewness
- —
- Kurtosis
- —
- Upside Potential
- +2.13
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Carolina Wealth Management Inc's most significant position changes for 2026-09-30: New buy: ; Sold out: Thermo Fisher Scientific Inc (TMO); New buy: On Semiconductor (ON); Sold out: ZIM Integrated Shipping Services Ltd. (ZIM); New buy: Paypal Holdings Inc (PYPL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +1.4% | NEW | New buy | |
| 2 | SPMO | Invesco S&p 500 Momentum ETF | +1.2% | +421.26% | Add |
| 3 | ON | On Semiconductor | +1.1% | NEW | New buy |
| 4 | IWY | Ishares Russell Top 200 Grow | +0.8% | +47.73% | Add |
| 5 | SCHG | Schwab US Large-cap Growth | +0.8% | +7.08% | Add |
| 6 | NVDA | Nvidia CORP | +0.8% | +30.25% | Add |
| 7 | TSLA | Tesla Inc | +0.4% | +390.98% | Add |
| 8 | PYPL | Paypal Holdings Inc | +0.4% | NEW | New buy |
| 9 | MINO | Pimco Municipal Income Oppor | +0.4% | +130.12% | Add |
| 10 | AMZN | Amazon.com Inc | +0.3% | +46.88% | Add |
| 11 | AVUV | Avantis US Small Cap Value | +0.3% | +85.49% | Add |
| 12 | SNPS | Synopsys Inc | +0.3% | NEW | New buy |
| 13 | MSFT | Microsoft CORP | +0.3% | +10.38% | Add |
| 14 | PDO | Pimco Dynamic Income Opport | +0.3% | NEW | New buy |
| 15 | ✓ | +0.2% | NEW | New buy | |
| 16 | LMT | Lockheed Martin CORP | +0.2% | NEW | New buy |
| 17 | LHX | L3harris Technologies Inc | +0.2% | NEW | New buy |
| 18 | SPYI | Neos S&p 500 High Income ETF | +0.2% | NEW | New buy |
| 19 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 20 | ABBV | Abbvie Inc | +0.1% | NEW | New buy |
| 21 | MRVL | Marvell Technology Inc | +0.1% | NEW | New buy |
| 22 | ✓ | +0.1% | NEW | New buy | |
| 23 | TBUX | T Rowe Price Ultra Short-ter | +0.1% | +23.40% | Add |
| 24 | AAPL | Apple Inc | +0.1% | +5.67% | Add |
| 25 | GARP | Ishares Msci USA Quality Gar | +0.1% | +120.00% | Add |
| 26 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | NEW | New buy |
| 27 | ARTY | Ishares Future Ai & Tech ETF | +0.1% | NEW | New buy |
| 28 | GEHC | GE Healthcare Technology | +0.1% | NEW | New buy |
| 29 | ✓ | +0.1% | NEW | New buy | |
| 30 | VDE | Vanguard Energy ETF | +0.1% | — | Unchanged |
| 31 | BND | Vanguard Total Bond Market | 0% | +20.14% | Add |
| 32 | ADBE | Adobe Inc | 0% | — | Unchanged |
| 33 | MU | Micron Technology Inc | 0% | +47.69% | Add |
| 34 | BHC | Bausch Health Cos Inc | 0% | +9.98% | Add |
| 35 | XMHQ | Invesco S&p Midcap Qual ETF | 0% | +9.36% | Add |
| 36 | VO | Vanguard Mid-cap ETF | 0% | +11.03% | Add |
| 37 | IVV | Ishares Core S&p 500 ETF | 0% | +16.63% | Add |
| 38 | MCK | Mckesson CORP | 0% | — | Unchanged |
| 39 | SMH | Vaneck Semiconductor ETF | 0% | +21.86% | Add |
| 40 | HEFA | Isha Curr Hedged Msci Eafe | — | +8.48% | Add |
| 41 | VZ | Verizon Communications Inc | — | — | Unchanged |
| 42 | MEAR | Ishrs Short Mat Muni Act ETF | — | +8.93% | Add |
| 43 | WMT | Walmart Inc | — | +22.83% | Add |
| 44 | SPYG | Ss Spdr P S&p 500 Growth ETF | — | — | Unchanged |
| 45 | IRD | Opus Genetics Inc | — | — | Unchanged |
| 46 | VV | Vanguard Large-cap ETF | — | — | Unchanged |
| 47 | SMMU | Pimco Shrt Trm Muni Bnd ETF | — | — | Unchanged |
| 48 | VIG | Vanguard Dividend Apprec ETF | — | — | Unchanged |
| 49 | ETN | Eaton Corporation plc | — | — | Unchanged |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +6.32% | Add |
1–50 of 131
Filing History
FAQ
What is Carolina Wealth Management Inc and what type of investor is it?
Carolina Wealth Management Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $233.2M, spread across 116 disclosed positions.
What are Carolina Wealth Management Inc's largest equity positions?
Based on the latest 13F filing, Carolina Wealth Management Inc's top holdings by market value are:
1. Schwab US Large-cap Growth (SCHG) — $33.1M (14.2%)
2. Schwab US Dvd Equity ETF (SCHD) — $30.9M (13.2%)
3. Vanguard Growth ETF (VUG) — $16.4M (7.0%)
4. Vanguard High Dvd Yield ETF (VYM) — $9.8M (4.2%)
5. Vanguard Small-cap Grwth ETF (VBK) — $9.0M (3.8%)
What changes did Carolina Wealth Management Inc make in its most recent portfolio filing?
In the latest reported quarter, Carolina Wealth Management Inc made 103 notable position adjustments: 17 new positions were initiated, 38 existing holdings were added to, 33 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: ; Sold out: Thermo Fisher Scientific Inc (TMO); New buy: On Semiconductor (ON); Sold out: ZIM Integrated Shipping Services Ltd. (ZIM); New buy: Paypal Holdings Inc (PYPL)
What sectors does Carolina Wealth Management Inc focus on?
Carolina Wealth Management Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 51.6%
• Communication Services: 13.8%
• Consumer Discretionary: 13.2%
• Financials: 7.1%
• Health Care: 5.2%
• Industrials: 4.8%
Investment Profile
Carolina Wealth Management Inc returned an annualized -1.8% over the trailing 2 months — underperforming the S&P 500 by 12.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 2.89 (more volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 51.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 23 over the past 1 quarters — a shift toward more active trading.
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