BP
Barnes Pettey Financial Advisors, LLC 13F Holdings & Position Changes (Q2 2026)
Barnes Pettey Financial Advisors, LLCCIK: 0001908288
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$319.2M
Reporting period: 2026-06-30 · Number of holdings: 175
BARNES PETTEY FINANCIAL ADVISORS, LLC disclosed 175 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $319.2M and a quarterly turnover rate of 35.2%.
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Personality snowflake
- Concentration
- 12.38
- Portfolio Stability
- 35.16
- Momentum
- 100
- Sector conviction
- 44.92
- Diversification
- 100
- Sizing Uniformity
- 78.93
Barnes Pettey Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 32 equally-sized positions, well below its 175 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.11), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd FBCG
+201.7% $11.5M
Trim CGGR
+3.3% $7.1M
Add TMSL
+1538.3% $5.0M
Add JMEE
+119.2% $5.9M
Add QQQ
+163.3% $4.4M
Add OAKM
+176.9% $3.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGGR | Cap Group Growth Equity | ETF-Other | 12.60% | -1.85% | +3.28% | |
| 2 | RDVY | First Trust Rising Dividend | ETF-Other | 5.04% | -0.03% | +16.52% | |
| 3 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 4.90% | +3.08% | +201.70% | |
| 4 | CGDV | Cap Group Dividend Value | ETF-Other | 4.55% | +0.14% | +23.82% | |
| 5 | DFIV | Dimensional International Va | ETF-Other | 3.18% | +0.33% | +51.64% | |
| 6 | JMEE | JPM Sma & Mid Cap En Eq Et-u | ETF-Other | 3.04% | +1.39% | +119.22% | |
| 7 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 2.20% | -0.73% | +2.64% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.96% | +1.15% | +163.34% | |
| 9 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.81% | -0.53% | +4.09% | |
| 10 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 1.73% | +0.88% | +176.92% | |
| 11 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 1.68% | +0.17% | +36.78% | |
| 12 | CGIE | Cap Group Intl Equity | ETF-Other | 1.67% | +0.51% | +84.92% | |
| 13 | TMSL | T.rowe Prc Small-mid Cap ETF | ETF-Other | 1.66% | +1.54% | +1538.26% | |
| 14 | VUG | Vanguard Growth ETF | ETF-Other | 1.63% | -0.08% | +570.40% | |
| 15 | WMT | Walmart Inc | Stock-Consumer Staples | 1.61% | -0.83% | +0.49% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.60% | -0.26% | +4.46% | |
| 17 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 1.49% | -0.19% | +13.85% | |
| 18 | CGUS | Cap Group Core Equity | ETF-Other | 1.38% | -0.24% | +2.60% | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.33% | -0.28% | +0.10% | |
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.18% | -0.31% | -3.54% | |
| 21 | VTV | Vanguard Value ETF | ETF-Other | 1.16% | +0.01% | +26.34% | |
| 22 | VFMF | Vanguard US Multifactor ETF | ETF-Other | 1.13% | +0.12% | +35.78% | |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.06% | -0.32% | +2.42% | |
| 24 | OUSM | Alps Oshares US Small-cap Qu | ETF-Other | 1.06% | -0.28% | +1.14% | |
| 25 | RJF | Raymond James Financial Inc | Stock-Financials | 1.05% | -0.36% | -1.37% | |
| 26 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.03% | -0.36% | +3.77% | |
| 27 | AIRR | First Trust Rba American Ind | ETF-Other | 1.00% | +0.25% | +55.28% | |
| 28 | AAPL | Apple Inc | Stock-Tech | 0.89% | -0.19% | +0.44% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.82% | -0.31% | -0.07% | |
| 30 | FESM | Fidelity Enhanced Small Cap | ETF-Small Cap | 0.82% | +0.60% | +300.63% | |
| 31 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 0.80% | +0.55% | +312.73% | |
| 32 | FNY | First Trust Mid Cap Growth | ETF-Other | 0.75% | +0.19% | +51.84% | |
| 33 | NEE | Nextera Energy Inc | Stock-Utilities | 0.75% | -0.35% | — | |
| 34 | LRGE | Clearbridge Large Cap Growth | ETF-Large Cap & Growth | 0.75% | -0.21% | -4.76% | |
| 35 | CGMU | Cap Group Municipal Income | ETF-Other | 0.70% | +0.16% | +79.24% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.70% | -0.06% | +2.21% | |
| 37 | FVD | First Trust Value Line Dvd | ETF-Other | 0.66% | -0.52% | -24.08% | |
| 38 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 0.66% | -0.08% | +6.67% | |
| 39 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.63% | -0.16% | — | |
| 40 | FTMH | Fr Muni High Yield ETF | ETF-High Yield | 0.63% | -0.21% | +1.05% | |
| 41 | ARKK | Ark Innovation ETF | ETF-Other | 0.62% | -0.09% | +1.18% | |
| 42 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.59% | +0.03% | +46.07% | |
| 43 | RLY | Ss Multi-asset Real Ret ETF | ETF-Other | 0.56% | -0.18% | +9.18% | |
| 44 | RF | Regions Financial CORP | Stock-Financials | 0.54% | -0.11% | -0.37% | |
| 45 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.53% | -0.21% | -0.81% | |
| 46 | JSCP | Jpmorgan Short Duration Core | ETF-Other | 0.52% | +0.09% | +67.79% | |
| 47 | CGIC | Cap Group Intl Core Eq | ETF-Other | 0.51% | +0.01% | +29.26% | |
| 48 | HD | Home Depot Inc | Stock-Consumer Disc | 0.47% | -0.15% | -0.72% | |
| 49 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.47% | -0.14% | — | |
| 50 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.46% | -0.09% | +299.05% |
1–50 of 175
Portfolio Performance
Performance for Q3 2026
+3.1%
Performance Last 4 Quarters
+17.2%
- Stdev
- +12.8%
- Beta
- +0.94
- Alpha
- -0.5%
- Max Drawdown
- -7.4%
- Annualized Perf
- +18.9%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +2.86
- Stutzer
- +0.42
- Treynor
- +0.19
- Sterling
- +1.21
- Calmar
- +2.58
- Information Ratio
- -0.42
- Tracking Error
- +4.1%
- Stdev Down
- +6.4%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +34.5%
- Worst 12 Months
- +7.5%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.43
- Stdev Sectors
- +7%
- Skewness
- +0.04
- Kurtosis
- -0.23
- Upside Potential
- +4.42
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 175 | $319.2M | 35 | ||
| 2026 Q1 | 156 | $229.4M | 22 | ||
| 2025 Q4 | 143 | $202.3M | 15 | ||
| 2025 Q3 | 126 | $182.5M | 38 | ||
| 2025 Q2 | 110 | $149.7M | 0 | ||
| 2025 Q1 | 99 | $128.5M | 0 | ||
| 2024 Q4 | 100 | $131.0M | 0 | ||
| 2024 Q3 | 100 | $125.4M | 0 | ||
| 2024 Q2 | 96 | $116.3M | 0 | ||
| 2024 Q1 | 94 | $115.8M | 0 | ||
| 2023 Q4 | 96 | $123.2M | 0 | ||
| 2023 Q3 | 94 | $108.9M | 0 | ||
| 2023 Q2 | 101 | $115.7M | 0 | ||
| 2023 Q1 | 102 | $104.7M | 0 | ||
| 2022 Q4 | 101 | $97.0M | 0 | ||
| 2022 Q3 | 85 | $73.2M | 0 | ||
| 2022 Q2 | 87 | $77.4M | 0 | ||
| 2022 Q1 | 92 | $82.6M | 0 | ||
| 2021 Q4 | 91 | $87.0M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Barnes Pettey Financial Advisors, LLC's most significant position changes for 2026-06-30: New buy: Tortoise Ai Infrastructr ETF (TCAI); New buy: Advanced Micro Devices (AMD); New buy: Micron Technology Inc (MU); New buy: Ishares Tips Bond ETF (TIP); New buy: Vanguard Short-term Treasury (VGSH).
1–50 of 177
Filing History
FAQ
What is Barnes Pettey Financial Advisors, LLC and what type of investor is it?
Barnes Pettey Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $319.2M, spread across 175 disclosed positions.
What are Barnes Pettey Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Barnes Pettey Financial Advisors, LLC's top holdings by market value are:
1. Cap Group Growth Equity (CGGR) — $40.2M (12.6%)
2. First Trust Rising Dividend (RDVY) — $16.1M (5.0%)
3. Fidelity Blue Chip Grow ETF (FBCG) — $15.6M (4.9%)
4. Cap Group Dividend Value (CGDV) — $14.5M (4.5%)
5. Dimensional International Va (DFIV) — $10.1M (3.2%)
What changes did Barnes Pettey Financial Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Barnes Pettey Financial Advisors, LLC made 140 notable position adjustments: 21 new positions were initiated, 84 existing holdings were added to, 33 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Tortoise Ai Infrastructr ETF (TCAI); New buy: Advanced Micro Devices (AMD); New buy: Micron Technology Inc (MU); New buy: Ishares Tips Bond ETF (TIP); New buy: Vanguard Short-term Treasury (VGSH)
What sectors does Barnes Pettey Financial Advisors, LLC focus on?
Barnes Pettey Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.0%
• Financials: 19.7%
• Consumer Staples: 11.4%
• Industrials: 11.0%
• Consumer Discretionary: 8.0%
• Communication Services: 6.0%
Investment Profile
Barnes Pettey Financial Advisors, LLC returned an annualized 18.9% over the trailing 36 months — underperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.94 (roughly in line with the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 35 over the past 4 quarters — a shift toward more active trading.
It has added to its FBCG position over the past two quarters (+$14.8M, now $15.6M), while trimming FVD over the same stretch (-$658.6K, still holding $2.1M).
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