C&
Capital & Planning, LLC 13F Disclosure (Q2 2026) — Portfolio & Holdings
Capital & Planning, LLCCIK: 0002053750
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$193.7M
Reporting period: 2026-06-30 · Number of holdings: 45
CAPITAL & PLANNING, LLC disclosed 45 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $193.7M and a quarterly turnover rate of 21.1%.
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Personality snowflake
- Concentration
- 25.21
- Portfolio Stability
- 21.14
- Momentum
- 100
- Sector conviction
- 43.02
- Diversification
- 90
- Sizing Uniformity
- 86.3
Capital & Planning, LLC's disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 45 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.7 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd TXN
+17.0% $3.3M
Trim SO
+5.0% $574.3K
Add GOOGL
+1.3% $5.5M
Add LLY
+3.7% $3.5M
Trim MSFT
+5.4% $976.9K
Add CAT
+0.5% $2.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 13.71% | +0.92% | +1.32% | |
| 2 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 9.64% | +0.11% | +3.86% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 8.59% | -0.91% | +5.43% | |
| 4 | V | Visa Inc-class A Shares | Stock-Financials | 7.44% | -0.27% | -0.16% | |
| 5 | SO | Southern Co/the | Stock-Utilities | 7.44% | -0.95% | +5.03% | |
| 6 | LLY | Eli Lilly & Co | Stock-Healthcare | 6.98% | +0.91% | +3.69% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 4.34% | +0.26% | +9.50% | |
| 8 | TXN | Texas Instruments Inc | Stock-Tech | 3.85% | +1.33% | +17.01% | |
| 9 | CAT | Caterpillar Inc | Stock-Industrials | 3.84% | +0.85% | +0.52% | |
| 10 | DUK | Duke Energy CORP | Stock-Utilities | 3.81% | -0.33% | +11.85% | |
| 11 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 3.06% | -0.75% | +8.54% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 2.88% | +0.30% | +14.11% | |
| 13 | CHD | Church & Dwight Co Inc | Stock-Consumer Staples | 2.74% | -0.11% | +8.98% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.48% | -0.09% | +11.83% | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.26% | +0.02% | +20.09% | |
| 16 | UBER | Uber Technologies Inc | Stock-Industrials | 2.13% | +0.02% | +18.14% | |
| 17 | GD | General Dynamics CORP | Stock-Industrials | 2.01% | +0.04% | +15.97% | |
| 18 | WM | Waste Management Inc | Stock-Industrials | 1.27% | +0.04% | +25.46% | |
| 19 | IAU | Ishares Gold Trust | ETF-Commodities | 1.24% | -0.25% | +14.02% | |
| 20 | MA | Mastercard Inc - A | Stock-Financials | 0.92% | -0.19% | -4.99% | |
| 21 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | Stock-Other | 0.80% | -0.10% | -0.17% | |
| 22 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.75% | +0.22% | +9.02% | |
| 23 | WMT | Walmart Inc | Stock-Consumer Staples | 0.72% | -0.22% | -1.15% | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 0.68% | -0.53% | -17.87% | |
| 25 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.59% | +0.37% | +126.06% | |
| 26 | HD | Home Depot Inc | Stock-Consumer Disc | 0.55% | -0.13% | -10.50% | |
| 27 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.46% | +0.12% | +67.79% | |
| 28 | PREF | Pri Spe Pre Sec Acti-usd Inc | ETF-Other | 0.39% | -0.06% | +0.56% | |
| 29 | INTC | Intel CORP | Stock-Tech | 0.37% | +0.21% | -15.71% | |
| 30 | MU | Micron Technology Inc | Stock-Tech | 0.36% | +0.23% | -2.58% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.36% | +0.23% | +223.82% | |
| 32 | HOOD | Robinhood Markets Inc - A | Stock-Financials | 0.35% | +0.08% | +4.41% | |
| 33 | PTLC | Pacer Trendpilot US Large Ca | ETF-Other | 0.32% | -0.04% | -4.43% | |
| 34 | ADBE | Adobe Inc | Stock-Tech | 0.31% | -0.21% | -18.18% | |
| 35 | ✓ | Stock-Other | 0.30% | +0.30% | NEW | ||
| 36 | INTU | Intuit Inc | Stock-Tech | 0.30% | -0.30% | -3.88% | |
| 37 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.28% | +0.01% | +6.90% | |
| 38 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.25% | +0.25% | NEW | |
| 39 | CEG | Constellation Energy | Stock-Utilities | 0.21% | -0.10% | -8.49% | |
| 40 | AMD | Advanced Micro Devices | Stock-Tech | 0.21% | +0.15% | +37.40% | |
| 41 | PNC | Pnc Financial Services Group | Stock-Financials | 0.20% | — | — | |
| 42 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.16% | +0.01% | — | |
| 43 | YUM | Yum! Brands Inc | Stock-Consumer Disc | 0.16% | -0.02% | — | |
| 44 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.15% | +0.02% | +20.80% | |
| 45 | ORCL | Oracle CORP | Stock-Tech | 0.14% | +0.04% | +68.74% |
Portfolio Performance
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+18.7%
- Stdev
- +16.9%
- Beta
- +1.14
- Alpha
- -3.1%
- Max Drawdown
- -7.3%
- Annualized Perf
- +17.6%
- Batting Avg vs S&P
- +36.8%
- Sortino
- +2.73
- Stutzer
- +0.34
- Treynor
- +0.15
- Sterling
- +1.01
- Calmar
- +2.39
- Information Ratio
- -0.06
- Tracking Error
- +8.2%
- Stdev Down
- +6.4%
- Winning Months %
- +63.2%
- Losing Months %
- +36.8%
- Best 12 Months
- +32.1%
- Worst 12 Months
- +11.5%
- Efficiency Ratio
- +0.49
- Sharpe
- +1.04
- Stdev Sectors
- +6%
- Skewness
- +1.94
- Kurtosis
- +5.48
- Upside Potential
- +4.3
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Capital & Planning, LLC's most significant position changes for 2026-06-30: New buy: ; New buy: Schwab US Large-cap ETF (SCHX); Sold out: Post Holdings Inc (POST); Sold out: Palantir Technologies Inc-a (PLTR); Sold out: Nuveen Municipal Credit Inc (NZF).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TXN | Texas Instruments Inc | +1.3% | +17.01% | Add |
| 2 | GOOGL | Alphabet Inc-cl A | +0.9% | +1.32% | Add |
| 3 | LLY | Eli Lilly & Co | +0.9% | +3.69% | Add |
| 4 | CAT | Caterpillar Inc | +0.9% | +0.52% | Add |
| 5 | TSM | Taiwan Semiconductor-sp Adr | +0.4% | +126.06% | Add |
| 6 | NVDA | Nvidia CORP | +0.3% | +14.11% | Add |
| 7 | ✓ | +0.3% | NEW | New buy | |
| 8 | AAPL | Apple Inc | +0.3% | +9.50% | Add |
| 9 | SCHX | Schwab US Large-cap ETF | +0.3% | NEW | New buy |
| 10 | MU | Micron Technology Inc | +0.2% | -2.58% | Trim |
| 11 | JNJ | Johnson & Johnson | +0.2% | +223.82% | Add |
| 12 | UNH | Unitedhealth Group Inc | +0.2% | +9.02% | Add |
| 13 | INTC | Intel CORP | +0.2% | -15.71% | Trim |
| 14 | AMD | Advanced Micro Devices | +0.2% | +37.40% | Add |
| 15 | LOW | Lowe's Cos Inc | +0.1% | +67.79% | Add |
| 16 | AMZN | Amazon.com Inc | +0.1% | +3.86% | Add |
| 17 | HOOD | Robinhood Markets Inc - A | +0.1% | +4.41% | Add |
| 18 | GD | General Dynamics CORP | 0% | +15.97% | Add |
| 19 | WM | Waste Management Inc | 0% | +25.46% | Add |
| 20 | ORCL | Oracle CORP | 0% | +68.74% | Add |
| 21 | META | Meta Platforms Inc-class A | 0% | +20.09% | Add |
| 22 | UBER | Uber Technologies Inc | 0% | +18.14% | Add |
| 23 | KO | Coca-cola Co/the | 0% | +20.80% | Add |
| 24 | TSLA | Tesla Inc | 0% | +6.90% | Add |
| 25 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 26 | PNC | Pnc Financial Services Group | — | — | Unchanged |
| 27 | SHOP | Shopify Inc - Class A | — | EXIT | Sold out |
| 28 | FDL | First Trust Morn Dvd Lead In | — | EXIT | Sold out |
| 29 | PANW | Palo Alto Networks Inc | — | EXIT | Sold out |
| 30 | ANET | Arista Networks Inc | — | EXIT | Sold out |
| 31 | BLD | Topbuild CORP | — | EXIT | Sold out |
| 32 | NEE | Nextera Energy Inc | — | EXIT | Sold out |
| 33 | FNDX | Schwab Fndmntl US Lrg Co ETF | — | EXIT | Sold out |
| 34 | DHI | Dr Horton Inc | — | EXIT | Sold out |
| 35 | FICO | Fair Isaac CORP | — | EXIT | Sold out |
| 36 | VGT | Vanguard Info Tech ETF | — | EXIT | Sold out |
| 37 | IVW | Ishares S&p 500 Growth ETF | — | EXIT | Sold out |
| 38 | O | Realty Income CORP | — | EXIT | Sold out |
| 39 | VV | Vanguard Large-cap ETF | — | EXIT | Sold out |
| 40 | SDIV | Global X Superdividend ETF | — | EXIT | Sold out |
| 41 | PRU | Prudential Financial Inc | — | EXIT | Sold out |
| 42 | CCL1EUR | Carnival CORP LTD | — | EXIT | Sold out |
| 43 | TTEK | Tetra Tech Inc | — | EXIT | Sold out |
| 44 | RTX | Rtx CORP | — | EXIT | Sold out |
| 45 | PHM | Pultegroup Inc | — | EXIT | Sold out |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 47 | LRCX | Lam Research CORP | — | EXIT | Sold out |
| 48 | DOW | Dow Inc | — | EXIT | Sold out |
| 49 | TTWO | Take-two Interactive Softwre | — | EXIT | Sold out |
| 50 | NXPI | NXP Semiconductors N.V. | — | EXIT | Sold out |
1–50 of 174
Filing History
FAQ
What is Capital & Planning, LLC and what type of investor is it?
Capital & Planning, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $193.7M, spread across 45 disclosed positions.
What are Capital & Planning, LLC's largest equity positions?
Based on the latest 13F filing, Capital & Planning, LLC's top holdings by market value are:
1. Alphabet Inc-cl A (GOOGL) — $26.5M (13.7%)
2. Amazon.com Inc (AMZN) — $18.7M (9.6%)
3. Microsoft CORP (MSFT) — $16.6M (8.6%)
4. Visa Inc-class A Shares (V) — $14.4M (7.4%)
5. Southern Co/the (SO) — $14.4M (7.4%)
What changes did Capital & Planning, LLC make in its most recent portfolio filing?
In the latest reported quarter, Capital & Planning, LLC made 171 notable position adjustments: 2 new positions were initiated, 28 existing holdings were added to, 12 positions were partially reduced, and 129 were completely exited. The largest of these moves: New buy: ; New buy: Schwab US Large-cap ETF (SCHX); Sold out: Post Holdings Inc (POST); Sold out: Palantir Technologies Inc-a (PLTR); Sold out: Nuveen Municipal Credit Inc (NZF)
What sectors does Capital & Planning, LLC focus on?
Capital & Planning, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.7%
• Communication Services: 16.7%
• Consumer Discretionary: 14.6%
• Utilities: 11.9%
• Industrials: 9.6%
• Financials: 9.2%
Investment Profile
Capital & Planning, LLC returned an annualized 17.6% over the trailing 19 months — underperforming the S&P 500 by 3.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.14 (more volatile than the market) and a 37% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 21 over the past 4 quarters — a shift toward more active trading.
It has added to its GOOGL position for two straight quarters, increasing it by $20.3M to reach $26.5M.
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