Baron Financial Group, LLC 13F Disclosure & Portfolio Data

CIK: 0001832093

Diversified strategySector-focusedMomentum follower

Total reported value

$209.6M

Reporting period: 2026-06-30 · Number of holdings: 56

Baron Financial Group, LLC disclosed 56 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $209.6M and a quarterly turnover rate of 13.6%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 19.69
Portfolio Stability: 13.61
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 86.62

Baron Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 56 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.34), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim GLD
-1.8%　-$1.1M
Add QQQ
+0.1%　$3.5M
Add IWR
+17.2%　$2.2M
Trim VTIP
+3.5%　$540.8K
Add IWM
-1.7%　$3.5M
Add SPY
+1.9%　$3.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	11.86%	+0.41%	+1.93%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	10.31%	+0.52%	-1.75%
3	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	7.62%	+0.88%	+0.11%
4	VTIP	Vanguard Short-term Tips	ETF-Other	6.55%	-0.56%	+3.52%
5	IWR	Ishares Russell Mid-cap ETF	ETF-Other	4.20%	+0.63%	+17.24%
6	EFA	Ishares Msci Eafe ETF	ETF-Other	3.69%	-0.23%	-0.33%
7	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	3.68%	+0.11%	-1.12%
8	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.06%	+0.15%	-1.20%
9	VNQ	Vanguard Real Estate ETF	ETF-Other	2.91%	-0.14%	-0.49%
10	ICVT	Ishares Convertible Bond ETF	ETF-Other	2.87%	+0.14%	-0.62%
11	GLD	Spdr Gold Shares	ETF-Commodities	2.81%	-0.97%	-1.78%
12	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	2.70%	-0.20%	+4.39%
13	CGW	Invesco S&p Global Water Ind	ETF-Other	2.59%	-0.28%	-0.62%
14	IQLT	Ishares Msci International Q	ETF-Other	2.36%	-0.14%	-0.52%
15	DIVO	Amplify Cwp Enhan Divid ETF	ETF-Other	2.33%	-0.22%	+1.40%
16	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.11%	+0.05%	-2.70%
17	SUB	Ishares Short-term National	ETF-Other	2.07%	—	-0.32%
18	VHT	Vanguard Health Care ETF	ETF-Other	1.98%	-0.14%	-3.97%
19	QAI	Nyli Hdg Multi-str Trk ETF	ETF-Other	1.73%	-0.08%	+0.52%
20	IWF	Ishares Russell 1000 Growth	ETF-Other	1.72%	+0.02%	+294.04%
21	BWX	State Street Spdr Bloomberg	ETF-Other	1.70%	-0.06%	+10.50%
22	VB	Vanguard Small-cap ETF	ETF-Other	1.68%	+0.05%	+0.55%
23	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.49%	+0.02%	-3.58%
24	ESGD	Ishares Trust Ishares Esg Aw	ETF-Other	1.48%	-0.18%	-6.11%
25	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.46%	-0.03%	+0.30%
26	MDY	State Street Spdr S&p Midcap	ETF-Other	1.30%	+0.01%	-0.18%
27	IWD	Ishares Russell 1000 Value E	ETF-Other	1.27%	-0.03%	-2.00%
28	SPGP	Invesco S&p 500 Garp ETF	ETF-Large Cap & Growth	1.04%	-0.04%	-4.31%
29	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.03%	+0.01%	-1.38%
30	ESGE	Ishares INC Ishares Esg Awar	ETF-Other	0.95%	-0.09%	-14.61%
31	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.86%	+0.03%	+2.30%
32	AAPL	Apple INC	Stock-Tech	0.83%	+0.01%	+0.03%
33	C	Citigroup INC	Stock-Financials	0.52%	+0.17%	+37.00%
34	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.48%	+0.11%	+49.27%
35	XOM	Exxon Mobil CORP	Stock-Energy	0.44%	-0.17%	+0.01%
36	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.44%	+0.20%	+79.84%
37	SRVR	Pacer Data & Infrastructure	ETF-Other	0.40%	—	+11.72%
38	IBM	Intl Business Machines CORP	Stock-Tech	0.36%	+0.01%	-0.08%
39	NVDA	Nvidia CORP	Stock-Tech	0.29%	—	+0.29%
40	VGT	Vanguard Info Tech ETF	ETF-Tech	0.29%	+0.05%	+700.00%
41	MSFT	Microsoft CORP	Stock-Tech	0.28%	—	-0.87%
42	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.24%	+0.05%	-2.33%
43	ARCC	Ares Capital CORP	Stock-Financials	0.23%	—	—
44	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.22%	—	-0.75%
45	ABBV	Abbvie INC	Stock-Healthcare	0.16%	+0.01%	—
46	GRID	First Trst Nasd Cl Edg Sgiif	ETF-Other	0.16%	+0.02%	+7.02%
47	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.15%	-0.01%	—
48	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.15%	-0.01%	—
49	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.15%	—	-0.46%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.13%	—	—

1–50 of 56

Portfolio Performance

Performance for Q3 2026

+2.2%

Performance Last 4 Quarters

+19.1%

Based on 79% of reported portfolio value with available pricing

Stdev: +10.4%
Beta: +0.75
Alpha: +0.5%
Max Drawdown: -6%
Annualized Perf: +14.8%
Batting Avg vs S&P: +36.1%
Sortino: +2.73
Stutzer: +0.4
Treynor: +0.19
Sterling: +0.97
Calmar: +2.46
Information Ratio: -0.83
Tracking Error: +4.9%
Stdev Down: +5.3%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +27.7%
Worst 12 Months: +6.6%
Efficiency Ratio: +0.53
Sharpe: +1.38
Stdev Sectors: +17.8%
Skewness: -0.08
Kurtosis: -0.58
Upside Potential: +4.42

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-06-30	56	$209.6M	14	1SPY 2IWM 3QQQ Top holdings2026-06-30 1.SPY 2.IWM 3.QQQ 4.VTIP 5.IWR 6.EFA 7.CWB 8.EEM 9.VNQ 10.ICVT
2026-03-31	53	$185.4M	5	1SPY 2IWM 3VTIP Top holdings2026-03-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.GLD 7.CWB 8.IWR 9.VNQ 10.EEM
2025-12-31	57	$186.5M	4	1SPY 2IWM 3QQQ Top holdings2025-12-31 1.SPY 2.IWM 3.QQQ 4.VTIP 5.EFA 6.GLD 7.CWB 8.IWR 9.VNQ 10.CGW
2025-09-30	50	$182.5M	14	1SPY 2IWM 3VTIP Top holdings2025-09-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.GLD 7.CWB 8.IWR 9.CGW 10.VNQ
2025-06-30	49	$170.4M	0	1SPY 2IWM 3VTIP Top holdings2025-06-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.GLD 7.CWB 8.IWR 9.CGW 10.VNQ
2025-03-31	47	$159.0M	100	1SPY 2IWM 3VTIP Top holdings2025-03-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.GLD 6.EFA 7.CWB 8.VNQ 9.CGW 10.IWR
2024-12-31	50	$161.3M	0	1SPY 2IWM 3VTIP Top holdings2024-12-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.CWB 6.EFA 7.GLD 8.VNQ 9.CGW 10.IWR
2024-09-30	47	$163.5M	0	1SPY 2IWM 3VTIP Top holdings2024-09-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.CWB 7.VNQ 8.CGW 9.GLD 10.IWR
2024-06-30	47	$157.3M	0	1SPY 2IWM 3VTIP Top holdings2024-06-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.CWB 7.CGW 8.GLD 9.VNQ 10.IWR
2024-03-31	50	$162.1M	0	1SPY 2IWM 3VTIP Top holdings2024-03-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.CWB 7.CGW 8.VNQ 9.GLD 10.IWR
2023-12-31	51	$156.8M	0	1SPY 2IWM 3VTIP Top holdings2023-12-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.CWB 6.EFA 7.VNQ 8.CGW 9.GLD 10.IJR
2023-09-30	49	$153.9M	0	1SPY 2IWM 3VTIP Top holdings2023-09-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.MTUM 6.CWB 7.SUB 8.EFA 9.CGW 10.GLD
2023-06-30	52	$161.9M	0	1SPY 2IWM 3VTIP Top holdings2023-06-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.MTUM 6.SUB 7.CWB 8.EFA 9.CGW 10.VNQ
2023-03-31	55	$158.0M	0	1SPY 2VTIP 3IWM Top holdings2023-03-31 1.SPY 2.VTIP 3.IWM 4.QQQ 5.MTUM 6.SUB 7.EFA 8.CWB 9.CGW 10.GLD
2022-12-31	52	$150.9M	0	1VTIP 2SPY 3IWM Top holdings2022-12-31 1.VTIP 2.SPY 3.IWM 4.MTUM 5.SUB 6.EFA 7.QQQ 8.CWB 9.GLD 10.CGW
2022-09-30	49	$148.4M	0	1VTIP 2SPY 3IWM Top holdings2022-09-30 1.VTIP 2.SPY 3.IWM 4.MTUM 5.SUB 6.BSV 7.CWB 8.QQQ 9.EFA 10.GLD
2022-06-30	210	$151.3M	0	1VTIP 2SPY 3IWM Top holdings2022-06-30 1.VTIP 2.SPY 3.IWM 4.BSV 5.SUB 6.MTUM 7.AGG 8.CWB 9.EFA 10.GLD
2022-03-31	219	$172.3M	0	1VTIP 2IWM 3SPY Top holdings2022-03-31 1.VTIP 2.IWM 3.SPY 4.BSV 5.MTUM 6.SUB 7.CWB 8.EFA 9.AGG 10.GLD
2021-12-31	221	$176.5M	0	1IWM 2VTIP 3SPY Top holdings2021-12-31 1.IWM 2.VTIP 3.SPY 4.BSV 5.MTUM 6.SUB 7.CWB 8.EFA 9.CGW 10.VNQ
2021-09-30	224	$164.7M	0	1IWM 2VTIP 3SPY Top holdings2021-09-30 1.IWM 2.VTIP 3.SPY 4.MTUM 5.BSV 6.CWB 7.SUB 8.EFA 9.CGW 10.GLD
2021-06-30	238	$160.7M	100	1IWM 2SPY 3VTIP Top holdings2021-06-30 1.IWM 2.SPY 3.VTIP 4.MTUM 5.BSV 6.CWB 7.EFA 8.SUB 9.EEM 10.VNQ
2021-03-31	241	$145.2M	18	1IWM 2SPY 3VTIP Top holdings2021-03-31 1.IWM 2.SPY 3.VTIP 4.MTUM 5.CWB 6.EFA 7.BSV 8.EEM 9.VNQ 10.GLD
2020-12-31	256	$125.2M	18	1IWM 2SPY 3MTUM Top holdings2020-12-31 1.IWM 2.SPY 3.MTUM 4.CWB 5.EFA 6.EEM 7.VTIP 8.GLD 9.FAN 10.VNQ
2020-09-30	294	$106.4M	—	1IWM 2SPY 3MTUM Top holdings2020-09-30 1.IWM 2.SPY 3.MTUM 4.CWB 5.EFA 6.GLD 7.EEM 8.IWF 9.BWX 10.VNQ

Holding changes this quarter

Baron Financial Group, LLC's most significant position changes for 2026-06-30: New buy: Vanguard Growth ETF (VUG); New buy: Ishares Esg Msci Kld 400 ETF (DSI); New buy: Ishares S&p 500 Growth ETF (IVW); Trim: Spdr Gold Shares (GLD) — shares -1.78%; Add: Invesco Qqq Trust Series 1 (QQQ) — shares +0.11%.

Position changes disclosed by Baron Financial Group, LLC for the quarter ending 2026-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QQQ	Invesco Qqq Trust Series 1	+0.9%	+0.11%	Add
2	IWR	Ishares Russell Mid-cap ETF	+0.6%	+17.24%	Add
3	IWM	Ishares Russell 2000 ETF	+0.5%	-1.75%	Trim
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+1.93%	Add
5	VOO	Vanguard S&p 500 ETF	+0.2%	+79.84%	Add
6	C	Citigroup INC	+0.2%	+37.00%	Add
7	EEM	Ishares Msci Emerging Market	+0.2%	-1.20%	Trim
8	ICVT	Ishares Convertible Bond ETF	+0.1%	-0.62%	Trim
9	CWB	Ss Spdr Bb Conv Sec ETF	+0.1%	-1.12%	Trim
10	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.1%	+49.27%	Add
11	VUG	Vanguard Growth ETF	+0.1%	NEW	New buy
12	DSI	Ishares Esg Msci Kld 400 ETF	+0.1%	NEW	New buy
13	IVW	Ishares S&p 500 Growth ETF	+0.1%	NEW	New buy
14	IJR	Ishares Core S&p Small-cap E	+0.1%	-2.70%	Trim
15	VB	Vanguard Small-cap ETF	+0.1%	+0.55%	Add
16	VGT	Vanguard Info Tech ETF	+0.1%	+700.00%	Add
17	MTUM	Ishares Msci USA Momentum Fa	+0.1%	-2.33%	Trim
18	IJH	Ishares Core S&p Midcap ETF	0%	+2.30%	Add
19	IWF	Ishares Russell 1000 Growth	0%	+294.04%	Add
20	IEMG	Ishares Core Msci Emerging	0%	-3.58%	Trim
21	GRID	First Trst Nasd Cl Edg Sgiif	0%	+7.02%	Add
22	MDY	State Street Spdr S&p Midcap	0%	-0.18%	Trim
23	VTI	Vanguard Total Stock Mkt ETF	0%	-1.38%	Trim
24	AAPL	Apple INC	0%	+0.03%	Add
25	IBM	Intl Business Machines CORP	0%	-0.08%	Trim
26	ABBV	Abbvie INC	0%	—	Unchanged
27	ICLN	Ishares Global Clean Energy	0%	+7.43%	Add
28	SRVR	Pacer Data & Infrastructure	—	+11.72%	Add
29	NVDA	Nvidia CORP	—	+0.29%	Add
30	JPM	Jpmorgan Chase & Co	—	—	Unchanged
31	BATT	Amplify Lithium Battery Tech	—	+8.11%	Add
32	VIG	Vanguard Dividend Apprec ETF	0%	—	Unchanged
33	CL	Colgate-palmolive Co	0%	—	Unchanged
34	SPDW	Ste Str Spdr Pt Dw EU ETF	0%	+0.30%	Add
35	IWD	Ishares Russell 1000 Value E	0%	-2.00%	Trim
36	SPGP	Invesco S&p 500 Garp ETF	0%	-4.31%	Trim
37	BWX	State Street Spdr Bloomberg	-0.1%	+10.50%	Add
38	QAI	Nyli Hdg Multi-str Trk ETF	-0.1%	+0.52%	Add
39	ESGE	Ishares INC Ishares Esg Awar	-0.1%	-14.61%	Trim
40	VNQ	Vanguard Real Estate ETF	-0.1%	-0.49%	Trim
41	IQLT	Ishares Msci International Q	-0.1%	-0.52%	Trim
42	VHT	Vanguard Health Care ETF	-0.1%	-3.97%	Trim
43	XOM	Exxon Mobil CORP	-0.2%	+0.01%	Add
44	ESGD	Ishares Trust Ishares Esg Aw	-0.2%	-6.11%	Trim
45	BNDX	Vanguard Total Intl Bond ETF	-0.2%	+4.39%	Add
46	DIVO	Amplify Cwp Enhan Divid ETF	-0.2%	+1.40%	Add
47	EFA	Ishares Msci Eafe ETF	-0.2%	-0.33%	Trim
48	CGW	Invesco S&p Global Water Ind	-0.3%	-0.62%	Trim
49	VTIP	Vanguard Short-term Tips	-0.6%	+3.52%	Add
50	GLD	Spdr Gold Shares	-1%	-1.78%	Trim

Filing History

Period	Filed	Type	EDGAR
2026-06-30	2026-07-09	13F-HR	View on EDGAR
2026-03-31	2026-04-09	13F-HR	View on EDGAR
2025-12-31	2026-01-09	13F-HR	View on EDGAR
2025-09-30	2025-10-08	13F-HR	View on EDGAR
2025-06-30	2025-07-09	13F-HR	View on EDGAR
2025-03-31	2025-04-14	13F-HR	View on EDGAR
2024-12-31	2025-01-21	13F-HR	View on EDGAR
2024-09-30	2024-10-18	13F-HR	View on EDGAR
2024-06-30	2024-07-22	13F-HR	View on EDGAR
2024-03-31	2024-04-30	13F-HR	View on EDGAR
2023-12-31	2024-01-22	13F-HR	View on EDGAR
2023-09-30	2023-10-19	13F-HR	View on EDGAR
2023-06-30	2023-08-03	13F-HR	View on EDGAR
2023-03-31	2023-04-06	13F-HR	View on EDGAR
2022-12-31	2023-01-20	13F-HR	View on EDGAR
2022-09-30	2022-11-03	13F-HR	View on EDGAR
2022-06-30	2022-08-11	13F-HR	View on EDGAR
2022-03-31	2022-05-13	13F-HR	View on EDGAR
2021-12-31	2022-02-09	13F-HR	View on EDGAR
2021-09-30	2021-11-12	13F-HR	View on EDGAR
2021-06-30	2021-08-06	13F-HR	View on EDGAR
2021-03-31	2021-09-01	Amendment	View on EDGAR
2021-03-31	2021-05-13	13F-HR	View on EDGAR
2020-12-31	2021-09-01	Amendment	View on EDGAR
2020-12-31	2021-02-09	13F-HR	View on EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR

FAQ

What is Baron Financial Group, LLC and what type of investor is it?

Baron Financial Group, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $209.6M, spread across 56 disclosed positions.

What are Baron Financial Group, LLC's largest equity positions?

Based on the latest 13F filing, Baron Financial Group, LLC's top holdings by market value are: 1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $24.9M (11.9%) 2. Ishares Russell 2000 ETF (IWM) — $21.6M (10.3%) 3. Invesco Qqq Trust Series 1 (QQQ) — $16.0M (7.6%) 4. Vanguard Short-term Tips (VTIP) — $13.7M (6.5%) 5. Ishares Russell Mid-cap ETF (IWR) — $8.8M (4.2%)

What changes did Baron Financial Group, LLC make in its most recent portfolio filing?

In the latest reported quarter, Baron Financial Group, LLC made 46 notable position adjustments: 3 new positions were initiated, 23 existing holdings were added to, 20 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Vanguard Growth ETF (VUG); New buy: Ishares Esg Msci Kld 400 ETF (DSI); New buy: Ishares S&p 500 Growth ETF (IVW); Trim: Spdr Gold Shares (GLD) — shares -1.78%; Add: Invesco Qqq Trust Series 1 (QQQ) — shares +0.11%

What sectors does Baron Financial Group, LLC focus on?

Baron Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 52.0% • Financials: 26.0% • Energy: 12.9% • Health Care: 4.7% • Consumer Staples: 4.4%

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Baron Financial Group, LLC 13F Disclosure & Portfolio Data

CIK: 0001832093

Diversified strategySector-focusedMomentum follower

Total reported value

$209.6M

Reporting period: 2026-06-30 · Number of holdings: 56

Baron Financial Group, LLC disclosed 56 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $209.6M and a quarterly turnover rate of 13.6%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 19.69
Portfolio Stability: 13.61
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 86.62

Position sizes vary widely across the portfolio (a coefficient of variation of 1.34), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim GLD
-1.8%　-$1.1M
Add QQQ
+0.1%　$3.5M
Add IWR
+17.2%　$2.2M
Trim VTIP
+3.5%　$540.8K
Add IWM
-1.7%　$3.5M
Add SPY
+1.9%　$3.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	11.86%	+0.41%	+1.93%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	10.31%	+0.52%	-1.75%
3	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	7.62%	+0.88%	+0.11%
4	VTIP	Vanguard Short-term Tips	ETF-Other	6.55%	-0.56%	+3.52%
5	IWR	Ishares Russell Mid-cap ETF	ETF-Other	4.20%	+0.63%	+17.24%
6	EFA	Ishares Msci Eafe ETF	ETF-Other	3.69%	-0.23%	-0.33%
7	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	3.68%	+0.11%	-1.12%
8	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.06%	+0.15%	-1.20%
9	VNQ	Vanguard Real Estate ETF	ETF-Other	2.91%	-0.14%	-0.49%
10	ICVT	Ishares Convertible Bond ETF	ETF-Other	2.87%	+0.14%	-0.62%
11	GLD	Spdr Gold Shares	ETF-Commodities	2.81%	-0.97%	-1.78%
12	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	2.70%	-0.20%	+4.39%
13	CGW	Invesco S&p Global Water Ind	ETF-Other	2.59%	-0.28%	-0.62%
14	IQLT	Ishares Msci International Q	ETF-Other	2.36%	-0.14%	-0.52%
15	DIVO	Amplify Cwp Enhan Divid ETF	ETF-Other	2.33%	-0.22%	+1.40%
16	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.11%	+0.05%	-2.70%
17	SUB	Ishares Short-term National	ETF-Other	2.07%	—	-0.32%
18	VHT	Vanguard Health Care ETF	ETF-Other	1.98%	-0.14%	-3.97%
19	QAI	Nyli Hdg Multi-str Trk ETF	ETF-Other	1.73%	-0.08%	+0.52%
20	IWF	Ishares Russell 1000 Growth	ETF-Other	1.72%	+0.02%	+294.04%
21	BWX	State Street Spdr Bloomberg	ETF-Other	1.70%	-0.06%	+10.50%
22	VB	Vanguard Small-cap ETF	ETF-Other	1.68%	+0.05%	+0.55%
23	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.49%	+0.02%	-3.58%
24	ESGD	Ishares Trust Ishares Esg Aw	ETF-Other	1.48%	-0.18%	-6.11%
25	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.46%	-0.03%	+0.30%
26	MDY	State Street Spdr S&p Midcap	ETF-Other	1.30%	+0.01%	-0.18%
27	IWD	Ishares Russell 1000 Value E	ETF-Other	1.27%	-0.03%	-2.00%
28	SPGP	Invesco S&p 500 Garp ETF	ETF-Large Cap & Growth	1.04%	-0.04%	-4.31%
29	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.03%	+0.01%	-1.38%
30	ESGE	Ishares INC Ishares Esg Awar	ETF-Other	0.95%	-0.09%	-14.61%
31	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.86%	+0.03%	+2.30%
32	AAPL	Apple INC	Stock-Tech	0.83%	+0.01%	+0.03%
33	C	Citigroup INC	Stock-Financials	0.52%	+0.17%	+37.00%
34	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.48%	+0.11%	+49.27%
35	XOM	Exxon Mobil CORP	Stock-Energy	0.44%	-0.17%	+0.01%
36	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.44%	+0.20%	+79.84%
37	SRVR	Pacer Data & Infrastructure	ETF-Other	0.40%	—	+11.72%
38	IBM	Intl Business Machines CORP	Stock-Tech	0.36%	+0.01%	-0.08%
39	NVDA	Nvidia CORP	Stock-Tech	0.29%	—	+0.29%
40	VGT	Vanguard Info Tech ETF	ETF-Tech	0.29%	+0.05%	+700.00%
41	MSFT	Microsoft CORP	Stock-Tech	0.28%	—	-0.87%
42	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.24%	+0.05%	-2.33%
43	ARCC	Ares Capital CORP	Stock-Financials	0.23%	—	—
44	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.22%	—	-0.75%
45	ABBV	Abbvie INC	Stock-Healthcare	0.16%	+0.01%	—
46	GRID	First Trst Nasd Cl Edg Sgiif	ETF-Other	0.16%	+0.02%	+7.02%
47	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.15%	-0.01%	—
48	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.15%	-0.01%	—
49	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.15%	—	-0.46%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.13%	—	—

1–50 of 56

Portfolio Performance

Performance for Q3 2026

+2.2%

Performance Last 4 Quarters

+19.1%

Based on 79% of reported portfolio value with available pricing

Stdev: +10.4%
Beta: +0.75
Alpha: +0.5%
Max Drawdown: -6%
Annualized Perf: +14.8%
Batting Avg vs S&P: +36.1%
Sortino: +2.73
Stutzer: +0.4
Treynor: +0.19
Sterling: +0.97
Calmar: +2.46
Information Ratio: -0.83
Tracking Error: +4.9%
Stdev Down: +5.3%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +27.7%
Worst 12 Months: +6.6%
Efficiency Ratio: +0.53
Sharpe: +1.38
Stdev Sectors: +17.8%
Skewness: -0.08
Kurtosis: -0.58
Upside Potential: +4.42

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-06-30	56	$209.6M	14	1SPY 2IWM 3QQQ Top holdings2026-06-30 1.SPY 2.IWM 3.QQQ 4.VTIP 5.IWR 6.EFA 7.CWB 8.EEM 9.VNQ 10.ICVT
2026-03-31	53	$185.4M	5	1SPY 2IWM 3VTIP Top holdings2026-03-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.GLD 7.CWB 8.IWR 9.VNQ 10.EEM
2025-12-31	57	$186.5M	4	1SPY 2IWM 3QQQ Top holdings2025-12-31 1.SPY 2.IWM 3.QQQ 4.VTIP 5.EFA 6.GLD 7.CWB 8.IWR 9.VNQ 10.CGW
2025-09-30	50	$182.5M	14	1SPY 2IWM 3VTIP Top holdings2025-09-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.GLD 7.CWB 8.IWR 9.CGW 10.VNQ
2025-06-30	49	$170.4M	0	1SPY 2IWM 3VTIP Top holdings2025-06-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.GLD 7.CWB 8.IWR 9.CGW 10.VNQ
2025-03-31	47	$159.0M	100	1SPY 2IWM 3VTIP Top holdings2025-03-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.GLD 6.EFA 7.CWB 8.VNQ 9.CGW 10.IWR
2024-12-31	50	$161.3M	0	1SPY 2IWM 3VTIP Top holdings2024-12-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.CWB 6.EFA 7.GLD 8.VNQ 9.CGW 10.IWR
2024-09-30	47	$163.5M	0	1SPY 2IWM 3VTIP Top holdings2024-09-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.CWB 7.VNQ 8.CGW 9.GLD 10.IWR
2024-06-30	47	$157.3M	0	1SPY 2IWM 3VTIP Top holdings2024-06-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.CWB 7.CGW 8.GLD 9.VNQ 10.IWR
2024-03-31	50	$162.1M	0	1SPY 2IWM 3VTIP Top holdings2024-03-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.EFA 6.CWB 7.CGW 8.VNQ 9.GLD 10.IWR
2023-12-31	51	$156.8M	0	1SPY 2IWM 3VTIP Top holdings2023-12-31 1.SPY 2.IWM 3.VTIP 4.QQQ 5.CWB 6.EFA 7.VNQ 8.CGW 9.GLD 10.IJR
2023-09-30	49	$153.9M	0	1SPY 2IWM 3VTIP Top holdings2023-09-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.MTUM 6.CWB 7.SUB 8.EFA 9.CGW 10.GLD
2023-06-30	52	$161.9M	0	1SPY 2IWM 3VTIP Top holdings2023-06-30 1.SPY 2.IWM 3.VTIP 4.QQQ 5.MTUM 6.SUB 7.CWB 8.EFA 9.CGW 10.VNQ
2023-03-31	55	$158.0M	0	1SPY 2VTIP 3IWM Top holdings2023-03-31 1.SPY 2.VTIP 3.IWM 4.QQQ 5.MTUM 6.SUB 7.EFA 8.CWB 9.CGW 10.GLD
2022-12-31	52	$150.9M	0	1VTIP 2SPY 3IWM Top holdings2022-12-31 1.VTIP 2.SPY 3.IWM 4.MTUM 5.SUB 6.EFA 7.QQQ 8.CWB 9.GLD 10.CGW
2022-09-30	49	$148.4M	0	1VTIP 2SPY 3IWM Top holdings2022-09-30 1.VTIP 2.SPY 3.IWM 4.MTUM 5.SUB 6.BSV 7.CWB 8.QQQ 9.EFA 10.GLD
2022-06-30	210	$151.3M	0	1VTIP 2SPY 3IWM Top holdings2022-06-30 1.VTIP 2.SPY 3.IWM 4.BSV 5.SUB 6.MTUM 7.AGG 8.CWB 9.EFA 10.GLD
2022-03-31	219	$172.3M	0	1VTIP 2IWM 3SPY Top holdings2022-03-31 1.VTIP 2.IWM 3.SPY 4.BSV 5.MTUM 6.SUB 7.CWB 8.EFA 9.AGG 10.GLD
2021-12-31	221	$176.5M	0	1IWM 2VTIP 3SPY Top holdings2021-12-31 1.IWM 2.VTIP 3.SPY 4.BSV 5.MTUM 6.SUB 7.CWB 8.EFA 9.CGW 10.VNQ
2021-09-30	224	$164.7M	0	1IWM 2VTIP 3SPY Top holdings2021-09-30 1.IWM 2.VTIP 3.SPY 4.MTUM 5.BSV 6.CWB 7.SUB 8.EFA 9.CGW 10.GLD
2021-06-30	238	$160.7M	100	1IWM 2SPY 3VTIP Top holdings2021-06-30 1.IWM 2.SPY 3.VTIP 4.MTUM 5.BSV 6.CWB 7.EFA 8.SUB 9.EEM 10.VNQ
2021-03-31	241	$145.2M	18	1IWM 2SPY 3VTIP Top holdings2021-03-31 1.IWM 2.SPY 3.VTIP 4.MTUM 5.CWB 6.EFA 7.BSV 8.EEM 9.VNQ 10.GLD
2020-12-31	256	$125.2M	18	1IWM 2SPY 3MTUM Top holdings2020-12-31 1.IWM 2.SPY 3.MTUM 4.CWB 5.EFA 6.EEM 7.VTIP 8.GLD 9.FAN 10.VNQ
2020-09-30	294	$106.4M	—	1IWM 2SPY 3MTUM Top holdings2020-09-30 1.IWM 2.SPY 3.MTUM 4.CWB 5.EFA 6.GLD 7.EEM 8.IWF 9.BWX 10.VNQ

Holding changes this quarter

Position changes disclosed by Baron Financial Group, LLC for the quarter ending 2026-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QQQ	Invesco Qqq Trust Series 1	+0.9%	+0.11%	Add
2	IWR	Ishares Russell Mid-cap ETF	+0.6%	+17.24%	Add
3	IWM	Ishares Russell 2000 ETF	+0.5%	-1.75%	Trim
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+1.93%	Add
5	VOO	Vanguard S&p 500 ETF	+0.2%	+79.84%	Add
6	C	Citigroup INC	+0.2%	+37.00%	Add
7	EEM	Ishares Msci Emerging Market	+0.2%	-1.20%	Trim
8	ICVT	Ishares Convertible Bond ETF	+0.1%	-0.62%	Trim
9	CWB	Ss Spdr Bb Conv Sec ETF	+0.1%	-1.12%	Trim
10	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.1%	+49.27%	Add
11	VUG	Vanguard Growth ETF	+0.1%	NEW	New buy
12	DSI	Ishares Esg Msci Kld 400 ETF	+0.1%	NEW	New buy
13	IVW	Ishares S&p 500 Growth ETF	+0.1%	NEW	New buy
14	IJR	Ishares Core S&p Small-cap E	+0.1%	-2.70%	Trim
15	VB	Vanguard Small-cap ETF	+0.1%	+0.55%	Add
16	VGT	Vanguard Info Tech ETF	+0.1%	+700.00%	Add
17	MTUM	Ishares Msci USA Momentum Fa	+0.1%	-2.33%	Trim
18	IJH	Ishares Core S&p Midcap ETF	0%	+2.30%	Add
19	IWF	Ishares Russell 1000 Growth	0%	+294.04%	Add
20	IEMG	Ishares Core Msci Emerging	0%	-3.58%	Trim
21	GRID	First Trst Nasd Cl Edg Sgiif	0%	+7.02%	Add
22	MDY	State Street Spdr S&p Midcap	0%	-0.18%	Trim
23	VTI	Vanguard Total Stock Mkt ETF	0%	-1.38%	Trim
24	AAPL	Apple INC	0%	+0.03%	Add
25	IBM	Intl Business Machines CORP	0%	-0.08%	Trim
26	ABBV	Abbvie INC	0%	—	Unchanged
27	ICLN	Ishares Global Clean Energy	0%	+7.43%	Add
28	SRVR	Pacer Data & Infrastructure	—	+11.72%	Add
29	NVDA	Nvidia CORP	—	+0.29%	Add
30	JPM	Jpmorgan Chase & Co	—	—	Unchanged
31	BATT	Amplify Lithium Battery Tech	—	+8.11%	Add
32	VIG	Vanguard Dividend Apprec ETF	0%	—	Unchanged
33	CL	Colgate-palmolive Co	0%	—	Unchanged
34	SPDW	Ste Str Spdr Pt Dw EU ETF	0%	+0.30%	Add
35	IWD	Ishares Russell 1000 Value E	0%	-2.00%	Trim
36	SPGP	Invesco S&p 500 Garp ETF	0%	-4.31%	Trim
37	BWX	State Street Spdr Bloomberg	-0.1%	+10.50%	Add
38	QAI	Nyli Hdg Multi-str Trk ETF	-0.1%	+0.52%	Add
39	ESGE	Ishares INC Ishares Esg Awar	-0.1%	-14.61%	Trim
40	VNQ	Vanguard Real Estate ETF	-0.1%	-0.49%	Trim
41	IQLT	Ishares Msci International Q	-0.1%	-0.52%	Trim
42	VHT	Vanguard Health Care ETF	-0.1%	-3.97%	Trim
43	XOM	Exxon Mobil CORP	-0.2%	+0.01%	Add
44	ESGD	Ishares Trust Ishares Esg Aw	-0.2%	-6.11%	Trim
45	BNDX	Vanguard Total Intl Bond ETF	-0.2%	+4.39%	Add
46	DIVO	Amplify Cwp Enhan Divid ETF	-0.2%	+1.40%	Add
47	EFA	Ishares Msci Eafe ETF	-0.2%	-0.33%	Trim
48	CGW	Invesco S&p Global Water Ind	-0.3%	-0.62%	Trim
49	VTIP	Vanguard Short-term Tips	-0.6%	+3.52%	Add
50	GLD	Spdr Gold Shares	-1%	-1.78%	Trim

Filing History

Period	Filed	Type	EDGAR
2026-06-30	2026-07-09	13F-HR	View on EDGAR
2026-03-31	2026-04-09	13F-HR	View on EDGAR
2025-12-31	2026-01-09	13F-HR	View on EDGAR
2025-09-30	2025-10-08	13F-HR	View on EDGAR
2025-06-30	2025-07-09	13F-HR	View on EDGAR
2025-03-31	2025-04-14	13F-HR	View on EDGAR
2024-12-31	2025-01-21	13F-HR	View on EDGAR
2024-09-30	2024-10-18	13F-HR	View on EDGAR
2024-06-30	2024-07-22	13F-HR	View on EDGAR
2024-03-31	2024-04-30	13F-HR	View on EDGAR
2023-12-31	2024-01-22	13F-HR	View on EDGAR
2023-09-30	2023-10-19	13F-HR	View on EDGAR
2023-06-30	2023-08-03	13F-HR	View on EDGAR
2023-03-31	2023-04-06	13F-HR	View on EDGAR
2022-12-31	2023-01-20	13F-HR	View on EDGAR
2022-09-30	2022-11-03	13F-HR	View on EDGAR
2022-06-30	2022-08-11	13F-HR	View on EDGAR
2022-03-31	2022-05-13	13F-HR	View on EDGAR
2021-12-31	2022-02-09	13F-HR	View on EDGAR
2021-09-30	2021-11-12	13F-HR	View on EDGAR
2021-06-30	2021-08-06	13F-HR	View on EDGAR
2021-03-31	2021-09-01	Amendment	View on EDGAR
2021-03-31	2021-05-13	13F-HR	View on EDGAR
2020-12-31	2021-09-01	Amendment	View on EDGAR
2020-12-31	2021-02-09	13F-HR	View on EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR