CI
Cape Investment Advisory, Inc. Investment Portfolio (Q3 2026) — 13F Stock Holdings
Cape Investment Advisory, Inc.CIK: 0001944437
Diversified strategyMomentum followerLong-term holder
Total reported value
$388.4M
Reporting period: 2026-09-30 · Number of holdings: 2097
Cape Investment Advisory, Inc. disclosed 2097 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $388.4M and a quarterly turnover rate of 16.7%.
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Personality snowflake
- Concentration
- 9.79
- Portfolio Stability
- 16.72
- Momentum
- 100
- Sector conviction
- 43.93
- Diversification
- 100
- Sizing Uniformity
- 40.79
Cape Investment Advisory, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 2097 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.92), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BIL
+839.7% $3.4M
Add SHV
+31065.6% $3.3M
Add MSFT
+5.9% $2.9M
Trim SPYM
-63.2% -$2.5M
New buy 30233Q108
Trim IVV
-26.5% -$1.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 2097 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHB | Schwab US Broad Market ETF | ETF-Other | 12.28% | -0.09% | +1.87% | |
| 2 | SCHV | Schwab US Large-cap Value | ETF-Other | 5.19% | -0.41% | +0.45% | |
| 3 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 3.05% | -0.08% | +4.24% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.42% | +0.70% | +5.94% | |
| 5 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.32% | +0.03% | -0.71% | |
| 6 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | ETF-Other | 2.19% | -0.09% | +2.07% | |
| 7 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.73% | -0.19% | +1.21% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.68% | -0.02% | +0.51% | |
| 9 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.61% | -0.09% | +0.29% | |
| 10 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.56% | +0.04% | +3.97% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 1.53% | +0.27% | +9.21% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.45% | +0.04% | +2.67% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.39% | -0.19% | -5.20% | |
| 14 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.16% | -0.03% | +0.70% | |
| 15 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.11% | -0.05% | +0.78% | |
| 16 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.11% | -0.42% | -26.48% | |
| 17 | VNLA | Janus Henderson Short Durati | ETF-Other | 1.08% | -0.01% | +3.30% | |
| 18 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.07% | -0.02% | -3.28% | |
| 19 | MGMT | Ballast Small/mid Cap ETF | ETF-Other | 1.02% | -0.09% | +0.11% | |
| 20 | CVX | Chevron CORP | Stock-Energy | 1.01% | +0.17% | +1.81% | |
| 21 | NVDA | Nvidia CORP | Stock-Tech | 0.99% | +0.12% | +3.12% | |
| 22 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.99% | +0.88% | +839.71% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.98% | +0.14% | -5.71% | |
| 24 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.85% | +0.85% | +31065.63% | |
| 25 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.81% | -0.11% | -4.45% | |
| 26 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.74% | +0.07% | +20.36% | |
| 27 | MU | Micron Technology Inc | Stock-Tech | 0.74% | -0.21% | -13.08% | |
| 28 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.66% | -0.21% | -17.41% | |
| 29 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.62% | -0.04% | -2.76% | |
| 30 | ILCG | Ishares Morningstar Growth E | ETF-Other | 0.61% | -0.03% | +0.03% | |
| 31 | PJUN | Innovator U.s. Equity Power | ETF-Other | 0.57% | -0.01% | — | |
| 32 | SO | Southern Co/the | Stock-Utilities | 0.54% | -0.11% | -0.10% | |
| 33 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.54% | -0.05% | -10.18% | |
| 34 | MCBS | Metrocity Bankshares Inc | Stock-Other | 0.49% | -0.05% | -0.89% | |
| 35 | PNOV | Innovator U.s. Equity Power | ETF-Other | 0.49% | — | -0.16% | |
| 36 | V | Visa Inc-class A Shares | Stock-Financials | 0.49% | -0.04% | -9.00% | |
| 37 | PSEP | Innovator U.s. Equity Power | ETF-Other | 0.48% | +0.02% | +8.13% | |
| 38 | ✓ | Stock-Other | 0.48% | +0.48% | NEW | ||
| 39 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.48% | +0.02% | +3.48% | |
| 40 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.47% | -0.04% | -3.60% | |
| 41 | AMAT | Applied Materials Inc | Stock-Tech | 0.45% | -0.28% | -9.83% | |
| 42 | SCHY | Schwab International Dvd ETF | ETF-Other | 0.44% | — | +4.47% | |
| 43 | SCHH | Schwab US Reit ETF | ETF-Other | 0.44% | -0.05% | -0.59% | |
| 44 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.43% | +0.07% | +21.73% | |
| 45 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.42% | +0.02% | +7.35% | |
| 46 | DDFM | Innovator Edd 15 Buf Etf-mar | ETF-Other | 0.41% | -0.01% | — | |
| 47 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.40% | -0.11% | -10.30% | |
| 48 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.39% | -0.05% | +2.13% | |
| 49 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.39% | -0.69% | -63.20% | |
| 50 | AVGO | Broadcom Inc | Stock-Tech | 0.39% | +0.18% | +106.28% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.5%
Performance Last 4 Quarters
+12.9%
- Stdev
- +10.2%
- Beta
- +0.82
- Alpha
- -0.2%
- Max Drawdown
- -6.6%
- Annualized Perf
- +19.6%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +4.01
- Stutzer
- +0.53
- Treynor
- +0.23
- Sterling
- +1.3
- Calmar
- +2.95
- Information Ratio
- -1.4
- Tracking Error
- +3.2%
- Stdev Down
- +4.6%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +29.6%
- Worst 12 Months
- +7%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.81
- Stdev Sectors
- +7.1%
- Skewness
- 0
- Kurtosis
- -0.02
- Upside Potential
- +5.52
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 2097 | $388.4M | 17 | ||
| 2026 Q2 | 2064 | $374.1M | 28 | ||
| 2026 Q1 | 383 | $300.7M | 22 | ||
| 2025 Q4 | 1729 | $325.1M | 100 | ||
| 2025 Q3 | 1199 | $101.7M | 99 | ||
| 2025 Q2 | 1171 | $273.9M | 0 | ||
| 2025 Q1 | 1135 | $251.1M | 0 | ||
| 2024 Q4 | 1140 | $255.7M | 0 | ||
| 2024 Q3 | 957 | $246.7M | 0 | ||
| 2024 Q2 | 929 | $222.6M | 0 | ||
| 2024 Q1 | 935 | $213.9M | 0 | ||
| 2023 Q4 | 1132 | $204.5M | 0 | ||
| 2023 Q3 | 929 | $176.4M | 0 | ||
| 2023 Q2 | 911 | $179.1M | — | ||
| 2023 Q1 | 963 | $164.1M | — |
Holding changes this quarter
Cape Investment Advisory, Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: S&p Global Inc (SPGI); Sold out: ; Sold out: Applied Digital CORP (APLD).
Showing top 200 changes by size (of 1547 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.9% | +839.71% | Add |
| 2 | SHV | Ishares 0-1 Year Treasury Bo | +0.9% | +31065.63% | Add |
| 3 | MSFT | Microsoft CORP | +0.7% | +5.94% | Add |
| 4 | ✓ | +0.5% | NEW | New buy | |
| 5 | AAPL | Apple Inc | +0.3% | +9.21% | Add |
| 6 | SPGI | S&p Global Inc | +0.3% | NEW | New buy |
| 7 | AVGO | Broadcom Inc | +0.2% | +106.28% | Add |
| 8 | CVX | Chevron CORP | +0.2% | +1.81% | Add |
| 9 | ACWX | Ishares Msci Acwi Ex US ETF | +0.2% | +5378.00% | Add |
| 10 | META | Meta Platforms Inc-class A | +0.1% | -5.71% | Trim |
| 11 | FTEC | Fidelity Msci Info Tech Indx | +0.1% | +1551.72% | Add |
| 12 | JNJ | Johnson & Johnson | +0.1% | +66.74% | Add |
| 13 | CORO | Ish Intl Ctry Rot Act ETF | +0.1% | +137.46% | Add |
| 14 | NVDA | Nvidia CORP | +0.1% | +3.12% | Add |
| 15 | PG | Procter & Gamble Co/the | +0.1% | +106.51% | Add |
| 16 | VZ | Verizon Communications Inc | +0.1% | +30.69% | Add |
| 17 | IVW | Ishares S&p 500 Growth ETF | +0.1% | +28.51% | Add |
| 18 | XLV | Ss Health Care Select Sector | +0.1% | +120.14% | Add |
| 19 | CGBL | Cap Group Core Balanced | +0.1% | +253.76% | Add |
| 20 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +20.36% | Add |
| 21 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +21.73% | Add |
| 22 | IBIT | Ishares Bitcoin Trust ETF | +0.1% | — | Unchanged |
| 23 | WMT | Walmart Inc | +0.1% | +65.59% | Add |
| 24 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +0.1% | +79.11% | Add |
| 25 | IVE | Ishares S&p 500 Value ETF | +0.1% | +29.92% | Add |
| 26 | MRK | Merck & Co. Inc. | +0.1% | +53.10% | Add |
| 27 | CGGR | Cap Group Growth Equity | +0.1% | +218.49% | Add |
| 28 | MBBA | Ishr Mtge Back Sec Act | +0.1% | NEW | New buy |
| 29 | IBM | Intl Business Machines CORP | +0.1% | +71.63% | Add |
| 30 | XTL | Ss Spdr S&p Telecom ETF | +0.1% | +276.51% | Add |
| 31 | GE | General Electric | +0.1% | +58.90% | Add |
| 32 | UBER | Uber Technologies Inc | +0.1% | +51.51% | Add |
| 33 | ICE | Intercontinental Exchange In | +0.1% | -3.78% | Trim |
| 34 | XLK | Ss Technology Select Sector | +0.1% | +20.33% | Add |
| 35 | XLF | Ss Financial Select Sector | +0.1% | +188.66% | Add |
| 36 | SJM | Jm Smucker Co/the | +0.1% | +2628.33% | Add |
| 37 | CGGE | Cap Group Global Eq | +0.1% | +448.92% | Add |
| 38 | AMZN | Amazon.com Inc | 0% | +2.67% | Add |
| 39 | SCHD | Schwab US Dvd Equity ETF | 0% | +3.97% | Add |
| 40 | CRM | Salesforce Inc | 0% | -11.94% | Trim |
| 41 | T | At&t Inc | 0% | +13.24% | Add |
| 42 | ✓ | 0% | +115.49% | Add | |
| 43 | AFL | Aflac Inc | 0% | +967.14% | Add |
| 44 | D | Dominion Energy Inc | 0% | +145.36% | Add |
| 45 | MTB | M & T Bank CORP | 0% | +1268.75% | Add |
| 46 | SCHG | Schwab US Large-cap Growth | 0% | -0.71% | Trim |
| 47 | VOO | Vanguard S&p 500 ETF | 0% | +14.57% | Add |
| 48 | PMAY | Innovator U.s. Equity Power | 0% | +10.67% | Add |
| 49 | VGT | Vanguard Info Tech ETF | 0% | +23.89% | Add |
| 50 | VEEV | Veeva Systems Inc-class A | 0% | -13.66% | Trim |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Cape Investment Advisory, Inc. and what type of investor is it?
Cape Investment Advisory, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $388.4M, spread across 2097 disclosed positions.
What are Cape Investment Advisory, Inc.'s largest equity positions?
Based on the latest 13F filing, Cape Investment Advisory, Inc.'s top holdings by market value are:
1. Schwab US Broad Market ETF (SCHB) — $47.7M (12.3%)
2. Schwab US Large-cap Value (SCHV) — $20.1M (5.2%)
3. Ishares Flex I A Etf-usd Inc (BINC) — $11.8M (3.0%)
4. Microsoft CORP (MSFT) — $9.4M (2.4%)
5. Schwab US Large-cap Growth (SCHG) — $9.0M (2.3%)
What changes did Cape Investment Advisory, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Cape Investment Advisory, Inc. made 198 notable position adjustments: 10 new positions were initiated, 107 existing holdings were added to, 76 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: S&p Global Inc (SPGI); Sold out: ; Sold out: Applied Digital CORP (APLD)
What sectors does Cape Investment Advisory, Inc. focus on?
Cape Investment Advisory, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 28.1%
• Communication Services: 13.6%
• Financials: 12.9%
• Health Care: 9.3%
• Consumer Discretionary: 9.1%
• Consumer Staples: 7.5%
Investment Profile
Cape Investment Advisory, Inc. returned an annualized 19.6% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 99 to 17 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SCHB position over the past two quarters (+$7.9M, now $47.7M), while trimming SBUX over the same stretch (-$1.2M, still holding $42.9K).
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Developer Access
Access Cape Investment Advisory, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/cape-investment-advisory-incCLI
npx alphasmo institutions get cape-investment-advisory-inc