BA
BARING ASSET MANAGEMENT Ltd Historical SEC 13F Holdings & Archive (Q3 2017)
BARING ASSET MANAGEMENT LtdCIK: 0001606779
Diversified strategySector-focusedMomentum follower
Total reported value
$1.7B
Reporting period: 2017-09-30 · Number of holdings: 184
BARING ASSET MANAGEMENT Ltd disclosed 184 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $1.7B and a quarterly turnover rate of 22.3%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "B"
Personality snowflake
- Concentration
- 18.66
- Portfolio Stability
- 22.33
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 72.39
BARING ASSET MANAGEMENT Ltd's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 184 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd EDU
+110.2% $22.7M
Trim NTES
-16.3% -$13.3M
Add EPAM
+105.7% $19.1M
Trim BABA
-13.1% $17.5M
Trim MBLY
-26.1% -$8.8M
Add TAL
+411.0% $15.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 16.59% | -0.74% | -13.07% | |
| 2 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 5.18% | -0.30% | -0.36% | |
| 3 | IWF | Ishares Russell 1000 Growth | ETF-Other | 5.08% | -0.33% | -0.39% | |
| 4 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.02% | -0.34% | +0.50% | |
| 5 | OEF | Ishares S&p 100 ETF | ETF-Other | 5.01% | -0.34% | +0.21% | |
| 6 | JD | Jd.com Inc-adr | Stock-Consumer Disc | 4.41% | +0.40% | +25.44% | |
| 7 | TAL | Tal Education Group- Adr | Stock-Consumer Staples | 3.11% | +0.66% | +411.04% | |
| 8 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 2.48% | — | -6.09% | |
| 9 | NBIS | Nebius Group N.V. | Stock-Other | 2.39% | +0.17% | -4.69% | |
| 10 | SU | Suncor Energy Inc | Stock-Energy | 2.26% | — | -16.83% | |
| 11 | NTES | Netease Inc-adr | Stock-Comm Services | 2.16% | -1.11% | -16.28% | |
| 12 | EDU | New Oriental Education & Technology Group Inc. | Stock-Consumer Staples | 2.13% | +1.23% | +110.24% | |
| 13 | EPAM | Epam Systems Inc | Stock-Tech | 2.09% | +1.01% | +105.73% | |
| 14 | ITUB | Itau Unibanco H-spon Prf Adr | Stock-Financials | 1.99% | +0.06% | -7.79% | |
| 15 | MBLY | Mobileye Global Inc. | Stock-Other | 1.40% | -0.74% | -26.10% | |
| 16 | MBTGBP | Mobile Telesystems-sp Adr | Stock-Other | 1.37% | +0.24% | +8.31% | |
| 17 | YUMC | Yum China Holdings Inc | Stock-Consumer Disc | 1.28% | +0.35% | +50.87% | |
| 18 | EOG | Eog Resources Inc | Stock-Energy | 1.21% | +0.05% | +8.45% | |
| 19 | BIDU | Baidu Inc - Spon Adr | Stock-Comm Services | 1.19% | +1.19% | NEW | |
| 20 | POT1EUR | Potash CORP Of Saskatchewan | Stock-Other | 1.16% | — | -6.21% | |
| 21 | HAL | Halliburton Co | Stock-Energy | 1.07% | — | — | |
| 22 | CTRA | Coterra Energy Inc | Stock-Energy | 1.03% | — | — | |
| 23 | PBR-A | Petroleo Brasil-sp Pref Adr | Stock-Other | 0.99% | +0.19% | +6.77% | |
| 24 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 0.95% | +0.05% | +4.40% | |
| 25 | ALB | Albemarle CORP | Stock-Materials | 0.95% | — | -16.36% | |
| 26 | ✓ | Agrium Inc | Stock-Other | 0.83% | — | -15.00% | |
| 27 | AGCO | Agco CORP | Stock-Industrials | 0.80% | — | -2.46% | |
| 28 | BBD | Banco Bradesco-adr | Stock-Other | 0.80% | +0.12% | — | |
| 29 | AVY | Avery Dennison CORP | Stock-Consumer Disc | 0.75% | — | -18.67% | |
| 30 | MOMOUSD | Momo Inc-spon Adr | Stock-Other | 0.70% | +0.70% | NEW | |
| 31 | WB | Weibo Corp-spon Adr | Stock-Other | 0.70% | +0.70% | NEW | |
| 32 | SLB | Slb LTD | Stock-Energy | 0.70% | — | -0.14% | |
| 33 | DE | Deere & Co | Stock-Industrials | 0.69% | — | +7.97% | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.67% | — | — | |
| 35 | FETUSD | Forum Energy Technologies In | Stock-Other | 0.65% | +0.17% | +48.77% | |
| 36 | EXP | Eagle Materials Inc | Stock-Materials | 0.64% | — | -0.83% | |
| 37 | PXGBX | Praxair Inc | Stock-Other | 0.63% | — | — | |
| 38 | ABEV | Ambev Sa-adr | Stock-Consumer Staples | 0.57% | +0.04% | — | |
| 39 | GDS | Gds Holdings LTD - Adr | Stock-Other | 0.54% | -0.19% | -32.80% | |
| 40 | NOVEUR | National Oilwell Varco Inc | Stock-Other | 0.49% | +0.24% | +106.23% | |
| 41 | PBR | Petroleo Brasileiro-spon Adr | Stock-Energy | 0.42% | +0.04% | — | |
| 42 | RS | Reliance Inc | Stock-Materials | 0.38% | — | -1.91% | |
| 43 | AMXN | America Movil-spn Adr Cl L | Stock-Other | 0.38% | — | — | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.36% | — | -2.93% | |
| 45 | YPF | Ypf S.a.-sponsored Adr | Stock-Other | 0.35% | — | +1.63% | |
| 46 | ✓ | Stock-Other | 0.35% | +0.35% | NEW | ||
| 47 | CIBEUR | Bancolombia S.a.-spons Adr | Stock-Other | 0.34% | +0.07% | +36.64% | |
| 48 | ✓ | Randgold Resources Ltd-adr | Stock-Other | 0.33% | — | -14.07% | |
| 49 | BDX | Becton Dickinson And Co | Stock-Healthcare | 0.32% | — | +12.31% | |
| 50 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.29% | +0.16% | +132.28% |
1–50 of 184
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
BARING ASSET MANAGEMENT Ltd's most significant position changes for 2017-09-30: New buy: Baidu Inc - Spon Adr (BIDU); Sold out: ; New buy: Momo Inc-spon Adr (MOMOUSD); New buy: Weibo Corp-spon Adr (WB); Sold out: Ctrip.com International-adr (CTRPUSD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EDU | New Oriental Education & Technology Group Inc. | +1.2% | +110.24% | Add |
| 2 | EPAM | Epam Systems Inc | +1% | +105.73% | Add |
| 3 | TAL | Tal Education Group- Adr | +0.7% | +411.04% | Add |
| 4 | JD | Jd.com Inc-adr | +0.4% | +25.44% | Add |
| 5 | YUMC | Yum China Holdings Inc | +0.4% | +50.87% | Add |
| 6 | MBTGBP | Mobile Telesystems-sp Adr | +0.2% | +8.31% | Add |
| 7 | NOVEUR | National Oilwell Varco Inc | +0.2% | +106.23% | Add |
| 8 | CX | Cemex Sab-spons Adr Part Cer | +0.2% | +506.07% | Add |
| 9 | PBR-A | Petroleo Brasil-sp Pref Adr | +0.2% | +6.77% | Add |
| 10 | NBIS | Nebius Group N.V. | +0.2% | -4.69% | Trim |
| 11 | FETUSD | Forum Energy Technologies In | +0.2% | +48.77% | Add |
| 12 | TJX | Tjx Companies Inc | +0.2% | +132.28% | Add |
| 13 | BBD | Banco Bradesco-adr | +0.1% | — | Unchanged |
| 14 | NWL | Newell Brands Inc | +0.1% | +311.30% | Add |
| 15 | LLY | Eli Lilly & Co | +0.1% | +114.64% | Add |
| 16 | V | Visa Inc-class A Shares | +0.1% | +61.70% | Add |
| 17 | CIBEUR | Bancolombia S.a.-spons Adr | +0.1% | +36.64% | Add |
| 18 | ITUB | Itau Unibanco H-spon Prf Adr | +0.1% | -7.79% | Trim |
| 19 | EOG | Eog Resources Inc | +0.1% | +8.45% | Add |
| 20 | TSN | Tyson Foods Inc-cl A | +0.1% | +4.40% | Add |
| 21 | ABEV | Ambev Sa-adr | 0% | — | Unchanged |
| 22 | PBR | Petroleo Brasileiro-spon Adr | 0% | — | Unchanged |
| 23 | POT1EUR | Potash CORP Of Saskatchewan | — | -6.21% | Trim |
| 24 | ECL | Ecolab Inc | -0.1% | -70.71% | Trim |
| 25 | BG | Bunge Global SA | -0.1% | -39.57% | Trim |
| 26 | COO | The Cooper Companies, Inc. | -0.1% | -28.69% | Trim |
| 27 | GDS | Gds Holdings LTD - Adr | -0.2% | -32.80% | Trim |
| 28 | ✓ | Adeco Agro | -0.3% | -60.21% | Trim |
| 29 | IWO | Ishares Russell 2000 Growth | -0.3% | -0.36% | Trim |
| 30 | IWF | Ishares Russell 1000 Growth | -0.3% | -0.39% | Trim |
| 31 | IVV | Ishares Core S&p 500 ETF | -0.3% | +0.50% | Add |
| 32 | OEF | Ishares S&p 100 ETF | -0.3% | +0.21% | Add |
| 33 | FMX | Fomento Economico Mex-sp Adr | -0.4% | -55.30% | Trim |
| 34 | BABA | Alibaba Group Holding-sp Adr | -0.7% | -13.07% | Trim |
| 35 | MBLY | Mobileye Global Inc. | -0.7% | -26.10% | Trim |
| 36 | NTES | Netease Inc-adr | -1.1% | -16.28% | Trim |
| 37 | BIDU | Baidu Inc - Spon Adr | — | NEW | New buy |
| 38 | ✓ | — | EXIT | Sold out | |
| 39 | MOMOUSD | Momo Inc-spon Adr | — | NEW | New buy |
| 40 | WB | Weibo Corp-spon Adr | — | NEW | New buy |
| 41 | CTRPUSD | Ctrip.com International-adr | — | EXIT | Sold out |
| 42 | ✓ | — | NEW | New buy | |
| 43 | ✓ | Azul Sa-adr | — | NEW | New buy |
| 44 | MO | Altria Group Inc | — | EXIT | Sold out |
| 45 | GILD | Gilead Sciences Inc | — | NEW | New buy |
| 46 | ROL | Rollins Inc | — | EXIT | Sold out |
| 47 | FFIV | F5 Inc | — | EXIT | Sold out |
| 48 | INTU | Intuit Inc | — | NEW | New buy |
| 49 | ARMK | Aramark | — | NEW | New buy |
| 50 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
Filing History
FAQ
What is BARING ASSET MANAGEMENT Ltd and what type of investor is it?
BARING ASSET MANAGEMENT Ltd is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-09-30), the firm manages a tracked equity portfolio valued at approximately $1.7B, spread across 184 disclosed positions.
What are BARING ASSET MANAGEMENT Ltd's largest equity positions?
Based on the latest 13F filing, BARING ASSET MANAGEMENT Ltd's top holdings by market value are:
1. Alibaba Group Holding-sp Adr (BABA) — $283.9M (16.6%)
2. Ishares Russell 2000 Growth (IWO) — $88.7M (5.2%)
3. Ishares Russell 1000 Growth (IWF) — $86.9M (5.1%)
4. Ishares Core S&p 500 ETF (IVV) — $85.9M (5.0%)
5. Ishares S&p 100 ETF (OEF) — $85.7M (5.0%)
What changes did BARING ASSET MANAGEMENT Ltd make in its most recent portfolio filing?
In the latest reported quarter, BARING ASSET MANAGEMENT Ltd made 47 notable position adjustments: 9 new positions were initiated, 19 existing holdings were added to, 14 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: Baidu Inc - Spon Adr (BIDU); Sold out: ; New buy: Momo Inc-spon Adr (MOMOUSD); New buy: Weibo Corp-spon Adr (WB); Sold out: Ctrip.com International-adr (CTRPUSD)
What sectors does BARING ASSET MANAGEMENT Ltd focus on?
BARING ASSET MANAGEMENT Ltd is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 62.8%
• Information Technology: 11.9%
• Energy: 10.8%
• Industrials: 4.6%
• Financials: 3.1%
• Communication Services: 2.5%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
BARING ASSET MANAGEMENT Ltd's portfolio is broadly diversified and moderately active, with 62.8% of the portfolio concentrated in Consumer Discretionary.
It has added to its BABA position over the past two quarters (+$70.5M, now $283.9M), while trimming SU over the same stretch (-$18.6M, still holding $38.8M).
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Developer Access
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