13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001532842
Total reported value
$47.4M
$47.4M
32 檔
132.3%
The Q4 2025 SEC filing reveals that BTS Asset Management, Inc. held a total portfolio value of $47.4M, covering 32 public equity positions.
In Q4 2025, BTS Asset Management, Inc. adopted a defensive or profit-taking posture, trimming 19 positions and completely liquidating 9 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HYLB | Xtrackers Usd High Yield Cor | ETF-High Yield | 35.06% | +51.47% | NEW | |
| 2 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 34.97% | — | -6.66% | |
| 3 | SPHD | Invesco S&p 500 High Dividen | ETF-Large Cap & Growth | 11.77% | — | -6.55% | |
| 4 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.59% | -1.51% | -2.13% | |
| 5 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.52% | -2.61% | EXIT | |
| 6 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 1.22% | -0.69% | -0.86% | |
| 7 | ED | Consolidated Edison Inc | Stock-Utilities | 1.00% | — | — | |
| 8 | KR | Kroger Co | Stock-Consumer Staples | 0.88% | -1.01% | -30.60% | |
| 9 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.82% | -0.92% | — | |
| 10 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.78% | -1.04% | -3.37% | |
| 11 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.75% | -2.12% | EXIT | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 0.69% | -0.97% | -2.12% | |
| 13 | AEE | Ameren Corporation | Stock-Utilities | 0.67% | — | — | |
| 14 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.64% | -1.16% | -12.74% | |
| 15 | AGZ | Ishares Agency Bond ETF | ETF-Other | 0.61% | -0.34% | — | |
| 16 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.61% | -0.34% | -0.76% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.53% | -0.59% | -22.34% | |
| 18 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.50% | -1.49% | EXIT | |
| 19 | CALM | Cal-maine Foods Inc | Stock-Consumer Staples | 0.50% | — | +14.80% | |
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 0.48% | — | -4.36% | |
| 21 | ABT | Abbott Laboratories | Stock-Healthcare | 0.43% | — | — | |
| 22 | XLE | Ss Energy Select Sector | ETF-Other | 0.42% | — | +97.32% | |
| 23 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.42% | — | — | |
| 24 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 0.41% | -0.23% | -0.09% | |
| 25 | PCEF | Invesco Cef Income Composite | ETF-Other | 0.41% | -0.23% | — | |
| 26 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.41% | -0.24% | -2.90% | |
| 27 | JBBB | Janus Henderson B-bbb Clo Et | ETF-Other | 0.41% | -0.23% | -50.17% | |
| 28 | EXC | Exelon CORP | Stock-Utilities | 0.33% | -0.43% | — | |
| 29 | SNA | Snap-on Inc | Stock-Industrials | 0.33% | +0.56% | NEW | |
| 30 | ERIE | Erie Indemnity Company-cl A | Stock-Financials | 0.32% | — | — | |
| 31 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.31% | -0.87% | EXIT | |
| 32 | F | Ford Motor Co | Stock-Consumer Disc | 0.22% | — | -11.01% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GLD | Spdr Gold Shares | +0.1% | -4.36% | Trim |
| 2 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | -2.13% | Trim |
| 3 | TFLO | Ishares Treasury Floating Ra | +0.1% | -0.86% | Trim |
| 4 | NVDA | Nvidia CORP | 0% | -2.12% | Trim |
| 5 | GOOGL | Alphabet Inc-cl A | 0% | -22.34% | Trim |
| 6 | JEPQ | JPM Nasdaq Equity Premium | 0% | -3.37% | Trim |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | 0% | -0.76% | Trim |
| 8 | NOBL | Proshares S&p 500 Dividend A | 0% | -2.90% | Trim |
| 9 | SJNK | Ss Spdr Bb St Hi Yield ETF | 0% | -0.09% | Trim |
| 10 | XLE | Ss Energy Select Sector | 0% | +97.32% | Add |
| 11 | CALM | Cal-maine Foods Inc | 0% | +14.80% | Add |
| 12 | F | Ford Motor Co | 0% | -11.01% | Trim |
| 13 | SNA | Snap-on Inc | 0% | -2.11% | Trim |
| 14 | IEF | Ishares 7-10 Year Treasury B | — | -5.00% | Trim |
| 15 | CMCSA | Comcast Corp-class A | -0.1% | -12.74% | Trim |
| 16 | META | Meta Platforms Inc-class A | -0.2% | -18.51% | Trim |
| 17 | JBBB | Janus Henderson B-bbb Clo Et | -0.4% | -50.17% | Trim |
| 18 | KR | Kroger Co | -0.4% | -30.60% | Trim |
| 19 | SPHD | Invesco S&p 500 High Dividen | -0.5% | -6.55% | Trim |
| 20 | HYLB | Xtrackers Usd High Yield Cor | -0.8% | -6.74% | Trim |
| 21 | USHY | Ishares Broad Usd High Yield | -0.9% | -6.66% | Trim |
| 22 | DIA | Ss Spdr Dow Jones Indus Avg | — | NEW | New buy |
| 23 | ED | Consolidated Edison Inc | — | NEW | New buy |
| 24 | SRLN | Ss Blackstone Sr Loan ETF | — | NEW | New buy |
| 25 | HSY | Hershey Co/the | — | EXIT | Sold out |
| 26 | AEE | Ameren Corporation | — | NEW | New buy |
| 27 | SHY | Ishares 1-3 Year Treasury Bo | — | EXIT | Sold out |
| 28 | AGZ | Ishares Agency Bond ETF | — | NEW | New buy |
| 29 | VIG | Vanguard Dividend Apprec ETF | — | EXIT | Sold out |
| 30 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 31 | ABT | Abbott Laboratories | — | NEW | New buy |
| 32 | XLY | Ss Consumer Disc Select Sect | — | NEW | New buy |
| 33 | CWB | Ss Spdr Bb Conv Sec ETF | — | EXIT | Sold out |
| 34 | BKLN | Invesco Senior Loan ETF | — | EXIT | Sold out |
| 35 | PCEF | Invesco Cef Income Composite | — | NEW | New buy |
| 36 | OMC | Omnicom Group | — | EXIT | Sold out |
| 37 | EXC | Exelon CORP | — | NEW | New buy |
| 38 | CVX | Chevron CORP | — | EXIT | Sold out |
| 39 | ERIE | Erie Indemnity Company-cl A | — | NEW | New buy |
| 40 | VBR | Vanguard Small-cap Value ETF | — | NEW | New buy |
| 41 | CF | Cf Industries Holdings Inc | — | EXIT | Sold out |
According to official SEC Form 13F filings, BTS Asset Management, Inc. reported a total U.S. public equity portfolio value of $47.4M across 32 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including HYLB, USHY, SPHD) accounted for 132.3% of total reported equity market value during Q4 2025.
Top New Position Initiated
DIA
市值: $1.1M
Top Position Liquidated / Trimmed
HSY
前期市值: $504.1K
During Q4 2025, BTS Asset Management, Inc.'s top holdings by market value included HYLB (35.1%)、USHY (35.0%)、SPHD (11.8%). The largest single position, HYLB, represented 35.1% of total portfolio value.
In Q4 2025, BTS Asset Management, Inc. made 41 total portfolio adjustments, initiating 11 new buys, adding to 2 positions, trimming 19 holdings, and fully liquidating 9 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.