CI
Cape Investment Advisory, Inc. Investment Portfolio (Q2 2026) — 13F Stock Holdings
Cape Investment Advisory, Inc.CIK: 0001944437
Diversified strategyMomentum follower
Total reported value
$374.1M
Reporting period: 2026-06-30 · Number of holdings: 2064
Cape Investment Advisory, Inc. disclosed 2064 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $374.1M and a quarterly turnover rate of 28.1%.
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Personality snowflake
- Concentration
- 10.05
- Portfolio Stability
- 28.11
- Momentum
- 100
- Sector conviction
- 42.33
- Diversification
- 100
- Sizing Uniformity
- 40.46
Cape Investment Advisory, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 40 equally-sized positions, well below its 2064 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.95), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SCHB
+0.8% $6.5M
Trim BINC
+3.0% $434.6K
Trim CVX
-6.1% -$1.0M
Trim KO
-22.4% -$840.1K
Trim SCHJ
+1.7% $124.5K
Trim SCHV
+0.0% $2.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 2064 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHB | Schwab US Broad Market ETF | ETF-Other | 12.37% | -0.85% | +0.82% | |
| 2 | SCHV | Schwab US Large-cap Value | ETF-Other | 5.60% | -0.50% | +0.04% | |
| 3 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 3.13% | -0.62% | +3.04% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.29% | -0.19% | -1.14% | |
| 5 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | ETF-Other | 2.28% | -0.52% | +1.75% | |
| 6 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.92% | -0.09% | -0.26% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.72% | -0.29% | +5.73% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.71% | -0.24% | -1.47% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.70% | -0.05% | +5.44% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.58% | -0.13% | -7.31% | |
| 11 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.53% | +0.31% | +36.04% | |
| 12 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.52% | -0.36% | -2.49% | |
| 13 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.41% | -0.10% | +1.20% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.26% | -0.09% | +2.24% | |
| 15 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.19% | -0.11% | +2.89% | |
| 16 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.16% | -0.10% | +2.05% | |
| 17 | MGMT | Ballast Small/mid Cap ETF | ETF-Other | 1.11% | -0.11% | +0.24% | |
| 18 | VNLA | Janus Henderson Short Durati | ETF-Other | 1.09% | -0.21% | +4.46% | |
| 19 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.09% | -0.54% | -22.43% | |
| 20 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.08% | -0.04% | +4.52% | |
| 21 | MU | Micron Technology Inc | Stock-Tech | 0.95% | +0.50% | -22.35% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.92% | +0.01% | +2.00% | |
| 23 | NVDA | Nvidia CORP | Stock-Tech | 0.87% | +0.04% | +14.14% | |
| 24 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.87% | -0.02% | -13.85% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.84% | -0.20% | +1.68% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 0.84% | -0.55% | -6.12% | |
| 27 | AMAT | Applied Materials Inc | Stock-Tech | 0.73% | +0.11% | -30.58% | |
| 28 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.67% | -0.10% | +8.24% | |
| 29 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.66% | +0.04% | +5.05% | |
| 30 | SO | Southern Co/the | Stock-Utilities | 0.65% | -0.17% | +0.15% | |
| 31 | ILCG | Ishares Morningstar Growth E | ETF-Other | 0.64% | -0.01% | -0.41% | |
| 32 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.59% | -0.20% | -5.24% | |
| 33 | PJUN | Innovator U.s. Equity Power | ETF-Other | 0.58% | — | +21.61% | |
| 34 | MCBS | Metrocity Bankshares Inc | Stock-Other | 0.54% | -0.03% | -5.85% | |
| 35 | V | Visa Inc-class A Shares | Stock-Financials | 0.53% | -0.10% | -7.39% | |
| 36 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.51% | -0.17% | -7.06% | |
| 37 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.51% | -0.14% | +2195.25% | |
| 38 | PNOV | Innovator U.s. Equity Power | ETF-Other | 0.49% | -0.08% | — | |
| 39 | SCHH | Schwab US Reit ETF | ETF-Other | 0.49% | -0.10% | -6.45% | |
| 40 | IQV | Iqvia Holdings Inc | Stock-Healthcare | 0.49% | -0.10% | -9.50% | |
| 41 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.46% | -0.08% | -0.27% | |
| 42 | PSEP | Innovator U.s. Equity Power | ETF-Other | 0.46% | -0.06% | +1.36% | |
| 43 | SCHY | Schwab International Dvd ETF | ETF-Other | 0.44% | -0.08% | +6.13% | |
| 44 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.44% | -0.02% | -4.48% | |
| 45 | DDFM | Innovator Edd 15 Buf Etf-mar | ETF-Other | 0.42% | -0.07% | +1.92% | |
| 46 | ELV | Elevance Health Inc | Stock-Healthcare | 0.41% | -0.02% | -11.42% | |
| 47 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.40% | +0.06% | +15.32% | |
| 48 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.38% | -0.08% | -6.17% | |
| 49 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.38% | -0.12% | -3.86% | |
| 50 | EJAN | Innovator Emerging Markets P | ETF-Emerging Markets | 0.38% | +0.10% | +59.59% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+17.8%
- Stdev
- +10.7%
- Beta
- +0.81
- Alpha
- +0.3%
- Max Drawdown
- -6.5%
- Annualized Perf
- +17.3%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.2
- Stutzer
- +0.45
- Treynor
- +0.2
- Sterling
- +1.15
- Calmar
- +2.64
- Information Ratio
- -1.05
- Tracking Error
- +3.2%
- Stdev Down
- +5.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +29.6%
- Worst 12 Months
- +7.1%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.55
- Stdev Sectors
- +6.8%
- Skewness
- -0.02
- Kurtosis
- -0.28
- Upside Potential
- +4.82
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 2064 | $374.1M | 28 | ||
| 2026 Q1 | 383 | $300.7M | 22 | ||
| 2025 Q4 | 1729 | $325.1M | 100 | ||
| 2025 Q3 | 1199 | $101.7M | 99 | ||
| 2025 Q2 | 1171 | $273.9M | 0 | ||
| 2025 Q1 | 1135 | $251.1M | 0 | ||
| 2024 Q4 | 1140 | $255.7M | 0 | ||
| 2024 Q3 | 957 | $246.7M | 0 | ||
| 2024 Q2 | 929 | $222.6M | 0 | ||
| 2024 Q1 | 935 | $213.9M | 0 | ||
| 2023 Q4 | 1132 | $204.5M | 0 | ||
| 2023 Q3 | 929 | $176.4M | 0 | ||
| 2023 Q2 | 911 | $179.1M | — | ||
| 2023 Q1 | 963 | $164.1M | — |
Holding changes this quarter
Cape Investment Advisory, Inc.'s most significant position changes for 2026-06-30: New buy: Arthur J Gallagher & Co (AJG); New buy: ; New buy: ; New buy: Texas Instruments Inc (TXN); New buy: Kla CORP (KLAC).
Showing top 200 changes by size (of 1449 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MU | Micron Technology Inc | +0.5% | -22.35% | Trim |
| 2 | IVV | Ishares Core S&p 500 ETF | +0.3% | +36.04% | Add |
| 3 | AJG | Arthur J Gallagher & Co | +0.3% | NEW | New buy |
| 4 | ✓ | +0.3% | NEW | New buy | |
| 5 | NFLX | Netflix Inc | +0.2% | +373.64% | Add |
| 6 | ✓ | +0.2% | NEW | New buy | |
| 7 | AMAT | Applied Materials Inc | +0.1% | -30.58% | Trim |
| 8 | EJAN | Innovator Emerging Markets P | +0.1% | +59.59% | Add |
| 9 | TXN | Texas Instruments Inc | +0.1% | NEW | New buy |
| 10 | KLAC | Kla CORP | +0.1% | NEW | New buy |
| 11 | IALT | Ishrs Sys Alt Act ETF | +0.1% | NEW | New buy |
| 12 | CORO | Ish Intl Ctry Rot Act ETF | +0.1% | NEW | New buy |
| 13 | LRCX | Lam Research CORP | +0.1% | +3.22% | Add |
| 14 | SMH | Vaneck Semiconductor ETF | +0.1% | NEW | New buy |
| 15 | CVS | Cvs Health CORP | +0.1% | NEW | New buy |
| 16 | AMD | Advanced Micro Devices | +0.1% | NEW | New buy |
| 17 | APLD | Applied Digital CORP | +0.1% | NEW | New buy |
| 18 | ✓ | +0.1% | NEW | New buy | |
| 19 | GGOV | Ishares Global Gb Usd Ha ETF | +0.1% | NEW | New buy |
| 20 | SPMO | Invesco S&p 500 Momentum ETF | +0.1% | NEW | New buy |
| 21 | AEP | American Electric Power | +0.1% | NEW | New buy |
| 22 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +15.32% | Add |
| 23 | WDC | Western Digital CORP | +0.1% | NEW | New buy |
| 24 | ETN | Eaton Corporation plc | +0.1% | NEW | New buy |
| 25 | COF | Capital One Financial CORP | +0.1% | NEW | New buy |
| 26 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 27 | QYLD | Global X Nasd 100 Cov Call | +0.1% | NEW | New buy |
| 28 | CMI | Cummins Inc | +0.1% | NEW | New buy |
| 29 | EVSD | Eaton Vance Shrt Dur Inc | +0.1% | NEW | New buy |
| 30 | ASCI | Abrdn Internal Small Ca ETF | +0.1% | NEW | New buy |
| 31 | SYY | Sysco CORP | +0.1% | NEW | New buy |
| 32 | CSCO | Cisco Systems Inc | +0.1% | +5.08% | Add |
| 33 | BTI | British American Tob-sp Adr | +0.1% | NEW | New buy |
| 34 | QTUM | Defiance Quantum ETF | +0.1% | NEW | New buy |
| 35 | ISCG | Ishares Morningstar Small-ca | +0.1% | NEW | New buy |
| 36 | SYSB | Ishares Systematic Bond ETF | +0.1% | NEW | New buy |
| 37 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 38 | IXN | Ishares Global Tech ETF | +0.1% | NEW | New buy |
| 39 | NVIR | Horizon Kin Enrg & Remed ETF | +0.1% | NEW | New buy |
| 40 | EIX | Edison International | +0.1% | NEW | New buy |
| 41 | ADI | Analog Devices Inc | +0.1% | NEW | New buy |
| 42 | EXC | Exelon CORP | +0.1% | NEW | New buy |
| 43 | USMC | Principal US Mega-cap ETF | +0.1% | NEW | New buy |
| 44 | JCPB | Jpmorgan Core Plus Bond ETF | +0.1% | NEW | New buy |
| 45 | UPS | United Parcel Service-cl B | +0.1% | NEW | New buy |
| 46 | ACN | Accenture plc | +0.1% | NEW | New buy |
| 47 | IDV | Ishares International Select | +0.1% | NEW | New buy |
| 48 | SPHY | Ss Spdr P High Yield ETF | +0.1% | NEW | New buy |
| 49 | DOC | Healthpeak Properties Inc | +0.1% | NEW | New buy |
| 50 | IMCB | Ishares Morningstar Mid-cap | +0.1% | NEW | New buy |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Cape Investment Advisory, Inc. and what type of investor is it?
Cape Investment Advisory, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $374.1M, spread across 2064 disclosed positions.
What are Cape Investment Advisory, Inc.'s largest equity positions?
Based on the latest 13F filing, Cape Investment Advisory, Inc.'s top holdings by market value are:
1. Schwab US Broad Market ETF (SCHB) — $46.3M (12.4%)
2. Schwab US Large-cap Value (SCHV) — $21.0M (5.6%)
3. Ishares Flex I A Etf-usd Inc (BINC) — $11.7M (3.1%)
4. Schwab US Large-cap Growth (SCHG) — $8.6M (2.3%)
5. Schwab 1-5 Yr CORP Bnd ETF (SCHJ) — $8.5M (2.3%)
What changes did Cape Investment Advisory, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Cape Investment Advisory, Inc. made 198 notable position adjustments: 104 new positions were initiated, 48 existing holdings were added to, 46 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Arthur J Gallagher & Co (AJG); New buy: ; New buy: ; New buy: Texas Instruments Inc (TXN); New buy: Kla CORP (KLAC)
What sectors does Cape Investment Advisory, Inc. focus on?
Cape Investment Advisory, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.0%
• Communication Services: 13.6%
• Financials: 12.7%
• Health Care: 9.5%
• Consumer Discretionary: 9.5%
• Consumer Staples: 6.9%
Investment Profile
Cape Investment Advisory, Inc. returned an annualized 17.3% over the trailing 36 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 28 over the past 4 quarters — a shift toward more active trading.
It has added to its SCHV position over the past two quarters (+$3.2M, now $21.0M), while trimming CRM over the same stretch (-$600.7K, still holding $657.3K).
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Developer Access
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REST API
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