CIK: 0001944437
Total reported value
$300.7M
Reporting period: 2026-03-31 · Number of holdings: 383
Cape Investment Advisory, Inc. disclosed 383 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $300.7M and a quarterly turnover rate of 22.1%.
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Cape Investment Advisory, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 383 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.40), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add KO
+106.5% $2.7M
Add SCHV
+0.6% $649.1K
Add SCHB
+1.3% -$1.3M
Add BINC
+10.6% $918.6K
Add CVX
-7.0% $867.2K
Trim MSFT
+2.4% -$1.7M
Showing top 200 holdings (of 383 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHB | Schwab US Broad Market ETF | ETF-Other | 13.22% | +0.60% | +1.27% | |
| 2 | SCHV | Schwab US Large-cap Value | ETF-Other | 6.10% | +0.66% | +0.64% | |
| 3 | BINC | Ishares Flex I A Etf-usd INC | ETF-Other | 3.75% | +0.57% | +10.64% | |
| 4 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | ETF-Other | 2.80% | +0.32% | +4.87% | |
| 5 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.48% | -0.09% | -0.11% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.01% | -0.36% | +2.37% | |
| 7 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 2.01% | — | -0.02% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.95% | — | +0.97% | |
| 9 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.88% | +0.36% | +2.37% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.75% | — | +3.20% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.71% | -0.16% | -8.14% | |
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.63% | +0.96% | +106.46% | |
| 13 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.51% | -0.03% | +0.61% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 1.39% | +0.37% | -7.02% | |
| 15 | AAPL | Apple INC | Stock-Tech | 1.35% | -0.14% | -10.36% | |
| 16 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.30% | — | +0.05% | |
| 17 | VNLA | Janus Henderson Short Durati | ETF-Other | 1.30% | — | +3.69% | |
| 18 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.26% | — | +0.75% | |
| 19 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.22% | +0.35% | +36.52% | |
| 20 | MGMT | Ballast Small/mid Cap ETF | ETF-Other | 1.22% | — | +0.55% | |
| 21 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.12% | +0.19% | +17.33% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.04% | -0.05% | +2.44% | |
| 23 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.91% | — | +2.15% | |
| 24 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.89% | — | -14.91% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.83% | — | +7.56% | |
| 26 | SO | Southern Co/the | Stock-Utilities | 0.82% | +0.18% | +5.94% | |
| 27 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.79% | -0.02% | -4.61% | |
| 28 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.77% | +0.17% | +20.04% | |
| 29 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.68% | — | -0.82% | |
| 30 | ILCG | Ishares Morningstar Growth E | ETF-Other | 0.65% | -0.02% | -2.39% | |
| 31 | BKNG | Booking Holdings INC | Stock-Consumer Disc | 0.65% | -0.11% | — | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.63% | — | +21.34% | |
| 33 | AMAT | Applied Materials INC | Stock-Tech | 0.62% | — | -20.97% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.62% | — | -2.55% | |
| 35 | SCHH | Schwab US Reit ETF | ETF-Other | 0.59% | — | +1.08% | |
| 36 | IQV | Iqvia Holdings INC | Stock-Healthcare | 0.59% | -0.15% | -2.72% | |
| 37 | PJUN | Innovator U.s. Equity Power | ETF-Other | 0.58% | — | — | |
| 38 | MCBS | Metrocity Bankshares INC | Stock-Other | 0.57% | — | +0.42% | |
| 39 | PNOV | Innovator U.s. Equity Power | ETF-Other | 0.57% | — | +1.71% | |
| 40 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.54% | — | -0.81% | |
| 41 | PSEP | Innovator U.s. Equity Power | ETF-Other | 0.53% | — | -1.48% | |
| 42 | SCHY | Schwab International Dvd ETF | ETF-Other | 0.52% | — | +0.59% | |
| 43 | XOM | Exxon Mobil CORP | Stock-Energy | 0.52% | +0.29% | +45.34% | |
| 44 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.50% | -0.05% | -0.30% | |
| 45 | DDFM | Innovator Edd 15 Buf Etf-mar | ETF-Other | 0.49% | +0.49% | NEW | |
| 46 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.46% | — | -1.33% | |
| 47 | MA | Mastercard INC - A | Stock-Financials | 0.46% | -0.04% | -2.73% | |
| 48 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.46% | — | +2.98% | |
| 49 | MU | Micron Technology INC | Stock-Tech | 0.45% | — | -0.30% | |
| 50 | ELV | Elevance Health INC | Stock-Healthcare | 0.43% | — | +10.79% |
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+17.7%
Based on 86% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 383 | $300.7M | 22 | |
| 2025-12-31 | 1729 | $325.1M | 100 | |
| 2025-09-30 | 1199 | $101.7M | 99 | |
| 2025-06-30 | 1171 | $273.9M | 0 | |
| 2025-03-31 | 1135 | $251.1M | 0 | |
| 2024-12-31 | 1140 | $255.7M | 0 | |
| 2024-09-30 | 957 | $246.7M | 0 | |
| 2024-06-30 | 929 | $222.6M | 0 | |
| 2024-03-31 | 935 | $213.9M | 0 | |
| 2023-12-31 | 1132 | $204.5M | 0 | |
| 2023-09-30 | 929 | $176.4M | 0 | |
| 2023-06-30 | 911 | $179.1M | — | |
| 2023-03-31 | 963 | $164.1M | — |
Cape Investment Advisory, Inc.'s most significant position changes for 2026-03-31: New buy: Innovator Edd 15 Buf Etf-mar (DDFM); Sold out: Diageo Plc-sponsored Adr (DEO); Sold out: Carmax INC (KMX); Sold out: Ishares S&p 100 ETF (OEF); New buy: Ishares Def Industrials Act (IDEF).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | KO | Coca-cola Co/the | +1% | +106.46% | Add |
| 2 | SCHV | Schwab US Large-cap Value | +0.7% | +0.64% | Add |
| 3 | SCHB | Schwab US Broad Market ETF | +0.6% | +1.27% | Add |
| 4 | BINC | Ishares Flex I A Etf-usd INC | +0.6% | +10.64% | Add |
| 5 | CVX | Chevron CORP | +0.4% | -7.02% | Trim |
| 6 | SCHD | Schwab US Dvd Equity ETF | +0.4% | +2.37% | Add |
| 7 | IVV | Ishares Core S&p 500 ETF | +0.4% | +36.52% | Add |
| 8 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | +0.3% | +4.87% | Add |
| 9 | ICE | Intercontinental Exchange In | +0.3% | +1299.77% | Add |
| 10 | XOM | Exxon Mobil CORP | +0.3% | +45.34% | Add |
| 11 | GOVT | Ishares US Treasury Bond ETF | +0.2% | +209.91% | Add |
| 12 | SYK | Stryker CORP | +0.2% | +12953.85% | Add |
| 13 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.2% | +17.33% | Add |
| 14 | SO | Southern Co/the | +0.2% | +5.94% | Add |
| 15 | UBER | Uber Technologies INC | +0.2% | +1946.65% | Add |
| 16 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.2% | +20.04% | Add |
| 17 | T | At&t INC | +0.2% | +115.17% | Add |
| 18 | WMT | Walmart INC | +0.1% | +154.38% | Add |
| 19 | EFG | Ishares Msci Eafe Growth ETF | +0.1% | +688.21% | Add |
| 20 | EJAN | Innovator Emerging Markets P | +0.1% | +49.33% | Add |
| 21 | SHEL | Shell Plc-adr | +0.1% | +449.51% | Add |
| 22 | GEV | GE Vernova INC | +0.1% | +17.41% | Add |
| 23 | SCHW | Schwab (charles) CORP | 0% | -4.61% | Trim |
| 24 | ILCG | Ishares Morningstar Growth E | 0% | -2.39% | Trim |
| 25 | AMZN | Amazon.com INC | 0% | +0.61% | Add |
| 26 | MA | Mastercard INC - A | 0% | -2.73% | Trim |
| 27 | META | Meta Platforms Inc-class A | -0.1% | +2.44% | Add |
| 28 | DIS | Walt Disney Co/the | -0.1% | -0.30% | Trim |
| 29 | ADSK | Autodesk INC | -0.1% | -6.81% | Trim |
| 30 | IBIT | Ishares Bitcoin Trust ETF | -0.1% | +2.09% | Add |
| 31 | QCOM | Qualcomm INC | -0.1% | -6.01% | Trim |
| 32 | ADBE | Adobe INC | -0.1% | +2.25% | Add |
| 33 | CHKP | Check Point Software Technologies Ltd. | -0.1% | -1.27% | Trim |
| 34 | SCHG | Schwab US Large-cap Growth | -0.1% | -0.11% | Trim |
| 35 | CRM | Salesforce INC | -0.1% | -2.97% | Trim |
| 36 | BKNG | Booking Holdings INC | -0.1% | — | Unchanged |
| 37 | AAPL | Apple INC | -0.1% | -10.36% | Trim |
| 38 | IQV | Iqvia Holdings INC | -0.2% | -2.72% | Trim |
| 39 | GOOGL | Alphabet Inc-cl A | -0.2% | -8.14% | Trim |
| 40 | IBM | Intl Business Machines CORP | -0.2% | -41.15% | Trim |
| 41 | MSFT | Microsoft CORP | -0.4% | +2.37% | Add |
| 42 | DDFM | Innovator Edd 15 Buf Etf-mar | — | NEW | New buy |
| 43 | DEO | Diageo Plc-sponsored Adr | — | EXIT | Sold out |
| 44 | KMX | Carmax INC | — | EXIT | Sold out |
| 45 | OEF | Ishares S&p 100 ETF | — | EXIT | Sold out |
| 46 | IDEF | Ishares Def Industrials Act | — | NEW | New buy |
| 47 | USMC | Principal US Mega-cap ETF | — | EXIT | Sold out |
| 48 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | — | NEW | New buy |
| 49 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 50 | SYY | Sysco CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-12-29 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-19 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-16 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-06-21 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-12 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-07 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-10-12 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-10-12 | 13F-HR | View on EDGAR |
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