BF
Baron Financial Group, LLC — 13F Portfolio Breakdown & Top Holdings (Q2 2026)
Baron Financial Group, LLCCIK: 0001832093
Diversified strategySector-focusedMomentum follower
Total reported value
$209.6M
Reporting period: 2026-06-30 · Number of holdings: 56
Baron Financial Group, LLC disclosed 56 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $209.6M and a quarterly turnover rate of 13.6%.
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Personality snowflake
- Concentration
- 19.69
- Portfolio Stability
- 13.61
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 86.62
Baron Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 56 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.34), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim GLD
-1.8% -$1.1M
Add QQQ
+0.1% $3.5M
Add IWR
+17.2% $2.2M
Trim VTIP
+3.5% $540.8K
Add IWM
-1.7% $3.5M
Add SPY
+1.9% $3.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 11.86% | +0.41% | +1.93% | |
| 2 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 10.31% | +0.52% | -1.75% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.62% | +0.88% | +0.11% | |
| 4 | VTIP | Vanguard Short-term Tips | ETF-Other | 6.55% | -0.56% | +3.52% | |
| 5 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 4.20% | +0.63% | +17.24% | |
| 6 | EFA | Ishares Msci Eafe ETF | ETF-Other | 3.69% | -0.23% | -0.33% | |
| 7 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 3.68% | +0.11% | -1.12% | |
| 8 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 3.06% | +0.15% | -1.20% | |
| 9 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.91% | -0.14% | -0.49% | |
| 10 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 2.87% | +0.14% | -0.62% | |
| 11 | GLD | Spdr Gold Shares | ETF-Commodities | 2.81% | -0.97% | -1.78% | |
| 12 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 2.70% | -0.20% | +4.39% | |
| 13 | CGW | Invesco S&p Global Water Ind | ETF-Other | 2.59% | -0.28% | -0.62% | |
| 14 | IQLT | Ishares Msci International Q | ETF-Other | 2.36% | -0.14% | -0.52% | |
| 15 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 2.33% | -0.22% | +1.40% | |
| 16 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.11% | +0.05% | -2.70% | |
| 17 | SUB | Ishares Short-term National | ETF-Other | 2.07% | -0.28% | -0.32% | |
| 18 | VHT | Vanguard Health Care ETF | ETF-Other | 1.98% | -0.14% | -3.97% | |
| 19 | QAI | Nyli Hdg Multi-str Trk ETF | ETF-Other | 1.73% | -0.08% | +0.52% | |
| 20 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.72% | +0.02% | +294.04% | |
| 21 | BWX | State Street Spdr Bloomberg | ETF-Other | 1.70% | -0.06% | +10.50% | |
| 22 | VB | Vanguard Small-cap ETF | ETF-Other | 1.68% | +0.05% | +0.55% | |
| 23 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.49% | +0.02% | -3.58% | |
| 24 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 1.48% | -0.18% | -6.11% | |
| 25 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 1.46% | -0.03% | +0.30% | |
| 26 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.30% | +0.01% | -0.18% | |
| 27 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.27% | -0.03% | -2.00% | |
| 28 | SPGP | Invesco S&p 500 Garp ETF | ETF-Large Cap & Growth | 1.04% | -0.04% | -4.31% | |
| 29 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.03% | +0.01% | -1.38% | |
| 30 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.95% | -0.09% | -14.61% | |
| 31 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.86% | +0.03% | +2.30% | |
| 32 | AAPL | Apple Inc | Stock-Tech | 0.83% | +0.01% | +0.03% | |
| 33 | C | Citigroup Inc | Stock-Financials | 0.52% | +0.17% | +37.00% | |
| 34 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.48% | +0.11% | +49.27% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.44% | -0.17% | +0.01% | |
| 36 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.44% | +0.20% | +79.84% | |
| 37 | SRVR | Pacer Data & Infrastructure | ETF-Other | 0.40% | — | +11.72% | |
| 38 | IBM | Intl Business Machines CORP | Stock-Tech | 0.36% | +0.01% | -0.08% | |
| 39 | NVDA | Nvidia CORP | Stock-Tech | 0.29% | — | +0.29% | |
| 40 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.29% | +0.05% | +700.00% | |
| 41 | MSFT | Microsoft CORP | Stock-Tech | 0.28% | -0.04% | -0.87% | |
| 42 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.24% | +0.05% | -2.33% | |
| 43 | ARCC | Ares Capital CORP | Stock-Financials | 0.23% | -0.02% | — | |
| 44 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.22% | -0.03% | -0.75% | |
| 45 | ABBV | Abbvie Inc | Stock-Healthcare | 0.16% | +0.01% | — | |
| 46 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.16% | +0.02% | +7.02% | |
| 47 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.15% | -0.01% | — | |
| 48 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.15% | -0.01% | — | |
| 49 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.15% | -0.01% | -0.46% | |
| 50 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.13% | — | — |
1–50 of 56
Portfolio Performance
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+19.3%
- Stdev
- +10.5%
- Beta
- +0.75
- Alpha
- +0.9%
- Max Drawdown
- -5.1%
- Annualized Perf
- +16.5%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.96
- Stutzer
- +0.44
- Treynor
- +0.21
- Sterling
- +1.15
- Calmar
- +3.27
- Information Ratio
- -0.79
- Tracking Error
- +5.2%
- Stdev Down
- +5.4%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27.1%
- Worst 12 Months
- +5.8%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.51
- Stdev Sectors
- +17.8%
- Skewness
- -0.22
- Kurtosis
- -0.42
- Upside Potential
- +4.56
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 56 | $209.6M | 14 | ||
| 2026 Q1 | 53 | $185.4M | 5 | ||
| 2025 Q4 | 57 | $186.5M | 4 | ||
| 2025 Q3 | 50 | $182.5M | 14 | ||
| 2025 Q2 | 49 | $170.4M | 0 | ||
| 2025 Q1 | 47 | $159.0M | 100 | ||
| 2024 Q4 | 50 | $161.3M | 0 | ||
| 2024 Q3 | 47 | $163.5M | 0 | ||
| 2024 Q2 | 47 | $157.3M | 0 | ||
| 2024 Q1 | 50 | $162.1M | 0 | ||
| 2023 Q4 | 51 | $156.8M | 0 | ||
| 2023 Q3 | 49 | $153.9M | 0 | ||
| 2023 Q2 | 52 | $161.9M | 0 | ||
| 2023 Q1 | 55 | $158.0M | 0 | ||
| 2022 Q4 | 52 | $150.9M | 0 | ||
| 2022 Q3 | 49 | $148.4M | 0 | ||
| 2022 Q2 | 210 | $151.3M | 0 | ||
| 2022 Q1 | 219 | $172.3M | 0 | ||
| 2021 Q4 | 221 | $176.5M | 0 | ||
| 2021 Q3 | 224 | $164.7M | 0 | ||
| 2021 Q2 | 238 | $160.7M | 100 | ||
| 2021 Q1 | 241 | $145.2M | 18 | ||
| 2020 Q4 | 256 | $125.2M | 18 | ||
| 2020 Q3 | 294 | $106.4M | — |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Baron Financial Group, LLC's most significant position changes for 2026-06-30: New buy: Vanguard Growth ETF (VUG); New buy: Ishares Esg Msci Kld 400 ETF (DSI); New buy: Ishares S&p 500 Growth ETF (IVW); Trim: Spdr Gold Shares (GLD) — shares -1.78%; Add: Invesco Qqq Trust Series 1 (QQQ) — shares +0.11%.
1–50 of 56
Filing History
FAQ
What is Baron Financial Group, LLC and what type of investor is it?
Baron Financial Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $209.6M, spread across 56 disclosed positions.
What are Baron Financial Group, LLC's largest equity positions?
Based on the latest 13F filing, Baron Financial Group, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $24.9M (11.9%)
2. Ishares Russell 2000 ETF (IWM) — $21.6M (10.3%)
3. Invesco Qqq Trust Series 1 (QQQ) — $16.0M (7.6%)
4. Vanguard Short-term Tips (VTIP) — $13.7M (6.5%)
5. Ishares Russell Mid-cap ETF (IWR) — $8.8M (4.2%)
What changes did Baron Financial Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Baron Financial Group, LLC made 50 notable position adjustments: 3 new positions were initiated, 23 existing holdings were added to, 24 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Vanguard Growth ETF (VUG); New buy: Ishares Esg Msci Kld 400 ETF (DSI); New buy: Ishares S&p 500 Growth ETF (IVW); Trim: Spdr Gold Shares (GLD) — shares -1.78%; Add: Invesco Qqq Trust Series 1 (QQQ) — shares +0.11%
What sectors does Baron Financial Group, LLC focus on?
Baron Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 52.0%
• Financials: 26.0%
• Energy: 12.9%
• Health Care: 4.7%
• Consumer Staples: 4.4%
Investment Profile
Baron Financial Group, LLC returned an annualized 16.5% over the trailing 36 months — outperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 52.0% of the portfolio concentrated in Information Technology.
It has added to its IWR position over the past two quarters (+$2.5M, now $8.8M), while trimming GLD over the same stretch (-$1.1M, still holding $5.9M).
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