WA
WNY Asset Management, LLC 13F Disclosure (Q2 2026) — Portfolio & Holdings
WNY Asset Management, LLCCIK: 0001803296
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$1.1B
Reporting period: 2026-06-30 · Number of holdings: 261
WNY Asset Management, LLC disclosed 261 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.1B and a quarterly turnover rate of 32.5%.
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Personality snowflake
- Concentration
- 14.82
- Portfolio Stability
- 32.46
- Momentum
- 100
- Sector conviction
- 52.05
- Diversification
- 100
- Sizing Uniformity
- 70.56
WNY Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 261 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.94), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd JPST
+935.3% $48.4M
Add XLK
+315.4% $32.3M
Trim CGCP
-10.9% -$10.5M
Trim XLU
-98.6% -$19.1M
Trim CGGO
-82.0% -$18.3M
Trim VPLS
-40.0% -$11.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 261 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGGR | Cap Group Growth Equity | ETF-Other | 8.37% | +0.87% | +10.06% | |
| 2 | CGCP | Cap Group Core Plus Income | ETF-Other | 7.46% | -2.26% | -10.92% | |
| 3 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 7.40% | +1.01% | +17.48% | |
| 4 | CGDV | Cap Group Dividend Value | ETF-Other | 7.01% | +0.02% | +0.12% | |
| 5 | DFAI | Dimensional International Co | ETF-Other | 6.21% | +0.40% | +16.91% | |
| 6 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 4.79% | +4.25% | +935.33% | |
| 7 | JEMA | Jpmorgan Activebuilders Emer | ETF-Other | 3.49% | +0.35% | +4.78% | |
| 8 | XLK | Ss Technology Select Sector | ETF-Tech | 3.47% | +2.80% | +315.38% | |
| 9 | JAVA | Jpmorgan Active Value ETF | ETF-Other | 3.23% | -0.14% | +0.18% | |
| 10 | HECA | Hedgeye Capital Allocat ETF | ETF-Other | 2.84% | +0.72% | +63.99% | |
| 11 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.26% | +0.02% | +1.94% | |
| 12 | GLD | Spdr Gold Shares | ETF-Commodities | 2.02% | -0.89% | -6.18% | |
| 13 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 1.94% | -0.04% | +1.91% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.68% | -0.04% | -0.35% | |
| 15 | VPLS | Vanguard Core-plus Bond ETF | ETF-Other | 1.52% | -1.42% | -40.02% | |
| 16 | BBIN | JPM Betabuilders Intl Eqty | ETF-Other | 1.47% | -0.10% | +2.00% | |
| 17 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.47% | +0.59% | +84.93% | |
| 18 | PAAA | Pgim Aaa Clo ETF | ETF-Other | 1.44% | -0.27% | -2.28% | |
| 19 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.10% | -0.06% | +9.49% | |
| 20 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.06% | +0.10% | +0.35% | |
| 21 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.87% | -0.11% | +3.76% | |
| 22 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.78% | +0.01% | +5.93% | |
| 23 | MUNY | Vanguard Ny Tax-ex Bond | ETF-Other | 0.76% | -0.08% | +2.73% | |
| 24 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.60% | +0.03% | +21.89% | |
| 25 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.60% | +0.07% | +0.75% | |
| 26 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.60% | -0.01% | -0.29% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.60% | -0.03% | -4.98% | |
| 28 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.57% | -0.09% | +1.24% | |
| 29 | XBGYX | Blackrock Enh Intl Dvd Tr | Stock-Other | 0.57% | -0.27% | -26.11% | |
| 30 | EVTR | Eaton Vance Total Return | ETF-Other | 0.56% | +0.05% | +28.96% | |
| 31 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.55% | -0.18% | -16.02% | |
| 32 | NVDA | Nvidia CORP | Stock-Tech | 0.52% | -0.01% | +0.67% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.50% | -0.09% | -1.74% | |
| 34 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.49% | +0.03% | +23.25% | |
| 35 | CGGO | Cap Group Global Growth | ETF-Other | 0.49% | -1.97% | -81.96% | |
| 36 | CGBL | Cap Group Core Balanced | ETF-Other | 0.48% | +0.15% | +50.57% | |
| 37 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 0.46% | +0.01% | +4.77% | |
| 38 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.45% | — | +0.69% | |
| 39 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 0.45% | +0.45% | NEW | |
| 40 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.42% | +0.03% | +8.47% | |
| 41 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.42% | -0.02% | +10.96% | |
| 42 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | ETF-Tech | 0.37% | +0.11% | +34.90% | |
| 43 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.35% | +0.08% | +31.91% | |
| 44 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.35% | +0.02% | +2.36% | |
| 45 | HFSI | Hartfor Strateg Income Etf-u | ETF-Other | 0.34% | -0.31% | -39.57% | |
| 46 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.33% | +0.01% | +398.89% | |
| 47 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 0.33% | -0.08% | -7.96% | |
| 48 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.32% | -0.31% | -42.28% | |
| 49 | MUNI | Pimco Intermediate Municipal | ETF-Other | 0.31% | -0.15% | -22.04% | |
| 50 | T | At&t Inc | Stock-Comm Services | 0.30% | — | +64.54% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+18.3%
- Stdev
- +9.6%
- Beta
- +0.69
- Alpha
- +2.3%
- Max Drawdown
- -4.4%
- Annualized Perf
- +16.9%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.32
- Stutzer
- +0.48
- Treynor
- +0.23
- Sterling
- +1.24
- Calmar
- +3.83
- Information Ratio
- -0.71
- Tracking Error
- +5.3%
- Stdev Down
- +4.9%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27.4%
- Worst 12 Months
- +8.1%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.68
- Stdev Sectors
- +8.6%
- Skewness
- -0.31
- Kurtosis
- -0.27
- Upside Potential
- +4.85
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 261 | $1.1B | 32 | ||
| 2026 Q1 | 249 | $967.1M | 45 | ||
| 2025 Q3 | 243 | $1.0B | 38 | ||
| 2025 Q2 | 222 | $907.5M | 0 | ||
| 2025 Q1 | 227 | $841.0M | 100 | ||
| 2024 Q4 | 221 | $806.7M | 0 | ||
| 2024 Q3 | 231 | $856.7M | 0 | ||
| 2024 Q2 | 235 | $755.1M | 0 | ||
| 2024 Q1 | 233 | $655.2M | 0 | ||
| 2023 Q4 | 217 | $591.6M | 0 | ||
| 2023 Q3 | 205 | $512.9M | 0 | ||
| 2023 Q2 | 196 | $470.1M | 0 | ||
| 2023 Q1 | 187 | $420.6M | 0 | ||
| 2022 Q4 | 186 | $369.7M | 0 | ||
| 2022 Q3 | 167 | $275.4M | 0 | ||
| 2022 Q2 | 165 | $295.0M | 0 | ||
| 2022 Q1 | 167 | $323.9M | 0 | ||
| 2021 Q4 | 170 | $336.2M | 0 | ||
| 2021 Q3 | 156 | $289.4M | 0 | ||
| 2021 Q2 | 154 | $279.1M | 95 | ||
| 2021 Q1 | 138 | $250.4M | 61 | ||
| 2020 Q4 | 93 | $197.8M | 0 |
Holding changes this quarter
WNY Asset Management, LLC's most significant position changes for 2026-06-30: New buy: Ishrs Sys Alt Act ETF (IALT); New buy: IREN Limited (IREN); Sold out: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: Defiance Ai & Power Infr ETF (AIPO); New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR).
Showing top 200 changes by size (of 277 total)
1–50 of 200
Filing History
FAQ
What is WNY Asset Management, LLC and what type of investor is it?
WNY Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $1.1B, spread across 261 disclosed positions.
What are WNY Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, WNY Asset Management, LLC's top holdings by market value are:
1. Cap Group Growth Equity (CGGR) — $93.8M (8.4%)
2. Cap Group Core Plus Income (CGCP) — $83.6M (7.5%)
3. Dimensional US Core Equity 2 (DFAC) — $82.9M (7.4%)
4. Cap Group Dividend Value (CGDV) — $78.5M (7.0%)
5. Dimensional International Co (DFAI) — $69.6M (6.2%)
What changes did WNY Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, WNY Asset Management, LLC made 196 notable position adjustments: 28 new positions were initiated, 84 existing holdings were added to, 69 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: Ishrs Sys Alt Act ETF (IALT); New buy: IREN Limited (IREN); Sold out: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: Defiance Ai & Power Infr ETF (AIPO); New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR)
What sectors does WNY Asset Management, LLC focus on?
WNY Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.5%
• Communication Services: 13.5%
• Health Care: 11.6%
• Consumer Discretionary: 10.6%
• Energy: 7.2%
• Industrials: 6.7%
Investment Profile
WNY Asset Management, LLC returned an annualized 16.9% over the trailing 36 months — outperforming the S&P 500 by 2.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 33.5% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 32 over the past 4 quarters — a shift toward longer holding periods.
It has added to its GPIX position over the past two quarters (+$19.7M, now $21.7M), while trimming JEPQ over the same stretch (-$42.8M, still holding $2.8M).
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