13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002053750
Total reported value
$193.7M
$193.7M
172 檔
40.8%
As reported in its official Q1 2026 Form 13F filing, Capital & Planning, LLC's tracked investment portfolio stood at $193.7M with 172 total positions.
In Q1 2026, Capital & Planning, LLC displayed an active expansion posture, initiating 163 new positions and adding to 8 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 12.79% | +0.92% | +266.67% | |
| 2 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 9.53% | +0.11% | +348.73% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 9.50% | -0.91% | +579.33% | |
| 4 | SO | Southern Co/the | Stock-Utilities | 8.39% | -0.95% | +801.47% | |
| 5 | V | Visa Inc-class A Shares | Stock-Financials | 7.71% | -0.27% | +321.08% | |
| 6 | LLY | Eli Lilly & Co | Stock-Healthcare | 6.07% | +0.91% | +334.88% | |
| 7 | DUK | Duke Energy CORP | Stock-Utilities | 4.14% | -0.33% | — | |
| 8 | AAPL | Apple Inc | Stock-Tech | 4.08% | +0.26% | +3216.13% | |
| 9 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 3.81% | -0.75% | — | |
| 10 | CAT | Caterpillar Inc | Stock-Industrials | 2.99% | +0.85% | — | |
| 11 | CHD | Church & Dwight Co Inc | Stock-Consumer Staples | 2.85% | -0.11% | — | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 2.58% | +0.30% | — | |
| 13 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.57% | -0.09% | — | |
| 14 | TXN | Texas Instruments Inc | Stock-Tech | 2.52% | +1.33% | — | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.24% | +0.02% | — | |
| 16 | UBER | Uber Technologies Inc | Stock-Industrials | 2.11% | +0.02% | — | |
| 17 | GD | General Dynamics CORP | Stock-Industrials | 1.97% | +0.04% | — | |
| 18 | IAU | Ishares Gold Trust | ETF-Commodities | 1.49% | -0.25% | — | |
| 19 | WM | Waste Management Inc | Stock-Industrials | 1.23% | +0.04% | — | |
| 20 | XOM | Exxon Mobil CORP | Stock-Energy | 1.21% | -0.53% | — | |
| 21 | MA | Mastercard Inc - A | Stock-Financials | 1.11% | -0.19% | — | |
| 22 | WMT | Walmart Inc | Stock-Consumer Staples | 0.94% | -0.22% | — | |
| 23 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | Stock-Other | 0.90% | -0.10% | +373.38% | |
| 24 | HD | Home Depot Inc | Stock-Consumer Disc | 0.68% | -0.13% | — | |
| 25 | INTU | Intuit Inc | Stock-Tech | 0.60% | -0.30% | — | |
| 26 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.53% | +0.22% | — | |
| 27 | ADBE | Adobe Inc | Stock-Tech | 0.52% | -0.21% | — | |
| 28 | PREF | Pri Spe Pre Sec Acti-usd Inc | ETF-Other | 0.45% | -0.06% | — | |
| 29 | PTLC | Pacer Trendpilot US Large Ca | ETF-Other | 0.36% | -0.04% | — | |
| 30 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.34% | +0.12% | — | |
| 31 | CEG | Constellation Energy | Stock-Utilities | 0.31% | -0.10% | — | |
| 32 | HOOD | Robinhood Markets Inc - A | Stock-Financials | 0.27% | +0.08% | — | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.27% | +0.01% | — | |
| 34 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.22% | +0.37% | — | |
| 35 | PNC | Pnc Financial Services Group | Stock-Financials | 0.20% | — | — | |
| 36 | YUM | Yum! Brands Inc | Stock-Consumer Disc | 0.18% | -0.02% | — | |
| 37 | INTC | Intel CORP | Stock-Tech | 0.16% | +0.21% | — | |
| 38 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.15% | +0.01% | — | |
| 39 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.13% | +0.02% | — | |
| 40 | MU | Micron Technology Inc | Stock-Tech | 0.13% | +0.23% | — | |
| 41 | POST | Post Holdings Inc | Stock-Consumer Staples | 0.13% | -0.13% | EXIT | |
| 42 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.13% | +0.23% | — | |
| 43 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.12% | -0.12% | EXIT | |
| 44 | ORCL | Oracle CORP | Stock-Tech | 0.10% | +0.04% | — | |
| 45 | NZF | Nuveen Municipal Credit Inc | Stock-Other | 0.07% | -0.07% | EXIT | |
| 46 | AMD | Advanced Micro Devices | Stock-Tech | 0.06% | +0.15% | — | |
| 47 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 0.06% | -0.06% | EXIT | |
| 48 | F | Ford Motor Co | Stock-Consumer Disc | 0.06% | -0.06% | EXIT | |
| 49 | VLO | Valero Energy CORP | Stock-Energy | 0.04% | -0.04% | EXIT | |
| 50 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.04% | -0.04% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +3.1% | +3216.13% | Add |
| 2 | SO | Southern Co/the | +2% | +801.47% | Add |
| 3 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | -0.6% | +373.38% | Add |
| 4 | PNC | Pnc Financial Services Group | -1.4% | — | Unchanged |
| 5 | MSFT | Microsoft CORP | -4.4% | +579.33% | Add |
| 6 | LLY | Eli Lilly & Co | -6.4% | +334.88% | Add |
| 7 | AMZN | Amazon.com Inc | -8.4% | +348.73% | Add |
| 8 | V | Visa Inc-class A Shares | -8.5% | +321.08% | Add |
| 9 | GOOGL | Alphabet Inc-cl A | -16.2% | +266.67% | Add |
| 10 | DUK | Duke Energy CORP | — | NEW | New buy |
| 11 | MCD | Mcdonald's CORP | — | NEW | New buy |
| 12 | CAT | Caterpillar Inc | — | NEW | New buy |
| 13 | CHD | Church & Dwight Co Inc | — | NEW | New buy |
| 14 | NVDA | Nvidia CORP | — | NEW | New buy |
| 15 | PG | Procter & Gamble Co/the | — | NEW | New buy |
| 16 | TXN | Texas Instruments Inc | — | NEW | New buy |
| 17 | META | Meta Platforms Inc-class A | — | NEW | New buy |
| 18 | UBER | Uber Technologies Inc | — | NEW | New buy |
| 19 | GD | General Dynamics CORP | — | NEW | New buy |
| 20 | IAU | Ishares Gold Trust | — | NEW | New buy |
| 21 | WM | Waste Management Inc | — | NEW | New buy |
| 22 | XOM | Exxon Mobil CORP | — | NEW | New buy |
| 23 | MA | Mastercard Inc - A | — | NEW | New buy |
| 24 | WMT | Walmart Inc | — | NEW | New buy |
| 25 | HD | Home Depot Inc | — | NEW | New buy |
| 26 | INTU | Intuit Inc | — | NEW | New buy |
| 27 | UNH | Unitedhealth Group Inc | — | NEW | New buy |
| 28 | ADBE | Adobe Inc | — | NEW | New buy |
| 29 | PREF | Pri Spe Pre Sec Acti-usd Inc | — | NEW | New buy |
| 30 | PTLC | Pacer Trendpilot US Large Ca | — | NEW | New buy |
| 31 | LOW | Lowe's Cos Inc | — | NEW | New buy |
| 32 | CEG | Constellation Energy | — | NEW | New buy |
| 33 | HOOD | Robinhood Markets Inc - A | — | NEW | New buy |
| 34 | TSLA | Tesla Inc | — | NEW | New buy |
| 35 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 36 | YUM | Yum! Brands Inc | — | NEW | New buy |
| 37 | INTC | Intel CORP | — | NEW | New buy |
| 38 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 39 | KO | Coca-cola Co/the | — | NEW | New buy |
| 40 | MU | Micron Technology Inc | — | NEW | New buy |
| 41 | POST | Post Holdings Inc | — | NEW | New buy |
| 42 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 43 | PLTR | Palantir Technologies Inc-a | — | NEW | New buy |
| 44 | ORCL | Oracle CORP | — | NEW | New buy |
| 45 | NZF | Nuveen Municipal Credit Inc | — | NEW | New buy |
| 46 | AMD | Advanced Micro Devices | — | NEW | New buy |
| 47 | SPTM | Ss Spdr P S&p 1500 Comp ETF | — | NEW | New buy |
| 48 | F | Ford Motor Co | — | NEW | New buy |
| 49 | VLO | Valero Energy CORP | — | NEW | New buy |
| 50 | SPMD | Ss Spdr P S&p 400 Midcap ETF | — | NEW | New buy |
According to official SEC Form 13F filings, Capital & Planning, LLC reported a total U.S. public equity portfolio value of $193.7M across 172 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including GOOGL, AMZN, MSFT) accounted for 40.8% of total reported equity market value during Q1 2026.
Top New Position Initiated
DUK
市值: $6.8M
During Q1 2026, Capital & Planning, LLC's top holdings by market value included GOOGL (12.8%)、AMZN (9.5%)、MSFT (9.5%). The largest single position, GOOGL, represented 12.8% of total portfolio value.
In Q1 2026, Capital & Planning, LLC made 171 total portfolio adjustments, initiating 163 new buys, adding to 8 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.