CM
Capital Management Associates, Inc Holdings Report (Q2 2026) — 13F Stock Portfolio
Capital Management Associates, IncCIK: 0002008851
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$497.5M
Reporting period: 2026-06-30 · Number of holdings: 167
Capital Management Associates, Inc disclosed 167 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $497.5M and a quarterly turnover rate of 19.3%.
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Personality snowflake
- Concentration
- 22.22
- Portfolio Stability
- 19.33
- Momentum
- 100
- Sector conviction
- 56.22
- Diversification
- 100
- Sizing Uniformity
- 72.53
Capital Management Associates, Inc's disclosed holdings carry a Herfindahl concentration index of 0.056 — mathematically equivalent to about 18 equally-sized positions, well below its 167 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.75), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SIVR
-17.7% -$6.9M
Trim SGOL
-12.9% -$3.0M
Add QQQ
-0.5% $6.2M
Add VOO
+3.8% $7.8M
Trim HYS
-3.2% -$445.7K
Add CAT
+1.1% $2.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 153 holdings (of 167 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 15.47% | +0.22% | -0.64% | |
| 2 | SCHB | Schwab US Broad Market ETF | ETF-Other | 10.42% | +0.29% | +0.22% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 9.72% | +0.56% | +3.81% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.84% | +0.66% | -0.50% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 3.26% | +0.12% | +2.25% | |
| 6 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 3.07% | +0.03% | +0.87% | |
| 7 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 2.95% | -0.47% | -3.21% | |
| 8 | VB | Vanguard Small-cap ETF | ETF-Other | 2.61% | +0.13% | +2.25% | |
| 9 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 2.54% | -1.88% | -17.73% | |
| 10 | CGBL | Cap Group Core Balanced | ETF-Other | 2.44% | +0.11% | +6.92% | |
| 11 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 2.10% | -0.05% | -9.18% | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 1.87% | +0.24% | +556.84% | |
| 13 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 1.76% | -0.89% | -12.90% | |
| 14 | CAT | Caterpillar Inc | Stock-Industrials | 1.57% | +0.40% | +1.08% | |
| 15 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.30% | +0.02% | +305.32% | |
| 16 | XEL | Xcel Energy Inc | Stock-Utilities | 1.07% | -0.08% | +3.64% | |
| 17 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.06% | -0.11% | +2.15% | |
| 18 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.05% | -0.14% | +0.30% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.98% | +0.12% | +27.22% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.97% | -0.08% | -1.24% | |
| 21 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.93% | +0.35% | +955.39% | |
| 22 | GIS | General Mills Inc | Stock-Consumer Staples | 0.86% | -0.24% | -5.57% | |
| 23 | CGUS | Cap Group Core Equity | ETF-Other | 0.79% | -0.02% | -5.81% | |
| 24 | RUNN | Running Oak Efficient Gr ETF | ETF-Other | 0.76% | -0.07% | +1.74% | |
| 25 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.65% | +0.04% | +13.99% | |
| 26 | ORCL | Oracle CORP | Stock-Tech | 0.60% | -0.07% | +0.65% | |
| 27 | DE | Deere & Co | Stock-Industrials | 0.60% | — | — | |
| 28 | PSA | Public Storage | Stock-Real Estate | 0.59% | +0.09% | +13.01% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.57% | +0.08% | +14.92% | |
| 30 | KLAC | Kla CORP | Stock-Tech | 0.56% | +0.39% | +1760.00% | |
| 31 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.56% | +0.15% | -0.34% | |
| 32 | MUB | Ishares National Muni Bond E | ETF-Other | 0.56% | -0.05% | +0.99% | |
| 33 | VIS | Vanguard Industrials ETF | ETF-Other | 0.52% | +0.06% | +9.79% | |
| 34 | VHT | Vanguard Health Care ETF | ETF-Other | 0.50% | +0.02% | +6.38% | |
| 35 | VCR | Vanguard Consumer Discre ETF | ETF-Other | 0.50% | +0.04% | +10.11% | |
| 36 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.49% | -0.02% | — | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.47% | +0.12% | +20.12% | |
| 38 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.44% | -0.01% | +12.51% | |
| 39 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.44% | +0.01% | -0.10% | |
| 40 | CGDV | Cap Group Dividend Value | ETF-Other | 0.43% | +0.03% | +5.43% | |
| 41 | MMM | 3m Co | Stock-Industrials | 0.43% | +0.01% | +2.33% | |
| 42 | VV | Vanguard Large-cap ETF | ETF-Other | 0.39% | +0.01% | — | |
| 43 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.38% | -0.02% | +0.51% | |
| 44 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.36% | +0.01% | -0.54% | |
| 45 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.36% | +0.01% | +0.07% | |
| 46 | AMAT | Applied Materials Inc | Stock-Tech | 0.34% | +0.16% | +3.45% | |
| 47 | VTV | Vanguard Value ETF | ETF-Other | 0.34% | — | -0.08% | |
| 48 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.34% | +0.05% | +10.20% | |
| 49 | VFH | Vanguard Financials ETF | ETF-Other | 0.33% | +0.03% | +11.86% | |
| 50 | EMR | Emerson Electric Co | Stock-Industrials | 0.33% | — | +0.01% |
1–50 of 153
Portfolio Performance
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+20.4%
- Stdev
- +10.4%
- Beta
- +0.81
- Alpha
- +2.2%
- Max Drawdown
- -6.5%
- Annualized Perf
- +17.9%
- Batting Avg vs S&P
- +46.7%
- Sortino
- +3.06
- Stutzer
- +0.46
- Treynor
- +0.21
- Sterling
- +1.11
- Calmar
- +2.77
- Information Ratio
- -0.33
- Tracking Error
- +4.1%
- Stdev Down
- +5.6%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +29.2%
- Worst 12 Months
- +9%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.65
- Stdev Sectors
- +9.4%
- Skewness
- -0.59
- Kurtosis
- +0.34
- Upside Potential
- +4.57
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Capital Management Associates, Inc's most significant position changes for 2026-06-30: New buy: Western Digital CORP (WDC); Sold out: Sonida Senior Living Inc (SNDA); New buy: Pimco Active Bond Exchange-t (BOND); Sold out: Sandisk CORP (SNDK); New buy: Intel CORP (INTC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +0.7% | -0.50% | Trim |
| 2 | VOO | Vanguard S&p 500 ETF | +0.6% | +3.81% | Add |
| 3 | CAT | Caterpillar Inc | +0.4% | +1.08% | Add |
| 4 | KLAC | Kla CORP | +0.4% | +1760.00% | Add |
| 5 | VGT | Vanguard Info Tech ETF | +0.4% | +955.39% | Add |
| 6 | SCHB | Schwab US Broad Market ETF | +0.3% | +0.22% | Add |
| 7 | VUG | Vanguard Growth ETF | +0.2% | +556.84% | Add |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | -0.64% | Trim |
| 9 | WDC | Western Digital CORP | +0.2% | NEW | New buy |
| 10 | AMAT | Applied Materials Inc | +0.2% | +3.45% | Add |
| 11 | UNH | Unitedhealth Group Inc | +0.2% | -0.34% | Trim |
| 12 | BOND | Pimco Active Bond Exchange-t | +0.1% | NEW | New buy |
| 13 | VB | Vanguard Small-cap ETF | +0.1% | +2.25% | Add |
| 14 | AAPL | Apple Inc | +0.1% | +2.25% | Add |
| 15 | MSFT | Microsoft CORP | +0.1% | +27.22% | Add |
| 16 | GOOGL | Alphabet Inc-cl A | +0.1% | +20.12% | Add |
| 17 | CGBL | Cap Group Core Balanced | +0.1% | +6.92% | Add |
| 18 | PSA | Public Storage | +0.1% | +13.01% | Add |
| 19 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 20 | AMZN | Amazon.com Inc | +0.1% | +14.92% | Add |
| 21 | NOW | Servicenow Inc | +0.1% | NEW | New buy |
| 22 | TRV | Travelers Cos Inc/the | +0.1% | NEW | New buy |
| 23 | NBIS | Nebius Group N.V. | +0.1% | NEW | New buy |
| 24 | CLX | Clorox Company | +0.1% | NEW | New buy |
| 25 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 26 | VIS | Vanguard Industrials ETF | +0.1% | +9.79% | Add |
| 27 | PANW | Palo Alto Networks Inc | +0.1% | +8.28% | Add |
| 28 | VOOG | Vanguard S&p 500 Growth ETF | +0.1% | NEW | New buy |
| 29 | KO | Coca-cola Co/the | +0.1% | +98.04% | Add |
| 30 | VOT | Vanguard Mid-cap Growth ETF | +0.1% | +10.20% | Add |
| 31 | DGX | Quest Diagnostics Inc | +0.1% | +23.73% | Add |
| 32 | IVE | Ishares S&p 500 Value ETF | +0.1% | NEW | New buy |
| 33 | ✓ | +0.1% | NEW | New buy | |
| 34 | SPYV | Ss Spdr P S&p 500 Value ETF | +0.1% | NEW | New buy |
| 35 | JNJ | Johnson & Johnson | 0% | +13.99% | Add |
| 36 | VCR | Vanguard Consumer Discre ETF | 0% | +10.11% | Add |
| 37 | GOOG | Alphabet Inc-cl C | 0% | +6.15% | Add |
| 38 | CSCO | Cisco Systems Inc | 0% | +6.89% | Add |
| 39 | TSM | Taiwan Semiconductor-sp Adr | 0% | +3.38% | Add |
| 40 | ASX | Ase Technology Holding -adr | 0% | -0.58% | Trim |
| 41 | TSLA | Tesla Inc | 0% | +49.31% | Add |
| 42 | ABBV | Abbvie Inc | 0% | NEW | New buy |
| 43 | FTLS | First Trust Long/short Eqty | 0% | NEW | New buy |
| 44 | SOLV | Solventum CORP | 0% | NEW | New buy |
| 45 | QCOM | Qualcomm Inc | 0% | NEW | New buy |
| 46 | DIA | Ss Spdr Dow Jones Indus Avg | 0% | +0.87% | Add |
| 47 | CGDV | Cap Group Dividend Value | 0% | +5.43% | Add |
| 48 | IJR | Ishares Core S&p Small-cap E | 0% | +9.26% | Add |
| 49 | VFH | Vanguard Financials ETF | 0% | +11.86% | Add |
| 50 | SPYG | Ss Spdr P S&p 500 Growth ETF | 0% | +7.92% | Add |
1–50 of 167
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Capital Management Associates, Inc and what type of investor is it?
Capital Management Associates, Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $497.5M, spread across 167 disclosed positions.
What are Capital Management Associates, Inc's largest equity positions?
Based on the latest 13F filing, Capital Management Associates, Inc's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $77.0M (15.5%)
2. Schwab US Broad Market ETF (SCHB) — $51.8M (10.4%)
3. Vanguard S&p 500 ETF (VOO) — $48.3M (9.7%)
4. Invesco Qqq Trust Series 1 (QQQ) — $29.1M (5.8%)
5. Apple Inc (AAPL) — $16.2M (3.3%)
What changes did Capital Management Associates, Inc make in its most recent portfolio filing?
In the latest reported quarter, Capital Management Associates, Inc made 142 notable position adjustments: 16 new positions were initiated, 72 existing holdings were added to, 40 positions were partially reduced, and 14 were completely exited. The largest of these moves: New buy: Western Digital CORP (WDC); Sold out: Sonida Senior Living Inc (SNDA); New buy: Pimco Active Bond Exchange-t (BOND); Sold out: Sandisk CORP (SNDK); New buy: Intel CORP (INTC)
What sectors does Capital Management Associates, Inc focus on?
Capital Management Associates, Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.8%
• Industrials: 18.2%
• Health Care: 11.6%
• Consumer Staples: 7.5%
• Consumer Discretionary: 6.0%
• Communication Services: 6.0%
Investment Profile
Capital Management Associates, Inc returned an annualized 17.9% over the trailing 30 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 34.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its SPY position over the past two quarters (+$12.8M, now $77.0M), while trimming SIVR over the same stretch (-$8.1M, still holding $12.6M).
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Developer Access
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