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Allen Wealth Management, LLC Institutional Portfolio & 13F Holdings (Q2 2026)
Allen Wealth Management, LLCCIK: 0002012003
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$205.4M
Reporting period: 2026-06-30 · Number of holdings: 60
ALLEN WEALTH MANAGEMENT, LLC disclosed 60 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $205.4M and a quarterly turnover rate of 19.4%.
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Personality snowflake
- Concentration
- 33.88
- Portfolio Stability
- 19.36
- Momentum
- 100
- Sector conviction
- 39.26
- Diversification
- 100
- Sizing Uniformity
- 79.63
Allen Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.085 — mathematically equivalent to about 12 equally-sized positions, well below its 60 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.04), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 8.5 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 33% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VDE
-7.7% -$3.7M
Add VTV
+4.5% $5.0M
Add FNDX
+4.5% $4.5M
Trim AMLP
-63.2% -$3.2M
Add VO
+322.8% $2.8M
Trim XOM
-14.7% -$1.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 17.65% | +2.02% | +4.47% | |
| 2 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 15.23% | +1.82% | +4.55% | |
| 3 | VO | Vanguard Mid-cap ETF | ETF-Other | 8.68% | +1.16% | +322.77% | |
| 4 | DFIV | Dimensional International Va | ETF-Other | 8.53% | +0.82% | +11.10% | |
| 5 | XLV | Ss Health Care Select Sector | ETF-Other | 7.96% | +0.92% | +7.32% | |
| 6 | VDE | Vanguard Energy ETF | ETF-Other | 7.33% | -2.08% | -7.70% | |
| 7 | CSCO | Cisco Systems Inc | Stock-Tech | 2.01% | +0.47% | -11.43% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 1.95% | -0.96% | -14.66% | |
| 9 | CVX | Chevron CORP | Stock-Energy | 1.85% | -0.90% | -13.63% | |
| 10 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.57% | +0.34% | -6.89% | |
| 11 | C | Citigroup Inc | Stock-Financials | 1.49% | +0.17% | -6.42% | |
| 12 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.48% | -0.04% | -6.32% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.41% | +0.12% | -1.41% | |
| 14 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.39% | -0.47% | -8.57% | |
| 15 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.33% | -0.08% | -6.80% | |
| 16 | RIO | Rio Tinto Plc-spon Adr | Stock-Materials | 1.12% | -0.10% | -6.62% | |
| 17 | CAT | Caterpillar Inc | Stock-Industrials | 1.12% | +0.22% | -14.85% | |
| 18 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 1.06% | +0.02% | -14.01% | |
| 19 | SON | Sonoco Products Co | Stock-Consumer Disc | 0.99% | -0.02% | -3.22% | |
| 20 | SWK | Stanley Black & Decker Inc | Stock-Industrials | 0.98% | +0.20% | -2.99% | |
| 21 | LNC | Lincoln National CORP | Stock-Financials | 0.96% | -0.08% | -4.85% | |
| 22 | PSA | Public Storage | Stock-Real Estate | 0.96% | +0.09% | -3.93% | |
| 23 | TROW | T Rowe Price Group Inc | Stock-Financials | 0.93% | +0.14% | -4.48% | |
| 24 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.92% | +0.09% | -0.06% | |
| 25 | SLB | Slb LTD | Stock-Energy | 0.89% | -0.22% | -8.66% | |
| 26 | AMLP | Alerian Mlp ETF | ETF-Other | 0.88% | -1.60% | -63.24% | |
| 27 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.86% | -0.15% | -0.20% | |
| 28 | MDT | Medtronic plc | Stock-Healthcare | 0.83% | -0.13% | -1.35% | |
| 29 | DUK | Duke Energy CORP | Stock-Utilities | 0.67% | -0.09% | -5.83% | |
| 30 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.45% | -0.07% | -16.87% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.44% | +0.06% | +18.98% | |
| 32 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.44% | +0.02% | -3.49% | |
| 33 | V | Visa Inc-class A Shares | Stock-Financials | 0.38% | — | -9.16% | |
| 34 | WMT | Walmart Inc | Stock-Consumer Staples | 0.35% | -0.05% | — | |
| 35 | EPD | Enterprise Products Partners | Stock-Energy | 0.35% | -0.10% | -16.67% | |
| 36 | AMGN | Amgen Inc | Stock-Healthcare | 0.35% | -0.06% | -16.00% | |
| 37 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 0.33% | -0.10% | -24.27% | |
| 38 | FDX | Fedex CORP | Stock-Industrials | 0.32% | -0.07% | -4.54% | |
| 39 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.27% | -0.06% | -16.64% | |
| 40 | PFE | Pfizer Inc | Stock-Healthcare | 0.26% | -0.15% | -22.64% | |
| 41 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.25% | -0.02% | -19.88% | |
| 42 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.24% | -0.09% | -27.46% | |
| 43 | BAC | Bank Of America CORP | Stock-Financials | 0.22% | +0.01% | -3.69% | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.20% | +0.02% | -7.78% | |
| 45 | WM | Waste Management Inc | Stock-Industrials | 0.17% | -0.01% | — | |
| 46 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.16% | -0.02% | -19.10% | |
| 47 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.16% | -0.11% | -18.87% | |
| 48 | NEM | Newmont CORP | Stock-Materials | 0.15% | -0.03% | — | |
| 49 | GLD | Spdr Gold Shares | ETF-Commodities | 0.15% | -0.05% | -12.17% | |
| 50 | GD | General Dynamics CORP | Stock-Industrials | 0.14% | -0.02% | -8.97% |
1–50 of 60
Portfolio Performance
Performance for Q3 2026
+8%
Performance Last 4 Quarters
+30.2%
- Stdev
- +10.3%
- Beta
- +0.47
- Alpha
- +9.4%
- Max Drawdown
- -7.5%
- Annualized Perf
- +19.1%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.21
- Stutzer
- +0.49
- Treynor
- +0.38
- Sterling
- +1.29
- Calmar
- +2.55
- Information Ratio
- -0.03
- Tracking Error
- +10.7%
- Stdev Down
- +5.6%
- Winning Months %
- +80%
- Losing Months %
- +20%
- Best 12 Months
- +33%
- Worst 12 Months
- +4%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.76
- Stdev Sectors
- +6%
- Skewness
- -0.73
- Kurtosis
- +0.38
- Upside Potential
- +4.57
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Allen Wealth Management, LLC's most significant position changes for 2026-06-30: Sold out: Accenture plc (ACN); Sold out: Mcdonald's CORP (MCD); New buy: Generac Holdings Inc (GNRC); New buy: Dimensional US Small Cap Val (DFSV); Sold out: Berkshire Hathaway Inc-cl B (BRK-B).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | +2% | +4.47% | Add |
| 2 | FNDX | Schwab Fndmntl US Lrg Co ETF | +1.8% | +4.55% | Add |
| 3 | VO | Vanguard Mid-cap ETF | +1.2% | +322.77% | Add |
| 4 | XLV | Ss Health Care Select Sector | +0.9% | +7.32% | Add |
| 5 | DFIV | Dimensional International Va | +0.8% | +11.10% | Add |
| 6 | CSCO | Cisco Systems Inc | +0.5% | -11.43% | Trim |
| 7 | TSM | Taiwan Semiconductor-sp Adr | +0.3% | -6.89% | Trim |
| 8 | CAT | Caterpillar Inc | +0.2% | -14.85% | Trim |
| 9 | SWK | Stanley Black & Decker Inc | +0.2% | -2.99% | Trim |
| 10 | C | Citigroup Inc | +0.2% | -6.42% | Trim |
| 11 | TROW | T Rowe Price Group Inc | +0.1% | -4.48% | Trim |
| 12 | GNRC | Generac Holdings Inc | +0.1% | NEW | New buy |
| 13 | AAPL | Apple Inc | +0.1% | -1.41% | Trim |
| 14 | DFSV | Dimensional US Small Cap Val | +0.1% | NEW | New buy |
| 15 | ALL | Allstate CORP | +0.1% | NEW | New buy |
| 16 | NVO | Novo-nordisk A/s-spons Adr | +0.1% | NEW | New buy |
| 17 | KMB | Kimberly-clark CORP | +0.1% | -0.06% | Trim |
| 18 | PSA | Public Storage | +0.1% | -3.93% | Trim |
| 19 | MSFT | Microsoft CORP | +0.1% | +18.98% | Add |
| 20 | BNY | Bank Of New York Mellon CORP | 0% | -14.01% | Trim |
| 21 | JPM | Jpmorgan Chase & Co | 0% | -3.49% | Trim |
| 22 | GOOG | Alphabet Inc-cl C | 0% | -7.78% | Trim |
| 23 | ABBV | Abbvie Inc | 0% | — | Unchanged |
| 24 | BAC | Bank Of America CORP | 0% | -3.69% | Trim |
| 25 | PM | Philip Morris International | 0% | — | Unchanged |
| 26 | V | Visa Inc-class A Shares | — | -9.16% | Trim |
| 27 | MET | Metlife Inc | 0% | -24.85% | Trim |
| 28 | WM | Waste Management Inc | 0% | — | Unchanged |
| 29 | AMZN | Amazon.com Inc | 0% | -19.88% | Trim |
| 30 | SBUX | Starbucks CORP | 0% | -19.10% | Trim |
| 31 | GD | General Dynamics CORP | 0% | -8.97% | Trim |
| 32 | SON | Sonoco Products Co | 0% | -3.22% | Trim |
| 33 | QQQ | Invesco Qqq Trust Series 1 | 0% | -36.97% | Trim |
| 34 | LOW | Lowe's Cos Inc | 0% | -14.04% | Trim |
| 35 | NEM | Newmont CORP | 0% | — | Unchanged |
| 36 | MRK | Merck & Co. Inc. | 0% | -6.32% | Trim |
| 37 | GLD | Spdr Gold Shares | -0.1% | -12.17% | Trim |
| 38 | WMT | Walmart Inc | -0.1% | — | Unchanged |
| 39 | AMGN | Amgen Inc | -0.1% | -16.00% | Trim |
| 40 | PG | Procter & Gamble Co/the | -0.1% | -16.64% | Trim |
| 41 | VZ | Verizon Communications Inc | -0.1% | -15.61% | Trim |
| 42 | FDX | Fedex CORP | -0.1% | -4.54% | Trim |
| 43 | KO | Coca-cola Co/the | -0.1% | -16.87% | Trim |
| 44 | LNC | Lincoln National CORP | -0.1% | -4.85% | Trim |
| 45 | JNJ | Johnson & Johnson | -0.1% | -6.80% | Trim |
| 46 | NVS | Novartis Ag-sponsored Adr | -0.1% | -27.46% | Trim |
| 47 | DUK | Duke Energy CORP | -0.1% | -5.83% | Trim |
| 48 | UL | Unilever Plc-sponsored Adr | -0.1% | -24.27% | Trim |
| 49 | EPD | Enterprise Products Partners | -0.1% | -16.67% | Trim |
| 50 | RIO | Rio Tinto Plc-spon Adr | -0.1% | -6.62% | Trim |
1–50 of 63
Filing History
FAQ
What is Allen Wealth Management, LLC and what type of investor is it?
Allen Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $205.4M, spread across 60 disclosed positions.
What are Allen Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Allen Wealth Management, LLC's top holdings by market value are:
1. Vanguard Value ETF (VTV) — $36.2M (17.6%)
2. Schwab Fndmntl US Lrg Co ETF (FNDX) — $31.3M (15.2%)
3. Vanguard Mid-cap ETF (VO) — $17.8M (8.7%)
4. Dimensional International Va (DFIV) — $17.5M (8.5%)
5. Ss Health Care Select Sector (XLV) — $16.3M (8.0%)
What changes did Allen Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Allen Wealth Management, LLC made 58 notable position adjustments: 4 new positions were initiated, 6 existing holdings were added to, 45 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: Accenture plc (ACN); Sold out: Mcdonald's CORP (MCD); New buy: Generac Holdings Inc (GNRC); New buy: Dimensional US Small Cap Val (DFSV); Sold out: Berkshire Hathaway Inc-cl B (BRK-B)
What sectors does Allen Wealth Management, LLC focus on?
Allen Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 17.1%
• Information Technology: 16.3%
• Energy: 15.1%
• Health Care: 14.2%
• Industrials: 13.2%
• Consumer Staples: 9.9%
Investment Profile
Allen Wealth Management, LLC returned an annualized 19.1% over the trailing 30 months — outperforming the S&P 500 by 9.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.47 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its VTV position over the past two quarters (+$7.0M, now $36.2M), while trimming AMLP over the same stretch (-$3.2M, still holding $1.8M).
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Developer Access
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