CP
Cardinal Point Wealth Management LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Cardinal Point Wealth Management LLCCIK: 0001869778
Sector-focusedLong-term holderQuality / disciplined sizing
Total reported value
$212.7M
Reporting period: 2021-09-30 · Number of holdings: 42
Cardinal Point Wealth Management LLC disclosed 42 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $212.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 54.91
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 84
- Sizing Uniformity
- 77.9
Cardinal Point Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.137 — mathematically equivalent to about 7 equally-sized positions, well below its 42 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.21), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 28.59% | — | +0.70% | |
| 2 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 18.00% | — | +4.31% | |
| 3 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 6.72% | — | -0.72% | |
| 4 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 6.50% | — | +6.28% | |
| 5 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 4.99% | — | +3.51% | |
| 6 | IAU | Ishares Gold Trust | ETF-Commodities | 4.98% | — | +2.03% | |
| 7 | ARKK | Ark Innovation ETF | ETF-Other | 4.91% | — | -14.55% | |
| 8 | IHDG | Wisdomtree International Hed | ETF-Other | 4.81% | — | +2.03% | |
| 9 | HTEC | Robo Global Healthcare Tech | ETF-Tech | 4.62% | — | -0.77% | |
| 10 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 3.98% | — | +2.09% | |
| 11 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.89% | — | — | |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.23% | — | +0.10% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.18% | — | +15.88% | |
| 14 | FSV | Firstservice CORP | Stock-Other | 1.16% | — | — | |
| 15 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.63% | — | — | |
| 16 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.48% | — | +6.36% | |
| 17 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.45% | — | -8.12% | |
| 18 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.44% | — | -10.84% | |
| 19 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.40% | — | -9.89% | |
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 0.39% | — | — | |
| 21 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.39% | — | — | |
| 22 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.28% | — | -32.07% | |
| 23 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.25% | — | — | |
| 24 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.22% | — | -1.67% | |
| 25 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.21% | — | — | |
| 26 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.21% | — | -15.94% | |
| 27 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.19% | — | — | |
| 28 | WTMF | Wisdomtree Mgd Futures Strat | ETF-Other | 0.19% | — | — | |
| 29 | REET | Ishares Global Reit ETF | ETF-Other | 0.19% | — | -10.39% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.17% | — | +77.20% | |
| 31 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.16% | — | — | |
| 32 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.15% | — | -14.03% | |
| 33 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.13% | — | +24.01% | |
| 34 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.12% | — | — | |
| 35 | PRNT | THE 3d Printing ETF | ETF-Other | 0.11% | — | — | |
| 36 | EAGG | Ishares Esg Aware US Aggrega | ETF-Other | 0.11% | — | — | |
| 37 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.10% | — | — | |
| 38 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.10% | — | — | |
| 39 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 0.10% | — | — | |
| 40 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.10% | — | — | |
| 41 | VHT | Vanguard Health Care ETF | ETF-Other | 0.09% | — | — | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.09% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Cardinal Point Wealth Management LLC and what type of investor is it?
Cardinal Point Wealth Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $212.7M, spread across 42 disclosed positions.
What are Cardinal Point Wealth Management LLC's largest equity positions?
Based on the latest 13F filing, Cardinal Point Wealth Management LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $60.8M (28.6%)
2. Pimco Active Bond Exchange-t (BOND) — $38.3M (18.0%)
3. Ishares Msci USA Min Vol Fac (USMV) — $14.3M (6.7%)
4. Vanguard Ftse All-world Ex-u (VEU) — $13.8M (6.5%)
5. Ss Doubleline Tr Tact ETF (TOTL) — $10.6M (5.0%)
What changes did Cardinal Point Wealth Management LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Cardinal Point Wealth Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Cardinal Point Wealth Management LLC focus on?
Cardinal Point Wealth Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 43.0%
• Financials: 30.1%
• Information Technology: 26.9%
Investment Profile
Cardinal Point Wealth Management LLC's portfolio is moderately concentrated and long-term-holding, with 43.0% of the portfolio concentrated in Consumer Discretionary.
Its concentration score has risen from 0 to 55 over the past 3 quarters — a shift toward higher-conviction positions.
It has added to its VTI position over the past two quarters (+$6.9M, now $60.8M), while trimming ARKK over the same stretch (-$4.7M, still holding $10.5M).
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