Broadfin Capital, LLC SEC 13F Disclosure Analysis

CIK: 0001511901

ContrarianHigh-turnover traderDiversified strategy

Total reported value

$746.8M

Reporting period: 2019-12-31 · Number of holdings: 40

Broadfin Capital, LLC disclosed 40 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $746.8M and a quarterly turnover rate of 79.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 34.21
Portfolio Stability: 79.74
Momentum/Contrarian: 0
Sector conviction: 0
Diversification: 76
Sizing Uniformity: 84.8

Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim XBI
-50.0%　-$20.1M
Trim SPY
0.0%　$11.0M
Add ALKS
+395.4%　$20.3M
Trim IOVA
-52.9%　-$5.8M
Add G73268107
+225.1%　$14.2M
Add NSTGEUR
+401.4%　$13.1M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 38 holdings (of 40 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	18.96%	-5.18%	—
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	17.75%	+17.75%	NEW
3	BHVN	Biohaven Ltd.	Stock-Other	7.36%	-0.60%	-2.25%
4	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	4.46%	-5.41%	-50.00%
5	BDSIUSD	Biodelivery Sciences Intl	Stock-Other	3.64%	+0.29%	—
6	ALKS	Alkermes plc	Stock-Healthcare	3.37%	+2.47%	+395.38%
7	VRAYQ	Viewray INC	Stock-Other	3.15%	+1.54%	+85.73%
8	✓	Amarin Corp PLC	Stock-Other	3.01%	-1.39%	-33.13%
9	✓	Quotient LTD	Stock-Other	2.54%	+1.66%	+225.09%
10	CLDNEUR	Eiger Biopharmaceuticals INC	Stock-Other	2.47%	-0.12%	-9.58%
11	STAA	Staar Surgical Co	Stock-Other	2.18%	+2.18%	NEW
12	XENTEUR	Intersect Ent INC	Stock-Other	2.10%	-0.35%	-19.01%
13	PGNXUSD	Progenics Pharmaceuticals	Stock-Other	2.09%	+0.61%	+93.25%
14	NSTGEUR	Nanostring Technologies INC	Stock-Other	2.07%	+1.63%	+401.44%
15	IOVA	Iovance Biotherapeutics INC	Stock-Other	1.98%	-1.83%	-52.85%
16	DERMEUR	Dermira INC	Stock-Other	1.82%	+1.14%	+54.65%
17	RAH	Societal Cdmo INC	Stock-Other	1.77%	-0.25%	-27.00%
18	LNTH	Lantheus Holdings INC	Stock-Healthcare	1.70%	+1.70%	NEW
19	✓		Stock-Other	1.63%	+1.63%	NEW
20	SIENUSD	Sientra INC	Stock-Other	1.54%	-0.86%	-35.71%
21	VCEL	Vericel CORP	Stock-Other	1.44%	+0.78%	+161.63%
22	LJPC	La Jolla Pharmaceutical Co	Stock-Other	1.41%	+1.11%	+1378.23%
23	ALXN	Alexion Pharmaceuticals INC	Stock-Other	1.20%	+1.20%	NEW
24	✓	Sol Gel Technologies	Stock-Other	1.20%	+0.26%	-7.36%
25	RLMD	Relmada Therapeutics INC	Stock-Other	1.15%	+1.15%	NEW
26	AUPH	Aurinia Pharmaceuticals INC	Stock-Other	1.09%	+1.09%	NEW
27	✓	Avadel Pharmaceuticals PLC	Stock-Other	1.04%	-1.35%	-66.83%
28	XCUR	Exicure INC	Stock-Other	1.04%	-0.04%	+17.13%
29	ZGNXEUR	Zogenix INC	Stock-Other	0.94%	-0.08%	-2.25%
30	ICUI	Icu Medical INC	Stock-Other	0.75%	—	—
31	✓	Luminex CORP	Stock-Other	0.64%	+0.64%	NEW
32	SSKNEUR	Strata Skin Sciences INC	Stock-Other	0.51%	-0.65%	-36.94%
33	ANAB	Anaptysbio INC	Stock-Other	0.48%	+0.48%	NEW
34	ACRS	Aclaris Therapeutics INC	Stock-Other	0.48%	+0.16%	+16.55%
35	✓	Mylan N V	Stock-Other	0.40%	+0.40%	NEW
36	HRTX	Heron Therapeutics INC	Stock-Other	0.28%	-0.40%	-54.74%
37	✓	Scynexis INC Com New	Stock-Other	0.24%	+0.24%	NEW
38	✓		Stock-Other	0.11%	—	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2019-12-31	40	$746.8M	80	1SPY 2IWM 3BHVN Top holdings2019-12-31 1.SPY 2.IWM 3.BHVN 4.XBI 5.BDSIUSD 6.ALKS 7.VRAYQ 8.023111 9.G73268 10.CLDNEUR
2019-09-30	44	$540.9M	98	1SPY 2XBI 3BHVN Top holdings2019-09-30 1.SPY 2.XBI 3.BHVN 4.023111 5.IOVA 6.BDSIUSD 7.G0177J 8.MRTXEUR 9.CLDNEUR 10.XENTEUR
2019-06-30	39	$459.6M	64	1BHVN 2IOVA 3PETXEUR Top holdings2019-06-30 1.BHVN 2.IOVA 3.PETXEUR 4.RTRXEUR 5.NVROEUR 6.MRTXEUR 7.BDSIUSD 8.G0177J 9.CLDNEUR 10.GBTUSD
2019-03-31	43	$484.3M	73	1IOVA 2NVROEUR 3CPRX Top holdings2019-03-31 1.IOVA 2.NVROEUR 3.CPRX 4.PETXEUR 5.MYGN 6.BDSIUSD 7.RTRXEUR 8.GBTUSD 9.ZGNXEUR 10.ADMSEUR
2018-12-31	50	$760.5M	100	1SPY 2T8S 3IOVA Top holdings2018-12-31 1.SPY 2.T8S 3.IOVA 4.XBI 5.NVROEUR 6.PETXEUR 7.GBTUSD 8.RTRXEUR 9.ADMSEUR 10.DXCM
2018-09-30	50	$679.5M	63	1IWM 2IOVA 3LJPC Top holdings2018-09-30 1.IWM 2.IOVA 3.LJPC 4.ZGNXEUR 5.ADMA 6.RTRXEUR 7.ADMSEUR 8.TNDM 9.PETXEUR 10.023111
2018-06-30	45	$635.2M	74	1IOVA 2MRTXEUR 3LJPC Top holdings2018-06-30 1.IOVA 2.MRTXEUR 3.LJPC 4.ZGNXEUR 5.ADMSEUR 6.G30401 7.21887L 8.RTRXEUR 9.HRTX 10.G4617B
2018-03-31	51	$641.7M	51	1LJPC 2MRTXEUR 3HRTX Top holdings2018-03-31 1.LJPC 2.MRTXEUR 3.HRTX 4.G4617B 5.21887L 6.ADMSEUR 7.RTRXEUR 8.G85347 9.RAH 10.ZGNXEUR
2017-12-31	46	$611.8M	44	1G4617B2MRTXEUR 3HRTX Top holdings2017-12-31 1.G4617B 2.MRTXEUR 3.HRTX 4.RTRXEUR 5.LJPC 6.21887L 7.451731 8.ANGO 9.CPRX 10.G85347
2017-09-30	45	$676.0M	100	1HRTX221887L3RTRXEUR Top holdings2017-09-30 1.HRTX 2.21887L 3.RTRXEUR 4.G4617B 5.05337M 6.LJPC 7.PETXEUR 8.ANGO 9.ZBH 10.MRTXEUR
2017-06-30	53	$823.0M	0	1XBI 2HRTX3G4617B Top holdings2017-06-30 1.XBI 2.HRTX 3.G4617B 4.RTRXEUR 5.05337M 6.LJPC 7.PETXEUR 8.G30401 9.21887L 10.451731
2017-03-31	55	$825.6M	60	1G4617B2HRTX 3XBI Top holdings2017-03-31 1.G4617B 2.HRTX 3.XBI 4.RTRXEUR 5.G30401 6.05337M 7.RAH 8.ANGO 9.LJPC 10.451731
2016-12-31	64	$900.7M	48	1G4617B2PGNXUSD 3RTRXEUR Top holdings2016-12-31 1.G4617B 2.PGNXUSD 3.RTRXEUR 4.HRTX 5.338488 6.ATRSEUR 7.PETXEUR 8.LJPC 9.G30401 10.RAH
2016-09-30	72	$1.1B	48	1G4617B2RTRXEUR366987G Top holdings2016-09-30 1.G4617B 2.RTRXEUR 3.66987G 4.PGNXUSD 5.338488 6.HRTX 7.ANGO 8.LJPC 9.XBI 10.G30401
2016-06-30	70	$1.0B	57	1G4617B2SPY366987G Top holdings2016-06-30 1.G4617B 2.SPY 3.66987G 4.ANGO 5.RTRXEUR 6.338488 7.PGNXUSD 8.75382F 9.NVROEUR 10.LION
2016-03-31	71	$1.0B	59	1G4617B2IWM366987G Top holdings2016-03-31 1.G4617B 2.IWM 3.66987G 4.NVROEUR 5.338488 6.RTRXEUR 7.PGNXUSD 8.75382F 9.ANGO 10.HRTX
2015-12-31	88	$1.6B	100	1G4617B2IWM 3VALE Top holdings2015-12-31 1.G4617B 2.IWM 3.VALE 4.NVROEUR 5.XBI 6.HRTX 7.RTRXEUR 8.PGNXUSD 9.338488 10.66987G
2015-09-30	89	$1.8B	0	1IWM2G4617B3NVROEUR Top holdings2015-09-30 1.IWM 2.G4617B 3.NVROEUR 4.338488 5.RTRXEUR 6.XBI 7.HRTX 8.PGNXUSD 9.EBS 10.ANGO
2015-06-30	97	$1.9B	52	1IWM2G4617B3338488 Top holdings2015-06-30 1.IWM 2.G4617B 3.338488 4.HRTX 5.XBI 6.RTRXEUR 7.PGNXUSD 8.EBS 9.00767E 10.ANGO
2015-03-31	84	$1.3B	54	1G4617B23384883RTRXEUR Top holdings2015-03-31 1.G4617B 2.338488 3.RTRXEUR 4.00767E 5.PGNXUSD 6.EBS 7.ANGO 8.HRTX 9.AMPH 10.RIGLUSD
2014-12-31	75	$1.2B	48	1G4617B23384883PGNXUSD Top holdings2014-12-31 1.G4617B 2.338488 3.PGNXUSD 4.00767E 5.EBS 6.ANGO 7.928645 8.RTRXEUR 9.BDSIUSD 10.71426V
2014-09-30	72	$953.8M	49	13384882G4617B3AMAG Top holdings2014-09-30 1.338488 2.G4617B 3.AMAG 4.PGNXUSD 5.EBS 6.ANGO 7.249908 8.BDSIUSD 9.00767E 10.71426V
2014-06-30	70	$1.0B	40	1338488244047T3ANGO Top holdings2014-06-30 1.338488 2.44047T 3.ANGO 4.EBS 5.BDSIUSD 6.AMAG 7.HRTX 8.249908 9.PGNXUSD 10.TTPHEUR
2014-03-31	85	$1.0B	69	1338488244047T3249908 Top holdings2014-03-31 1.338488 2.44047T 3.249908 4.EBS 5.ANGO 6.RTRXEUR 7.HRTX 8.BDSIUSD 9.66987G 10.LN5
2013-12-31	60	$758.2M	59	12499082LN5 3ANGO Top holdings2013-12-31 1.249908 2.LN5 3.ANGO 4.TEVA 5.66987G 6.44047T 7.338488 8.TTPHEUR 9.032420 10.EBS
2013-09-30	58	$563.3M	41	12499082ANGO 3BABYEUR Top holdings2013-09-30 1.249908 2.ANGO 3.BABYEUR 4.LN5 5.66987G 6.338488 7.TEVA 8.EBS 9.TTPHEUR 10.IPXLEUR
2013-06-30	52	$511.2M	0	1BABYEUR 2TEVA3249908 Top holdings2013-06-30 1.BABYEUR 2.TEVA 3.249908 4.ANGO 5.IPXLEUR 6.66987G 7.62936P 8.LN5 9.338488 10.IART

Holding changes this quarter

Broadfin Capital, LLC's most significant position changes for 2019-12-31: New buy: Ishares Russell 2000 ETF (IWM); New buy: Staar Surgical Co (STAA); Sold out: ; Sold out: Mirati Therapeutics INC (MRTXEUR); Sold out: Nevro CORP (NVROEUR).

Position changes disclosed by Broadfin Capital, LLC for the quarter ending 2019-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ALKS	Alkermes plc	+2.5%	+395.38%	Add
2	✓	Quotient LTD	+1.7%	+225.09%	Add
3	NSTGEUR	Nanostring Technologies INC	+1.6%	+401.44%	Add
4	VRAYQ	Viewray INC	+1.5%	+85.73%	Add
5	DERMEUR	Dermira INC	+1.1%	+54.65%	Add
6	LJPC	La Jolla Pharmaceutical Co	+1.1%	+1378.23%	Add
7	VCEL	Vericel CORP	+0.8%	+161.63%	Add
8	PGNXUSD	Progenics Pharmaceuticals	+0.6%	+93.25%	Add
9	BDSIUSD	Biodelivery Sciences Intl	+0.3%	—	Unchanged
10	✓	Sol Gel Technologies	+0.3%	-7.36%	Trim
11	ACRS	Aclaris Therapeutics INC	+0.2%	+16.55%	Add
12	XCUR	Exicure INC	0%	+17.13%	Add
13	ZGNXEUR	Zogenix INC	-0.1%	-2.25%	Trim
14	CLDNEUR	Eiger Biopharmaceuticals INC	-0.1%	-9.58%	Trim
15	RAH	Societal Cdmo INC	-0.3%	-27.00%	Trim
16	XENTEUR	Intersect Ent INC	-0.4%	-19.01%	Trim
17	HRTX	Heron Therapeutics INC	-0.4%	-54.74%	Trim
18	BHVN	Biohaven Ltd.	-0.6%	-2.25%	Trim
19	SSKNEUR	Strata Skin Sciences INC	-0.7%	-36.94%	Trim
20	SIENUSD	Sientra INC	-0.9%	-35.71%	Trim
21	✓	Avadel Pharmaceuticals PLC	-1.4%	-66.83%	Trim
22	✓	Amarin Corp PLC	-1.4%	-33.13%	Trim
23	IOVA	Iovance Biotherapeutics INC	-1.8%	-52.85%	Trim
24	SPY	Ss Spdr S&p 500 ETF Trust-us	-5.2%	—	Unchanged
25	XBI	Ss Spdr S&p Biotech ETF	-5.4%	-50.00%	Trim
26	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
27	STAA	Staar Surgical Co	—	NEW	New buy
28	✓		—	EXIT	Sold out
29	MRTXEUR	Mirati Therapeutics INC	—	EXIT	Sold out
30	NVROEUR	Nevro CORP	—	EXIT	Sold out
31	✓	Wright Medical Group NV	—	EXIT	Sold out
32	LNTH	Lantheus Holdings INC	—	NEW	New buy
33	✓		—	NEW	New buy
34	ABBV	Abbvie INC	—	EXIT	Sold out
35	ALXN	Alexion Pharmaceuticals INC	—	NEW	New buy
36	RLMD	Relmada Therapeutics INC	—	NEW	New buy
37	GBTUSD	Global Blood Therapeutics In	—	EXIT	Sold out
38	AUPH	Aurinia Pharmaceuticals INC	—	NEW	New buy
39	RTRXEUR	Retrophin INC	—	EXIT	Sold out
40	✓	Strongbridge Biopharma PLC	—	EXIT	Sold out
41	XGN	Exagen INC	—	EXIT	Sold out
42	✓	Luminex CORP	—	NEW	New buy
43	CPRX	Catalyst Pharmaceuticals INC	—	EXIT	Sold out
44	ATRSEUR	Antares Pharma INC	—	EXIT	Sold out
45	SIBN	Si-bone INC	—	EXIT	Sold out
46	ANAB	Anaptysbio INC	—	NEW	New buy
47	GWPH	Gw Pharmaceuticals LTD	—	EXIT	Sold out
48	✓	Mylan N V	—	NEW	New buy
49	ADMA	Adma Biologics INC	—	EXIT	Sold out
50	✓	Scynexis INC Com New	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-15	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-14	13F-HR	View on EDGAR
2017-12-31	2018-02-13	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-17	Amendment	View on EDGAR
2017-06-30	2017-08-14	13F-HR	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-16	13F-HR	View on EDGAR
2015-09-30	2015-11-20	Amendment	View on EDGAR
2015-09-30	2015-11-16	13F-HR	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2015-02-17	Amendment	View on EDGAR
2014-12-31	2015-02-17	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-22	Amendment	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-28	Amendment	View on EDGAR
2013-12-31	2014-02-14	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-14	13F-HR	View on EDGAR

FAQ

What is Broadfin Capital, LLC and what type of investor is it?

Broadfin Capital, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $746.8M, spread across 40 disclosed positions.

What are Broadfin Capital, LLC's largest equity positions?

Based on the latest 13F filing, Broadfin Capital, LLC's top holdings by market value are: 1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $141.6M (19.0%) 2. Ishares Russell 2000 ETF (IWM) — $132.5M (17.8%) 3. Biohaven Ltd. (BHVN) — $54.9M (7.4%) 4. Ss Spdr S&p Biotech ETF (XBI) — $33.3M (4.5%) 5. Biodelivery Sciences Intl (BDSIUSD) — $27.2M (3.6%)

What changes did Broadfin Capital, LLC make in its most recent portfolio filing?

In the latest reported quarter, Broadfin Capital, LLC made 48 notable position adjustments: 11 new positions were initiated, 10 existing holdings were added to, 13 positions were partially reduced, and 14 were completely exited. The largest of these moves: New buy: Ishares Russell 2000 ETF (IWM); New buy: Staar Surgical Co (STAA); Sold out: ; Sold out: Mirati Therapeutics INC (MRTXEUR); Sold out: Nevro CORP (NVROEUR)

What sectors does Broadfin Capital, LLC focus on?

Broadfin Capital, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Health Care: 100.0%

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Broadfin Capital, LLC SEC 13F Disclosure Analysis

CIK: 0001511901

ContrarianHigh-turnover traderDiversified strategy

Total reported value

$746.8M

Reporting period: 2019-12-31 · Number of holdings: 40

Broadfin Capital, LLC disclosed 40 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $746.8M and a quarterly turnover rate of 79.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 34.21
Portfolio Stability: 79.74
Momentum/Contrarian: 0
Sector conviction: 0
Diversification: 76
Sizing Uniformity: 84.8

Recent moves

Trim XBI
-50.0%　-$20.1M
Trim SPY
0.0%　$11.0M
Add ALKS
+395.4%　$20.3M
Trim IOVA
-52.9%　-$5.8M
Add G73268107
+225.1%　$14.2M
Add NSTGEUR
+401.4%　$13.1M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 38 holdings (of 40 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	18.96%	-5.18%	—
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	17.75%	+17.75%	NEW
3	BHVN	Biohaven Ltd.	Stock-Other	7.36%	-0.60%	-2.25%
4	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	4.46%	-5.41%	-50.00%
5	BDSIUSD	Biodelivery Sciences Intl	Stock-Other	3.64%	+0.29%	—
6	ALKS	Alkermes plc	Stock-Healthcare	3.37%	+2.47%	+395.38%
7	VRAYQ	Viewray INC	Stock-Other	3.15%	+1.54%	+85.73%
8	✓	Amarin Corp PLC	Stock-Other	3.01%	-1.39%	-33.13%
9	✓	Quotient LTD	Stock-Other	2.54%	+1.66%	+225.09%
10	CLDNEUR	Eiger Biopharmaceuticals INC	Stock-Other	2.47%	-0.12%	-9.58%
11	STAA	Staar Surgical Co	Stock-Other	2.18%	+2.18%	NEW
12	XENTEUR	Intersect Ent INC	Stock-Other	2.10%	-0.35%	-19.01%
13	PGNXUSD	Progenics Pharmaceuticals	Stock-Other	2.09%	+0.61%	+93.25%
14	NSTGEUR	Nanostring Technologies INC	Stock-Other	2.07%	+1.63%	+401.44%
15	IOVA	Iovance Biotherapeutics INC	Stock-Other	1.98%	-1.83%	-52.85%
16	DERMEUR	Dermira INC	Stock-Other	1.82%	+1.14%	+54.65%
17	RAH	Societal Cdmo INC	Stock-Other	1.77%	-0.25%	-27.00%
18	LNTH	Lantheus Holdings INC	Stock-Healthcare	1.70%	+1.70%	NEW
19	✓		Stock-Other	1.63%	+1.63%	NEW
20	SIENUSD	Sientra INC	Stock-Other	1.54%	-0.86%	-35.71%
21	VCEL	Vericel CORP	Stock-Other	1.44%	+0.78%	+161.63%
22	LJPC	La Jolla Pharmaceutical Co	Stock-Other	1.41%	+1.11%	+1378.23%
23	ALXN	Alexion Pharmaceuticals INC	Stock-Other	1.20%	+1.20%	NEW
24	✓	Sol Gel Technologies	Stock-Other	1.20%	+0.26%	-7.36%
25	RLMD	Relmada Therapeutics INC	Stock-Other	1.15%	+1.15%	NEW
26	AUPH	Aurinia Pharmaceuticals INC	Stock-Other	1.09%	+1.09%	NEW
27	✓	Avadel Pharmaceuticals PLC	Stock-Other	1.04%	-1.35%	-66.83%
28	XCUR	Exicure INC	Stock-Other	1.04%	-0.04%	+17.13%
29	ZGNXEUR	Zogenix INC	Stock-Other	0.94%	-0.08%	-2.25%
30	ICUI	Icu Medical INC	Stock-Other	0.75%	—	—
31	✓	Luminex CORP	Stock-Other	0.64%	+0.64%	NEW
32	SSKNEUR	Strata Skin Sciences INC	Stock-Other	0.51%	-0.65%	-36.94%
33	ANAB	Anaptysbio INC	Stock-Other	0.48%	+0.48%	NEW
34	ACRS	Aclaris Therapeutics INC	Stock-Other	0.48%	+0.16%	+16.55%
35	✓	Mylan N V	Stock-Other	0.40%	+0.40%	NEW
36	HRTX	Heron Therapeutics INC	Stock-Other	0.28%	-0.40%	-54.74%
37	✓	Scynexis INC Com New	Stock-Other	0.24%	+0.24%	NEW
38	✓		Stock-Other	0.11%	—	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2019-12-31	40	$746.8M	80	1SPY 2IWM 3BHVN Top holdings2019-12-31 1.SPY 2.IWM 3.BHVN 4.XBI 5.BDSIUSD 6.ALKS 7.VRAYQ 8.023111 9.G73268 10.CLDNEUR
2019-09-30	44	$540.9M	98	1SPY 2XBI 3BHVN Top holdings2019-09-30 1.SPY 2.XBI 3.BHVN 4.023111 5.IOVA 6.BDSIUSD 7.G0177J 8.MRTXEUR 9.CLDNEUR 10.XENTEUR
2019-06-30	39	$459.6M	64	1BHVN 2IOVA 3PETXEUR Top holdings2019-06-30 1.BHVN 2.IOVA 3.PETXEUR 4.RTRXEUR 5.NVROEUR 6.MRTXEUR 7.BDSIUSD 8.G0177J 9.CLDNEUR 10.GBTUSD
2019-03-31	43	$484.3M	73	1IOVA 2NVROEUR 3CPRX Top holdings2019-03-31 1.IOVA 2.NVROEUR 3.CPRX 4.PETXEUR 5.MYGN 6.BDSIUSD 7.RTRXEUR 8.GBTUSD 9.ZGNXEUR 10.ADMSEUR
2018-12-31	50	$760.5M	100	1SPY 2T8S 3IOVA Top holdings2018-12-31 1.SPY 2.T8S 3.IOVA 4.XBI 5.NVROEUR 6.PETXEUR 7.GBTUSD 8.RTRXEUR 9.ADMSEUR 10.DXCM
2018-09-30	50	$679.5M	63	1IWM 2IOVA 3LJPC Top holdings2018-09-30 1.IWM 2.IOVA 3.LJPC 4.ZGNXEUR 5.ADMA 6.RTRXEUR 7.ADMSEUR 8.TNDM 9.PETXEUR 10.023111
2018-06-30	45	$635.2M	74	1IOVA 2MRTXEUR 3LJPC Top holdings2018-06-30 1.IOVA 2.MRTXEUR 3.LJPC 4.ZGNXEUR 5.ADMSEUR 6.G30401 7.21887L 8.RTRXEUR 9.HRTX 10.G4617B
2018-03-31	51	$641.7M	51	1LJPC 2MRTXEUR 3HRTX Top holdings2018-03-31 1.LJPC 2.MRTXEUR 3.HRTX 4.G4617B 5.21887L 6.ADMSEUR 7.RTRXEUR 8.G85347 9.RAH 10.ZGNXEUR
2017-12-31	46	$611.8M	44	1G4617B2MRTXEUR 3HRTX Top holdings2017-12-31 1.G4617B 2.MRTXEUR 3.HRTX 4.RTRXEUR 5.LJPC 6.21887L 7.451731 8.ANGO 9.CPRX 10.G85347
2017-09-30	45	$676.0M	100	1HRTX221887L3RTRXEUR Top holdings2017-09-30 1.HRTX 2.21887L 3.RTRXEUR 4.G4617B 5.05337M 6.LJPC 7.PETXEUR 8.ANGO 9.ZBH 10.MRTXEUR
2017-06-30	53	$823.0M	0	1XBI 2HRTX3G4617B Top holdings2017-06-30 1.XBI 2.HRTX 3.G4617B 4.RTRXEUR 5.05337M 6.LJPC 7.PETXEUR 8.G30401 9.21887L 10.451731
2017-03-31	55	$825.6M	60	1G4617B2HRTX 3XBI Top holdings2017-03-31 1.G4617B 2.HRTX 3.XBI 4.RTRXEUR 5.G30401 6.05337M 7.RAH 8.ANGO 9.LJPC 10.451731
2016-12-31	64	$900.7M	48	1G4617B2PGNXUSD 3RTRXEUR Top holdings2016-12-31 1.G4617B 2.PGNXUSD 3.RTRXEUR 4.HRTX 5.338488 6.ATRSEUR 7.PETXEUR 8.LJPC 9.G30401 10.RAH
2016-09-30	72	$1.1B	48	1G4617B2RTRXEUR366987G Top holdings2016-09-30 1.G4617B 2.RTRXEUR 3.66987G 4.PGNXUSD 5.338488 6.HRTX 7.ANGO 8.LJPC 9.XBI 10.G30401
2016-06-30	70	$1.0B	57	1G4617B2SPY366987G Top holdings2016-06-30 1.G4617B 2.SPY 3.66987G 4.ANGO 5.RTRXEUR 6.338488 7.PGNXUSD 8.75382F 9.NVROEUR 10.LION
2016-03-31	71	$1.0B	59	1G4617B2IWM366987G Top holdings2016-03-31 1.G4617B 2.IWM 3.66987G 4.NVROEUR 5.338488 6.RTRXEUR 7.PGNXUSD 8.75382F 9.ANGO 10.HRTX
2015-12-31	88	$1.6B	100	1G4617B2IWM 3VALE Top holdings2015-12-31 1.G4617B 2.IWM 3.VALE 4.NVROEUR 5.XBI 6.HRTX 7.RTRXEUR 8.PGNXUSD 9.338488 10.66987G
2015-09-30	89	$1.8B	0	1IWM2G4617B3NVROEUR Top holdings2015-09-30 1.IWM 2.G4617B 3.NVROEUR 4.338488 5.RTRXEUR 6.XBI 7.HRTX 8.PGNXUSD 9.EBS 10.ANGO
2015-06-30	97	$1.9B	52	1IWM2G4617B3338488 Top holdings2015-06-30 1.IWM 2.G4617B 3.338488 4.HRTX 5.XBI 6.RTRXEUR 7.PGNXUSD 8.EBS 9.00767E 10.ANGO
2015-03-31	84	$1.3B	54	1G4617B23384883RTRXEUR Top holdings2015-03-31 1.G4617B 2.338488 3.RTRXEUR 4.00767E 5.PGNXUSD 6.EBS 7.ANGO 8.HRTX 9.AMPH 10.RIGLUSD
2014-12-31	75	$1.2B	48	1G4617B23384883PGNXUSD Top holdings2014-12-31 1.G4617B 2.338488 3.PGNXUSD 4.00767E 5.EBS 6.ANGO 7.928645 8.RTRXEUR 9.BDSIUSD 10.71426V
2014-09-30	72	$953.8M	49	13384882G4617B3AMAG Top holdings2014-09-30 1.338488 2.G4617B 3.AMAG 4.PGNXUSD 5.EBS 6.ANGO 7.249908 8.BDSIUSD 9.00767E 10.71426V
2014-06-30	70	$1.0B	40	1338488244047T3ANGO Top holdings2014-06-30 1.338488 2.44047T 3.ANGO 4.EBS 5.BDSIUSD 6.AMAG 7.HRTX 8.249908 9.PGNXUSD 10.TTPHEUR
2014-03-31	85	$1.0B	69	1338488244047T3249908 Top holdings2014-03-31 1.338488 2.44047T 3.249908 4.EBS 5.ANGO 6.RTRXEUR 7.HRTX 8.BDSIUSD 9.66987G 10.LN5
2013-12-31	60	$758.2M	59	12499082LN5 3ANGO Top holdings2013-12-31 1.249908 2.LN5 3.ANGO 4.TEVA 5.66987G 6.44047T 7.338488 8.TTPHEUR 9.032420 10.EBS
2013-09-30	58	$563.3M	41	12499082ANGO 3BABYEUR Top holdings2013-09-30 1.249908 2.ANGO 3.BABYEUR 4.LN5 5.66987G 6.338488 7.TEVA 8.EBS 9.TTPHEUR 10.IPXLEUR
2013-06-30	52	$511.2M	0	1BABYEUR 2TEVA3249908 Top holdings2013-06-30 1.BABYEUR 2.TEVA 3.249908 4.ANGO 5.IPXLEUR 6.66987G 7.62936P 8.LN5 9.338488 10.IART

Holding changes this quarter

Position changes disclosed by Broadfin Capital, LLC for the quarter ending 2019-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ALKS	Alkermes plc	+2.5%	+395.38%	Add
2	✓	Quotient LTD	+1.7%	+225.09%	Add
3	NSTGEUR	Nanostring Technologies INC	+1.6%	+401.44%	Add
4	VRAYQ	Viewray INC	+1.5%	+85.73%	Add
5	DERMEUR	Dermira INC	+1.1%	+54.65%	Add
6	LJPC	La Jolla Pharmaceutical Co	+1.1%	+1378.23%	Add
7	VCEL	Vericel CORP	+0.8%	+161.63%	Add
8	PGNXUSD	Progenics Pharmaceuticals	+0.6%	+93.25%	Add
9	BDSIUSD	Biodelivery Sciences Intl	+0.3%	—	Unchanged
10	✓	Sol Gel Technologies	+0.3%	-7.36%	Trim
11	ACRS	Aclaris Therapeutics INC	+0.2%	+16.55%	Add
12	XCUR	Exicure INC	0%	+17.13%	Add
13	ZGNXEUR	Zogenix INC	-0.1%	-2.25%	Trim
14	CLDNEUR	Eiger Biopharmaceuticals INC	-0.1%	-9.58%	Trim
15	RAH	Societal Cdmo INC	-0.3%	-27.00%	Trim
16	XENTEUR	Intersect Ent INC	-0.4%	-19.01%	Trim
17	HRTX	Heron Therapeutics INC	-0.4%	-54.74%	Trim
18	BHVN	Biohaven Ltd.	-0.6%	-2.25%	Trim
19	SSKNEUR	Strata Skin Sciences INC	-0.7%	-36.94%	Trim
20	SIENUSD	Sientra INC	-0.9%	-35.71%	Trim
21	✓	Avadel Pharmaceuticals PLC	-1.4%	-66.83%	Trim
22	✓	Amarin Corp PLC	-1.4%	-33.13%	Trim
23	IOVA	Iovance Biotherapeutics INC	-1.8%	-52.85%	Trim
24	SPY	Ss Spdr S&p 500 ETF Trust-us	-5.2%	—	Unchanged
25	XBI	Ss Spdr S&p Biotech ETF	-5.4%	-50.00%	Trim
26	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
27	STAA	Staar Surgical Co	—	NEW	New buy
28	✓		—	EXIT	Sold out
29	MRTXEUR	Mirati Therapeutics INC	—	EXIT	Sold out
30	NVROEUR	Nevro CORP	—	EXIT	Sold out
31	✓	Wright Medical Group NV	—	EXIT	Sold out
32	LNTH	Lantheus Holdings INC	—	NEW	New buy
33	✓		—	NEW	New buy
34	ABBV	Abbvie INC	—	EXIT	Sold out
35	ALXN	Alexion Pharmaceuticals INC	—	NEW	New buy
36	RLMD	Relmada Therapeutics INC	—	NEW	New buy
37	GBTUSD	Global Blood Therapeutics In	—	EXIT	Sold out
38	AUPH	Aurinia Pharmaceuticals INC	—	NEW	New buy
39	RTRXEUR	Retrophin INC	—	EXIT	Sold out
40	✓	Strongbridge Biopharma PLC	—	EXIT	Sold out
41	XGN	Exagen INC	—	EXIT	Sold out
42	✓	Luminex CORP	—	NEW	New buy
43	CPRX	Catalyst Pharmaceuticals INC	—	EXIT	Sold out
44	ATRSEUR	Antares Pharma INC	—	EXIT	Sold out
45	SIBN	Si-bone INC	—	EXIT	Sold out
46	ANAB	Anaptysbio INC	—	NEW	New buy
47	GWPH	Gw Pharmaceuticals LTD	—	EXIT	Sold out
48	✓	Mylan N V	—	NEW	New buy
49	ADMA	Adma Biologics INC	—	EXIT	Sold out
50	✓	Scynexis INC Com New	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-15	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-14	13F-HR	View on EDGAR
2017-12-31	2018-02-13	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-17	Amendment	View on EDGAR
2017-06-30	2017-08-14	13F-HR	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-16	13F-HR	View on EDGAR
2015-09-30	2015-11-20	Amendment	View on EDGAR
2015-09-30	2015-11-16	13F-HR	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2015-02-17	Amendment	View on EDGAR
2014-12-31	2015-02-17	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-22	Amendment	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-28	Amendment	View on EDGAR
2013-12-31	2014-02-14	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-14	13F-HR	View on EDGAR